October 31, 2014
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OTCBB and Other-OTC System Changes - 10/26/2010 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
16:46 BZLNF Bellzone Mining PLC, St. Helier Ordinary Shares (Jersey) 10/27/2010 100  
16:46 CBWWF Cable Ordinary Share (United Kingdom) 10/27/2010 100  
13:17 GBSI Granite Bancshares, Inc. Common Stock 10/27/2010 100 From BB (GBSIE)** 


Portal System Changes 10/26/2010 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 10/26/2010 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
16:46 JPQTZ JPMorgan Chase Bank N A London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 (NESTLE INDIA LTD) (United States) 10/27/2010 100  
16:46 SNTDF Standard Chartered Plc SHS ISSUE 10 NIL PAID (United Kingdom) 10/27/2010 100  
16:46 TOEAF Toei Animation Co Ltd Ordinary Shares (Japan) 10/27/2010 100  
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:17 CMSSN CMS Energy Corporation Preferred Conv. 4.5% Series B 10/27/2010 100 Mandatory Conversion completed on October 19, 2010. The conversion was completed by issuing shares of CMS Energy common stock and cash to the remaining holders of the Convertible Preferred Stock.** 
13:17 GBSIE Granite Bancshares, Inc. Common Stock 10/27/2010 100 Failure To Comply With NASD 6530; Added to NBB (GBSI)** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:17 10/27/2010 FNSP FNSCP First National Bancshares Inc (SC) Preferred Series A ** 
13:17 10/27/2010 KRAR HHWW Horiyoshi Worldwide Inc. Common Stock ** 
13:17 10/27/2010 SHBVE SHBV Stone Harbor Investments Inc. Common Stock ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
16:46 10/27/2010 ANRUF American Natural Energy Corporation. Ordinary Shares (Canada) ANRUD American Natural Energy Corporation. Ordinary Shares (Canada) 1-10 R/S ** 
13:17 10/27/2010 AVLHD Avalon Holding Group, Inc. NEW Common Stock AVLH Avalon Holding Group, Inc. Common Stock ** 
13:17 10/27/2010 LDVK Ludvik Capital, Inc. Common Stock SAVW SavWatt USA, Inc. Common Stock ** 
13:17 10/27/2010 PRPM Propalms, Inc. Common Stock PRPM ProTek Capital, Inc. Common Stock ** 

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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