

May 26, 2013

OTCBB System Changes - 10/26/2010 12:00:00 AM

OTCBB Daily List

Other-OTC / Portal / PPS Daily List

OTCBB, Other-OTC and Portal Daily List

SECURITY DELETIONS

Updated

Symbol

Company Name

Effective Date

Unit of
Trade

Comments

13:17

GBSIE

Granite Bancshares, Inc. Common Stock

10/27/2010

100

Failure To Comply With NASD 6530; Added to NBB (GBSI)**

SYMBOL CHANGES

Updated

Date

Old Symbol

New Symbol

Name

Comment

13:17

10/27/2010

KRAR

HHWW

Horiyoshi Worldwide Inc. Common Stock

13:17

10/27/2010

SHBVE

SHBV

Stone Harbor Investments Inc. Common Stock

All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.

** indicates NSCC Eligible Security (National Securities Clearing Corporation)

Questions concerning OTCBB changes should be directed to: FINRA Market Operations at (866)-776-0800.