October 31, 2014
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OTCBB and Other-OTC System Changes - 10/23/2009 12:00:00 AM

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
Updated Symbol Company Name Effective Date OATS
Unit of
07:02 GDMN Golden Minerals Co. Common Stock 10/23/2009 100 From BB (GDMN)** 
17:15 AZSEY Allianz SE ADS 10/26/2009 100 from Amex (AZ) 
13:34 EVCA Evcarco Inc Common Stock 10/26/2009 100  
13:34 EXPX Explortex Energy Inc. Common Stock 10/26/2009 100 From BB (EXPXE)** 
13:34 FNLYQ Finlay Enterprises, Inc. Common Stock 10/26/2009 100 From BB (FNLQE)** 
17:15 PALWF North American Palladium, Ltd. Warrants Expiring 09/30/2011 10/26/2009 100  
17:15 PSMH PSM Holdings Inc. Common Stock 10/26/2009 100 From NBB (PSMH)** 
17:15 SHASF Shamaran Petroleum Corporation Ordinary Shares (Canada) 10/26/2009 100  
17:15 WHITF Whitehaven Coal Ltd, Brisbane Ordinary Shares (Austrailia) 10/26/2009 100  
Updated Symbol Company Name Effective Date Unit of
07:02 GDMN Golden Minerals Co. Common Stock 10/23/2009 100 Failure to comply with Rule 15c2-11; Added to NBB (GDMN)** 
13:34 BNXKF Bank Sarasin & Cie Ag, Basel AKTIONAERSOPTION 10/26/2009 100 Expiration 
13:34 EXPXE Explortex Energy Inc. Common Stock 10/26/2009 100 Failure To Comply With NASD 6530; Added to NBB (EXPX)** 
13:34 FNLQE Finlay Enterprises, Inc. Common Stock 10/26/2009 100 Failure To Comply With NASD 6530; Added to NBB (FNLYQ)** 
13:34 GLSIF General Sekiyu (F) Ordinary Shares 10/26/2009 100 Refer to Symbol TGRLF 
17:15 PSMH PSM Holdings Inc. Common Stock 10/26/2009 100 Added to OTCBB (PSMH)** 
17:15 SPMC Sparrowtech Resources, Inc. Common Stock 10/26/2009 100 Merged with Converge Global Inc. (CVRG). For every 30 shares held, the shareholders will receive 1 share of CVRG ** 
13:34 TZILF TZI, Ltd. Reg S 10/26/2009 100 Inactive 
13:34 XTNT XTENT, Inc. Common Stock 10/26/2009 100 Liquidation. Payable upon surrender. ** 
Updated Date Old Symbol New Symbol Name Comment
13:34 10/26/2009 CGMC CGMCQ Congoleum Corporation Common Stock Bankruptcy ** 
13:34 10/26/2009 EENIE EENI Exterra Energy Inc. New Common Stock ** 
13:34 10/26/2009 FQVEE FQVE First Quantum Ventures, Inc. Common Stock ** 
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:34 10/26/2009 AMRE American Eagle Energy, Inc. Common Stock NEW AMZG American Eagle Energy, Inc. New Common Stock NEW 2-1 F/S, Payable upon surrender of old certificates** 
13:34 10/26/2009 ASNBF Asahi National Broadcasting Co Ltd Ordinary Shares TVAHF TV Asahi Corp., Tokyo Ordinary Shares (Japan)  
13:34 10/26/2009 ETEN E-18 Corp. Common Stock PTMD Protectus Medical Devices, Inc. Common Stock ** 
13:34 10/26/2009 HNKDF Hankyu Department Stores Ordinary Shares HTOCF H2O Retailing Corp. Ordinary Shares (Japan)  
13:34 10/26/2009 INFWF Infowave Holdings Ltd Ordinary shares (South Africa) AATTF Adaptit Holdings Ltd Ordinary Shares (South Africa) ** 
13:34 10/26/2009 MGNEF Magnecomp Intl Ltd Ordinary Shares INOKF Innotek Ltd Ordinary Shares (Singapore) ** 
13:34 10/26/2009 MTSYF Motor Sys Inc Ordinary Shares MTSYF Matsuda Sangyo Co Ltd Ordinary Shares  
13:34 10/26/2009 MUASF Mitsui & Associates Telepark Corp Tokyo Ordinary Shares (Japan) TPRKF Telepark Corp Ordinary Shares (Japan) ** 
13:34 10/26/2009 MYST MyStarU.com, Inc. Common Stock SBAY Subaye, Inc. Common Stock 1-100 R/S ** 
13:34 10/26/2009 NWSPF NewMedia SPARK Plc Ordinary Shares SPKVF SPARK Ventures PLC Ordinary Shares (United Kingdom) ** 
13:34 10/26/2009 NXCMF Nextcom Kk Ordinary Shares MKNWF Mitsui Knowledge Industry Co Ltd Tokyo Ordinary Shares (Japan)  
13:34 10/26/2009 OBSEF Observer AB Ordinary Shares CISIF Cision AB Ordinary Shares (Sweden)  
13:34 10/26/2009 PCMGF PC Medics Group Plc Ordinary Shares NXUSF Nexus Management PLC Ordinary Shares (United Kingdom) ** 
13:34 10/26/2009 PIIAF Pt Indonesian Satellite Corp Persero Tbk Indosat Ordinary Shares (Indonesia) PTITF PT Indosat Tbk Ordinary Shares (Indonesia) ** 
13:34 10/26/2009 PWRX Protecwerx Inc. Common Stock CHND China Media, Inc. Common Stock ** 
17:15 10/26/2009 SKTGF Sbi Skin Biology Inc (Cda) Ordinary Shares RLMXF Realm Energy International Corporation Ordinary Shares (Canada) 1-4 R/S 
13:34 10/26/2009 VKYIF Vikay Industrial Ltd Ordinary Shares AINEF Arianecorp Ltd Ordinary Shares (Singapore)  
13:34 10/26/2009 WVUH Wave Uranium Holding Common Stock FBCD FBC Holding, Inc. Common Stock ** 
13:34 10/26/2009 XYUHF Xinyu Hengdeli Holdings Limited Ordinary Shares (Cayman Islands) HENGF Hengdeli Holdings Limited, Georgetown Ordinary Shares (Cayman Islands)  

Portal System Changes 10/23/2009 12:00:00 AM
There are no entries for Portal issues.

Private Placement Security Changes 10/23/2009 12:00:00 AM
There are no entries for Private Placement Security issues.

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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