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Other-OTC System Changes - 10/25/2012 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:13 BBTXL BB&T Corporation Depositary Shares Representing 1/1000th Interest Series F Perpetual Preferred 10/26/2012 100 ** 
16:19 MMTX MarketingMobileText, Inc. Common Stock 10/26/2012 100 ** 
13:13 RBAZ Republic Bank AZ Common Stock 10/26/2012 100 ** 
13:13 RFAAL Regions Financial Corporation Depositary Shares Representing 1/40th Perpetual Preferred Series A 10/26/2012 100 ** 
13:13 SATCQ SatCon Technology Corporation Common Stock 10/26/2012 100 From S (SATC) 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
08:43 DKIN Drucker, Inc. Common Stock 10/25/2012 100 12(j) Registration Revoked by SEC 
08:43 DYMTF Dynamotive Energy Systems Corporation Ordinary Shares (Canada) 10/25/2012 100 12(j) Registration Revoked by SEC 
13:13 JPEX Jasper Explorations Inc. Com 10/26/2012 100 Added to OTCBB ** 
13:13 SVKCF Svenska Cellulosa AB SCA Shs A FRIA 10/26/2012 100 Inactive Issue 
18:18 XLRT Xplore Technologies Corp. Common Stock 10/26/2012 100 Listed on NCM (XPLR) 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
08:43 10/26/2012 VAERD VAERF Anthem Resources, Inc. Ordinary Shares (Canada) ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:13 9/28/2012 VAERF Virginia Energy Resources Inc. Ordinary Shares (Canada) VAERD Anthem Resources, Inc. Ordinary Shares (Canada) Comment revised. See daily list of 9/27/2012. Pursuant to plan of arrangement, each issued VAE Share was exchanged for: (a) one-third (1/3) of one AYN common share; and (b) one-tenth (1/10) of one VUL share. Refer to the TSX Venture Exchange for additional information ** 
13:13 10/26/2012 DYAP Dynamic Applications Corp. Common Stock DYAPD Dynamic Applications Corp. NEW Common Stock 1-100 R/S ** 
08:43 10/26/2012 GROVD GroveWare Technologies Ltd. (NEW) Common GROV GroveWare Technologies Ltd. Common ** 
08:43 10/26/2012 ILPMY Irish Life & Permanent Group Holdings Sponsored ADR (Ireland) ILPMD Permanent TSB Group Holdings plc Sponsored ADR (Ireland) 1-100 R/S Concurrent with a Ratio Change. DR holders are required on a mandatory basis to surrender their DRs for cancellation and exchange one-hundred (100) Irish Life & Permanent Group Holdings plc DRs for one (1) Permanent TSB Group Holdings plc. Only whole DRs will be distributed. The ratio will change from 1DS representing 1 Common Share to 1DS representing 100 Common Shares. 
13:13 10/26/2012 NTRZ NutraCea Common Stock RIBT RiceBran Technologies Common Stock ** 
16:19 10/26/2012 VNHIF Vostok Nafta Holding Investment Ltd Shares Swedish Depository Receipts (Bermuda) VNHIF Vostok Nafta Invt. Ltd. Shs Swedish Depository Receipts (Bermuda) ** 


Portal System Changes 10/25/2012 12:00:00 AM
 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:13 10/26/2012 MSVTY Mosel Vitelic Inc Sponsored 144A GDR (Taiwan) MSVTD Mosel Vitelic Inc New Sponsored 144A GDR (Taiwan) 0.5504-1 R/S. DR holders are required on a mandatory basis to surrender their DRs for cancellation and exchange one (1) Old DR for 0.5504 New DRs. Cancellation fee of $0.05 per DR surrendered. Ratio will remains the same. 


Private Placement Security Changes 10/25/2012 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
16:19 JPOIZ JP Morgan Chase Bank NA London Branch Indian Low Exercise Price Warrant 144a 3C7 Torrent (Pharmaceuticals) 10/26/2012 100 ** 
16:19 JPOJZ JP Morgan Chase Bank NA London Branch China Low Exercise Price Warrant Linked to China Vanke Co Ltd 144a 3C7 10/26/2012 100 ** 
 
Notes  
The 12j revocations on the Daily List of 10/23 in symbols FRLE, GAMT, GLMA were not valid. The symbols remain active.

  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning Other-OTC changes should be directed to : FINRA Market Operations at (866)-776-0800.
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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