

May 25, 2013

OTCBB System Changes - 10/17/2012 12:00:00 AM

OTCBB Daily List

Other-OTC / Portal / PPS Daily List

OTCBB, Other-OTC and Portal Daily List

SECURITY DELETIONS

Updated

Symbol

Company Name

Effective Date

Unit of
Trade

Comments

07:55

PBYI

Puma Biotechnology Inc Common Stock

10/17/2012

100

Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11

SYMBOL CHANGES

Updated

Date

Old Symbol

New Symbol

Name

Comment

13:03

10/18/2012

GDOAE

GDOA

Golden Oasis New Energy Group Inc Common

13:03

10/19/2012

CLDD

CLDDE

Calendar Dragon Inc. Common

Delinquent **

13:03

10/19/2012

LMTS

LMTSE

Lambent Solutions Corp. Common

Delinquent **

13:03

10/19/2012

TRAB

TRABE

TheraBiogen Inc. Common Stock

Delinquent **

All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.

** indicates NSCC Eligible Security (National Securities Clearing Corporation)

Questions concerning OTCBB changes should be directed to: FINRA Market Operations at (866)-776-0800.