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Other-OTC System Changes - 10/20/2003 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 13:35 | HANHF | Hanson plc Ordinary Shares New (UK) | 10/21/2003 | | | |
| 15:34 | HULSF | Hyundai Ulsan KEC Corp in Wertpapieren Ordinary Shares (South Korea) | 10/21/2003 | | | |
| 15:34 | NEIOF | Nitto Seimo Co Ltd Ordinary Shares (Japan) | 10/21/2003 | | | |
| 15:34 | NELCF | Nissho Electronics Corp Ordinary Shares (Japan) | 10/21/2003 | | | |
| 13:35 | TTLA | Tarantella Inc. Common Stock | 10/21/2003 | | | From SCM (TTLAE) ** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 13:35 | ACSYY | Alarko Sanayi Ve Ticaret AS Sponsored American Depositary Receipt | 10/21/2003 | | ADR Program Terminated |
| 13:35 | BDSPY | Body Shop International plc Sponsored American Depositary Shares | 10/21/2003 | | ADR Program Terminated ** |
| 13:35 | BHISY | Bahia Sul Celulose SA Sponsored American Depositary Receipt repstg Common | 10/21/2003 | | ADR Program Terminated ** |
| 15:34 | EMGP | Emergent Group Inc. Common Stock | 10/21/2003 | | Added to BB (EMGP) ** |
| 13:35 | GFUPZ | PLM Equipment Growth Fund IV Limited Partnership Depositary Units | 10/21/2003 | | Plan of Liquidation ** |
| 13:35 | GFXPZ | PLM Equipment Growth Fund I Limited Partnership Preferred Stock | 10/21/2003 | | Plan of Liquidation ** |
| 13:35 | GFYPZ | PLM Equipment Growth Fund II Limited Partnership Depositary Receipt | 10/21/2003 | | Plan of Liquidation ** |
| 13:35 | HNSNF | Hanson plc Ordinary Shares (UK) | 10/21/2003 | | Scheme of Arrangement ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:35 | 10/21/2003 | AIGLF | Aegean International Gold Inc Ordinary Shares | MRSVF | Minres Resources Inc Ordinary Shares (Canada) | 1-10 R/S ** |
| 13:35 | 10/21/2003 | ASRHF | Asean Resources Hldgs Ltd Ordinary Shares | MXTDF | Mexan Ltd Ordinary Shares (Bermuda) | ** |
| 13:35 | 10/21/2003 | CEML | Century Milestone S & T Company, Ltd. Common Stock | SRPJ | Sino Real Property Development Corporation Common Stock | 1-100 R/S ** |
| 13:35 | 10/21/2003 | DLTOW | Delta Financial Corporation Warrant 12/21/2010 | DLTOW | Delta Financial Corporation Warrant 10/30/2003 | ** |
Portal System Changes 10/20/2003 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 13:35 | DORLM | Doral Financial Corporation 144A Perpetual Cum Convertible Preferred | 9/19/2003 | | | 10/21/03** |
| 13:35 | CBRQL | CBR Capital Trust 1 144A Floating Rate Cap Securities | 10/1/2003 | | | 10/21/03** |
| ANTICIPATED ADDITIONS | |
| Updated | Symbol | Company Name | OATS Reportable Flag | Unit of Trade |
| 13:35 | DRFMP | Dairy Farmers of America, Inc. 144A Preferred Equity Securities Series A | | |
| 13:35 | SBSAP | Spanish Broadcasting System, Inc. 144A Preferred Stock Series A | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 13:35 | EATAL | Brinker International, Inc. Rule 144A Common Stock | 10/21/2003 | | Inactive security ** |
| 13:35 | EJFLY | Europejski Fundusz Leasing0wy Sa Ord 144A | 10/21/2003 | | Inactive security ** |
| 13:35 | FNSRL | Finisar Corporation Rule 144A Common Stock | 10/21/2003 | | Inactive security ** |
| 13:35 | HHGCY | Hocheng Corporation Global Depositary Receipt 144A | 10/21/2003 | | GDR Program Terminated ** |
| 13:35 | LESBW | Lehman Brothers Holdings, Inc. 144A | 10/21/2003 | | Expired security ** |
| 13:35 | LHCPL | Laboratory Corporation of America Holdings LABORATORY CORPORATION OF AMERICA HOLDINGS 144A COMMON | 10/21/2003 | | Inactive security ** |
| 13:35 | NTVBY | Ntv Broadcasting Company 144A | 10/21/2003 | | Inactive security ** |
| 13:35 | SSBZW | SALOMON SMITH BARNEY HOLDINGS 144A | 10/21/2003 | | Expired security ** |
| 13:35 | UBSLW | UBS AG LONDON BRH 144A | 10/21/2003 | | Expired security ** |
| 13:35 | UBSQW | UBS Ag London Branch 144A Warrant Satyam Computer Services Ltd 8/16/2002 | 10/21/2003 | | Expired Security ** |
| 13:35 | XLXLL | XL CAPITAL LIMITED XL CAPITAL LIMITED 144A COMMON | 10/21/2003 | | Inactive security ** |
Private Placement Security Changes 10/20/2003 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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