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Other-OTC System Changes - 10/18/2012 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 07:55 | DYNV | Dynamic Ventures Corp. Common Stock | 10/18/2012 | Y | 100 | From BB (DYNV) |
| 12:59 | GSCLP | Goldman Sachs Group, Inc. (The) Perpetual Preferred Series I | 10/19/2012 | Y | 100 | |
| 12:59 | IFIX | Internal Fixation Systems, Inc. Common | 10/19/2012 | Y | 100 | From BB (IFIX) |
| 12:59 | IIREF | IShares MSCI World Ordinary Shares (Ireland) | 10/19/2012 | Y | 100 | |
| 12:59 | MNKIW | MannKind Corporation Warrants Expiring 2013 | 10/19/2012 | Y | 100 | ** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 08:55 | GPRM | Global Pari-Mutuel Services, Inc. | 10/18/2012 | 100 | 12(j) Registration Revoked by SEC |
| 09:06 | SDTHQ | ShengdaTech, Inc. Common Stock | 10/18/2012 | 100 | Bankruptcy Plan effective- Equity Interest cancelled. Deletion time 9:05:13 ** |
| 12:59 | BUKA | Buka Ventures Inc Common Stock | 10/19/2012 | 100 | Added to BB |
| 16:23 | CAIQY | Coal & Allied Inds., Ltd Unsponsored American Depository Receipt (Australia) | 10/19/2012 | 100 | ADR Program Terminated** |
| 08:55 | CIYCY | Carso Infraestructura y Construccion Sa de Cv Sponsored American Depository Receipt (Mexico) | 10/19/2012 | 100 | ADR Program Terminated ** |
| 12:59 | FOSHF | Fountain Set Holding Ltd Ordinary Shares | 10/19/2012 | 100 | Inactive Issue |
| 12:59 | GEIVY | Genesis Energy Investment Plc Sponsored ADR (Hungary) | 10/19/2012 | 100 | ADR Program Terminated ** |
| 08:55 | GNMXY | Genemedix Plc Sponsored GDR (UK) | 10/19/2012 | 100 | ADR Program Terminated ** |
| 16:23 | ICNRF | ICN Resources Ltd Ordinary Shares | 10/19/2012 | 100 | Plan of Arrangement. Pursuant to the Agreement, Corazon acquired from the shareholders of ICN all of the issued and outstanding common shares of ICN for consideration of one common share of Corazon for each common share of ICN. Existing ICN stock options and warrants will now be exercisable into Corazon shares on the same terms as provided for with respect to existing ICN stock options and warrants.** |
| 12:59 | NGEY | New Global Energy Inc Common Stock | 10/19/2012 | 100 | Added to BB |
| 12:59 | OAKO | Oakridge International Corporation Common Stock | 10/19/2012 | 100 | Added to BB |
| 08:55 | PBYI | Puma Biotechnology Inc Common Stock | 10/19/2012 | 100 | Listed on NYSE (PBYI) |
| 16:23 | PKWXY | Parkway Holdings Ltd. Unsponsored ADR (Singapore) | 10/19/2012 | 100 | ADR Program Termination** |
| 12:59 | PUGE | Puget Technologies Inc Common Stock | 10/19/2012 | 100 | Added to BB |
| 16:23 | SPCJY | Singapore Petroleum Co. Ltd. Unsponsored ADR (Singapore) | 10/19/2012 | 100 | ADR Program Termination ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 08:55 | 10/19/2012 | MOBS | Mobiform Software, Inc Common Stock | MOBS | B- Scada Inc. Common Stock | ** |
| 16:23 | 10/19/2012 | ORPGF | Orco Property Group Luxembourg Act. Shares (France) | ORPGF | Orco Property Group Luxembourg Act. Shares (France) | CUSIP Change** |
| 08:55 | 10/19/2012 | TTCH | TTCM China, Inc.Common Stock | VAPR | VaporBrands International, Inc. Common Stock | ** |
Portal System Changes 10/18/2012 12:00:00 AM |
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There are no entries for Portal issues.
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Private Placement Security Changes 10/18/2012 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 12:59 | JPOBZ | JP Morgan Chase Bank NA London Branch Indian Low Exercise Price Warrant 144a 3C7 Tata Communications | 10/19/2012 | N | 100 | ** |
| 12:59 | JPOCZ | JP Morgan Chase Bank NA London Branch Indian Low Exercise Price Warrant 3C7 Petronet Lng Ltd 144a | 10/19/2012 | N | 100 | ** |
| 12:59 | JPODZ | JP Morgan Chase Bank NA London Branch Indian Low Exercise Price Warrant 144a 3C7 Marico Ltd | 10/19/2012 | N | 100 | ** |
| 12:59 | JPOEZ | JP Morgan Chase Bank NA London Branch Indian Low Exercise Price Warrant 144a 3C7 Gujurat Min Dev Corporation | 10/19/2012 | N | 100 | ** |
| 12:59 | JPOFZ | JP Morgan Chase Bank NA London Branch Indian Low Exercise Price Warrant 144a 3C7 Coromandel International | 10/19/2012 | N | 100 | ** |
| 12:59 | JPOGZ | JP Morgan Chase Bank NA London Branch Indian Low Exercise Price Warrant 144a 3C7 Castrol India Ltd | 10/19/2012 | N | 100 | ** |
| 12:59 | JPOHZ | JP Morgan Chase Bank NA London Branch Indian Low Exercise Price Warrant 144a 3C7 Britannia Inds Ltd | 10/19/2012 | N | 100 | ** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 12:59 | PLNYZ | Platinum Energy Solutions, Inc 144A Warrant Expiring 12/30/2015 | 10/19/2012 | 100 | Inactive Issue |
