April 23, 2014
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Other-OTC System Changes - 10/20/2003 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:35 HANHF Hanson plc Ordinary Shares New (UK) 10/21/2003    
15:34 HULSF Hyundai Ulsan KEC Corp in Wertpapieren Ordinary Shares (South Korea) 10/21/2003    
15:34 NEIOF Nitto Seimo Co Ltd Ordinary Shares (Japan) 10/21/2003    
15:34 NELCF Nissho Electronics Corp Ordinary Shares (Japan) 10/21/2003    
13:35 TTLA Tarantella Inc. Common Stock 10/21/2003   From SCM (TTLAE) ** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:35 ACSYY Alarko Sanayi Ve Ticaret AS Sponsored American Depositary Receipt 10/21/2003  ADR Program Terminated 
13:35 BDSPY Body Shop International plc Sponsored American Depositary Shares 10/21/2003  ADR Program Terminated ** 
13:35 BHISY Bahia Sul Celulose SA Sponsored American Depositary Receipt repstg Common 10/21/2003  ADR Program Terminated ** 
15:34 EMGP Emergent Group Inc. Common Stock 10/21/2003  Added to BB (EMGP) ** 
13:35 GFUPZ PLM Equipment Growth Fund IV Limited Partnership Depositary Units 10/21/2003  Plan of Liquidation ** 
13:35 GFXPZ PLM Equipment Growth Fund I Limited Partnership Preferred Stock 10/21/2003  Plan of Liquidation ** 
13:35 GFYPZ PLM Equipment Growth Fund II Limited Partnership Depositary Receipt 10/21/2003  Plan of Liquidation ** 
13:35 HNSNF Hanson plc Ordinary Shares (UK) 10/21/2003  Scheme of Arrangement ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:35 10/21/2003 AIGLF Aegean International Gold Inc Ordinary Shares MRSVF Minres Resources Inc Ordinary Shares (Canada) 1-10 R/S ** 
13:35 10/21/2003 ASRHF Asean Resources Hldgs Ltd Ordinary Shares MXTDF Mexan Ltd Ordinary Shares (Bermuda) ** 
13:35 10/21/2003 CEML Century Milestone S & T Company, Ltd. Common Stock SRPJ Sino Real Property Development Corporation Common Stock 1-100 R/S ** 
13:35 10/21/2003 DLTOW Delta Financial Corporation Warrant 12/21/2010 DLTOW Delta Financial Corporation Warrant 10/30/2003 ** 


Portal System Changes 10/20/2003 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:35 DORLM Doral Financial Corporation 144A Perpetual Cum Convertible Preferred 9/19/2003   10/21/03** 
13:35 CBRQL CBR Capital Trust 1 144A Floating Rate Cap Securities 10/1/2003   10/21/03** 
ANTICIPATED ADDITIONS  
Updated Symbol Company Name OATS
Reportable
Flag
Unit of
Trade
13:35 DRFMP Dairy Farmers of America, Inc. 144A Preferred Equity Securities Series A   
13:35 SBSAP Spanish Broadcasting System, Inc. 144A Preferred Stock Series A   
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:35 EATAL Brinker International, Inc. Rule 144A Common Stock 10/21/2003  Inactive security ** 
13:35 EJFLY Europejski Fundusz Leasing0wy Sa Ord 144A 10/21/2003  Inactive security ** 
13:35 FNSRL Finisar Corporation Rule 144A Common Stock 10/21/2003  Inactive security ** 
13:35 HHGCY Hocheng Corporation Global Depositary Receipt 144A 10/21/2003  GDR Program Terminated ** 
13:35 LESBW Lehman Brothers Holdings, Inc. 144A 10/21/2003  Expired security ** 
13:35 LHCPL Laboratory Corporation of America Holdings LABORATORY CORPORATION OF AMERICA HOLDINGS 144A COMMON 10/21/2003  Inactive security ** 
13:35 NTVBY Ntv Broadcasting Company 144A 10/21/2003  Inactive security ** 
13:35 SSBZW SALOMON SMITH BARNEY HOLDINGS 144A 10/21/2003  Expired security ** 
13:35 UBSLW UBS AG LONDON BRH 144A 10/21/2003  Expired security ** 
13:35 UBSQW UBS Ag London Branch 144A Warrant Satyam Computer Services Ltd 8/16/2002 10/21/2003  Expired Security ** 
13:35 XLXLL XL CAPITAL LIMITED XL CAPITAL LIMITED 144A COMMON 10/21/2003  Inactive security ** 


Private Placement Security Changes 10/20/2003 12:00:00 AM
There are no entries for Private Placement Security issues.








  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning Other-OTC changes should be directed to : FINRA Market Operations at (866)-776-0800.
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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