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OTCBB and Other-OTC System Changes - 10/25/2012 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:13 | BBTXL | BB&T Corporation Depositary Shares Representing 1/1000th Interest Series F Perpetual Preferred | 10/26/2012 | Y | 100 | ** |
| 13:13 | JPEX | Jasper Explorations Inc. Com | 10/26/2012 | Y | 100 | From NBB (JPEX) |
Portal System Changes 10/25/2012 12:00:00 AM |
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There are no entries for Portal issues.
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Private Placement Security Changes 10/25/2012 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 16:19 | JPOIZ | JP Morgan Chase Bank NA London Branch Indian Low Exercise Price Warrant 144a 3C7 Torrent (Pharmaceuticals) | 10/26/2012 | N | 100 | ** |
| 16:19 | JPOJZ | JP Morgan Chase Bank NA London Branch China Low Exercise Price Warrant Linked to China Vanke Co Ltd 144a 3C7 | 10/26/2012 | N | 100 | ** |
| 16:19 | MMTX | MarketingMobileText, Inc. Common Stock | 10/26/2012 | Y | 100 | ** |
| 13:13 | RBAZ | Republic Bank AZ Common Stock | 10/26/2012 | Y | 100 | ** |
| 13:13 | RFAAL | Regions Financial Corporation Depositary Shares Representing 1/40th Perpetual Preferred Series A | 10/26/2012 | Y | 100 | ** |
| 13:13 | SATCQ | SatCon Technology Corporation Common Stock | 10/26/2012 | Y | 100 | From S (SATC) |
| 13:13 | SSTL | SSTL Inc Common Stock | 10/26/2012 | Y | 100 | ** |
| 13:13 | XREG | XR Energy Inc Common Stock | 10/26/2012 | Y | 100 | ** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 08:43 | DKIN | Drucker, Inc. Common Stock | 10/25/2012 | 100 | 12(j) Registration Revoked by SEC |
| 08:43 | DYMTF | Dynamotive Energy Systems Corporation Ordinary Shares (Canada) | 10/25/2012 | 100 | 12(j) Registration Revoked by SEC |
| 13:13 | JPEX | Jasper Explorations Inc. Com | 10/26/2012 | 100 | Added to OTCBB ** |
| 13:13 | SVKCF | Svenska Cellulosa AB SCA Shs A FRIA | 10/26/2012 | 100 | Inactive Issue |
| 18:18 | XLRT | Xplore Technologies Corp. Common Stock | 10/26/2012 | 100 | Listed on NCM (XPLR) |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 08:43 | 10/26/2012 | VAERD | VAERF | Anthem Resources, Inc. Ordinary Shares (Canada) | ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:13 | 9/28/2012 | VAERF | Virginia Energy Resources Inc. Ordinary Shares (Canada) | VAERD | Anthem Resources, Inc. Ordinary Shares (Canada) | Comment revised. See daily list of 9/27/2012. Pursuant to plan of arrangement, each issued VAE Share was exchanged for: (a) one-third (1/3) of one AYN common share; and (b) one-tenth (1/10) of one VUL share. Refer to the TSX Venture Exchange for additional information ** |
| 13:13 | 10/26/2012 | DYAP | Dynamic Applications Corp. Common Stock | DYAPD | Dynamic Applications Corp. NEW Common Stock | 1-100 R/S ** |
| 08:43 | 10/26/2012 | GROVD | GroveWare Technologies Ltd. (NEW) Common | GROV | GroveWare Technologies Ltd. Common | ** |
| 08:43 | 10/26/2012 | ILPMY | Irish Life & Permanent Group Holdings Sponsored ADR (Ireland) | ILPMD | Permanent TSB Group Holdings plc Sponsored ADR (Ireland) | 1-100 R/S Concurrent with a Ratio Change. DR holders are required on a mandatory basis to surrender their DRs for cancellation and exchange one-hundred (100) Irish Life & Permanent Group Holdings plc DRs for one (1) Permanent TSB Group Holdings plc. Only whole DRs will
be distributed. The ratio will change from 1DS representing 1 Common Share to 1DS representing 100 Common Shares. |
Portal System Changes 10/25/2012 12:00:00 AM | | |
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| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:13 | 10/26/2012 | MSVTY | Mosel Vitelic Inc Sponsored 144A GDR (Taiwan) | MSVTD | Mosel Vitelic Inc New Sponsored 144A GDR (Taiwan) | 0.5504-1 R/S. DR holders are required on a mandatory basis to surrender their DRs for cancellation and exchange one (1) Old DR for 0.5504 New DRs. Cancellation fee of $0.05 per DR surrendered. Ratio will remains the same. |
| 13:13 | 10/26/2012 | NTRZ | NutraCea Common Stock | RIBT | RiceBran Technologies Common Stock | ** |
| 16:19 | 10/26/2012 | VNHIF | Vostok Nafta Holding Investment Ltd Shares Swedish Depository Receipts (Bermuda) | VNHIF | Vostok Nafta Invt. Ltd. Shs Swedish Depository Receipts (Bermuda) | ** |
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| Notes | |
| The 12j revocations on the Daily List of 10/23 in symbols FRLE, GAMT, GLMA were not valid. The symbols remain active. |
