|
Other-OTC System Changes - 10/27/2011 12:00:00 AM
|
| |
|

|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 13:07 | AMKBY | A.P. Moeller-Maersk A/S Unsponsored American Depository Receipt (Denmark) | 10/28/2011 | Y | 100 | ** |
| 13:07 | CDCAQ | CDC Corporation Class A Common Shares | 10/28/2011 | Y | 100 | From Q (CHINA)** |
| 16:41 | EBOSY | EBOS Group, Ltd. Sponsored American Depository Receipt (New Zealand) | 10/28/2011 | Y | 100 | ** |
| 13:07 | HEVV | Ener1, Inc. Common Stock | 10/28/2011 | Y | 100 | From Q (HEV) |
| 16:41 | KTHDY | Kathmandu Holdings, Inc. Unsponsored American Depository Receipt (New Zealand) | 10/28/2011 | Y | 100 | ** |
| 16:41 | STAGP | Stag Industrial, Inc. Preferred Series A | 10/28/2011 | Y | 100 | ** |
| 16:41 | SWCAU | Selway Capital Acquisition Corporation Unit 1 Common Ser A & 1 Redeemable Wt Expires 10/31/2016 | 10/28/2011 | Y | 100 | ** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 10:23 | NSTLQ | National Steel Corporation Class B | 10/27/2011 | 100 | Plan of Bankruptcy Effective. All shares have been cancelled. Deletion time: 10:21:06 ** |
| 13:07 | AIKHF | Aikachol Hospital Public Co Ltd Units Non-Voting Depository Receipt (Thailand) | 10/28/2011 | 100 | Inactive Issue ** |
| 13:07 | DITHF | D S Smith PLC (United Kingdom) | 10/28/2011 | 100 | Inactive Issue ** |
| 16:41 | IPRFF | Inca Pacific Resources Inc Ordinary Shares (Canada) | 10/28/2011 | 100 | Plan of Arrangement** |
| 13:07 | MVGRQ | Movie Gallery Inc Common shares | 10/28/2011 | 100 | Plan of Bankruptcy Effective. All shares have been cancelled. ** |
| 13:07 | MVGWQ | Movie Gallery Inc Warrant Exp 05/15/2015 | 10/28/2011 | 100 | Plan of Bankruptcy Effective. All shares have been cancelled. ** |
| 13:07 | OWOL | One World Online.Com Inc Common Stock | 10/28/2011 | 100 | Inactive Issue ** |
| 16:41 | PMBS | PuraMed BioScience, Inc. Common Stock | 10/28/2011 | 100 | Added to OTCBB** |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 14:22 | 10/28/2011 | DCVRD | DCVRF | Discovery Air Inc Common (Canada) | ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:07 | 10/28/2011 | MDFE | Mindfuleye, Inc. Common Stock New | MDBX | Medbox, Inc. Common Stock | ** |
| 13:07 | 10/28/2011 | NFBHD | Netfabric Holdings, Inc. NEW Common Stock | NFBH | Xcel Brands, Inc. Common Stock | ** |
| 13:07 | 10/28/2011 | NISC | N I S Holdings Corp Common Stock | NISCD | N I S Holdings Corp (NEW) Common Stock | 1-100 R/S ** |
| 13:07 | 10/28/2011 | SMAAD | SMA ALLIANCE, INC. NEW Common Stock | SMAA | SMA ALLIANCE, INC. Common Stock | ** |
| 16:41 | 10/28/2011 | URNYF | Upper Canyon Minerals Corp Ordinary Shares (Canada) | URNYD | Upper Canyon Minerals Corp New Ordinary Shares (Canada) | 1-5 R/S** |
| 13:07 | 10/28/2011 | VOXR | Voxcorp, Inc. New Common Stock | VOXRD | Voxcorp, Inc. New Common Stock | 1-100 R/S ** |
Portal System Changes 10/27/2011 12:00:00 AM | | |
|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 16:41 | AVTQZ | Aveta, Inc. Common 144A | 10/28/2011 | N | 100 | ** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 13:07 | SJBEL | SJB Escrow Corp Class A 144A | 10/28/2011 | 100 | Inactive Issue ** |
Private Placement Security Changes 10/27/2011 12:00:00 AM |
|
There are no entries for Private Placement Security issues.
|