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Other-OTC System Changes - 10/17/2012 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 07:55 | PBYI | Puma Biotechnology Inc Common Stock | 10/17/2012 | Y | 100 | From BB (PBYI) |
| 16:19 | ALACF | Alacer Gold Corp. Shs Chess Depository Interests Repr 1 Sh (Canada) | 10/18/2012 | Y | 100 | ** |
| 13:03 | JCDAF | Jacada Ltd. Ordinary Shares | 10/18/2012 | Y | 100 | From G (JCDA) |
| 13:03 | SCIL | Scientific Learning Corporation Common Stock | 10/18/2012 | Y | 100 | From G (SCIL) |
| 13:03 | SVPLF | St Ives Plc Ordinary Shares | 10/18/2012 | Y | 100 | Reinstatement ** |
| 16:19 | UBPPP | Urstadt Biddle Properties Inc. Pfd Ser F | 10/18/2012 | Y | 100 | ** |
| 16:19 | VLTFF | Volta Finance Ltd. Shs (Guernsey) | 10/18/2012 | Y | 100 | ** |
| 13:03 | WFCNO | Wells Fargo & Company Perp Pfd Cl A Ser K Fixed/Fltg | 10/18/2012 | Y | 100 | ** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 08:53 | CAGC | China Agritech, Inc. Common Stock | 10/17/2012 | 100 | 12(j) Registration Revoked by SEC ** |
| 09:02 | DINIQ | Decorator Industries, Inc. Common Stock | 10/17/2012 | 100 | Bankruptcy plan effective. Shares cancelled. Deletion time 9:00:17 ** |
| 14:32 | CMVEV | Comverse Inc. Com (When Issued) | 10/18/2012 | 100 | Listed on NGM (CNSIV) |
| 13:03 | DFSSY | Discover Financial Services Dep Shs | 10/18/2012 | 100 | Listed on NYSE (DFS$B) |
| 16:19 | SCTRL | Russell Exchange Traded Funds Trust Russell Small Cap Contrarian ETF | 10/18/2012 | 100 | Called for Redemption ** |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 16:19 | 10/18/2012 | CMLGD | CMLGF | Canickel Mining, Ltd. Ordinary Shares (Canada) | ** |
| 16:19 | 10/18/2012 | GXMLD | GXMLF | Geodex Minerals Ltd Ordinary Shares | ** |
| 16:19 | 10/18/2012 | XLRTD | XLRT | Xplore Technologies Corp. Common Stock | ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:03 | 10/18/2012 | ACCA | Acacia Automotive, Inc. Common Stock | ACCA | Acacia Diversified Holdings, Inc. Common Stock | ** |
| 16:19 | 10/18/2012 | AUKUF | Austriamikrosystems Ag Unterpremstaetten Ordinary Shares (Germany) | AUKUF | AMS AG Ordinary Shares (Austria) | ** |
| 16:19 | 10/18/2012 | INIXD | Ifinix Corporation. NEW Common Stock | INIX | Ifinix Corporation. Common Stock | ** |
| 13:03 | 10/18/2012 | LJUIF | Lijun International Pharmaceutical Holding Co Ltd Ordinary Shares (Cayman Islands) | LJUIF | Lijun International Pharmaceutical Holding Co Ltd Ordinary Shares (Cayman Islands) | CUSIP Change** |
| 13:03 | 10/18/2012 | RYQG | Royal Quantum Group, Inc. Common Stock | RYQGD | MineralRite Corporation. NEW Common Stock | 1-50 R/S ** |
| 16:19 | 10/18/2012 | SSIED | SunSi Energies Inc. NEW Common Stock | SSIE | SunSi Energies Inc. Common Stock | ** |
Portal System Changes 10/17/2012 12:00:00 AM |
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There are no entries for Portal issues.
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Private Placement Security Changes 10/17/2012 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 16:19 | JKCOZ | Jack Cooper Hldgs Corp Pfd Non Conv SerB 144A | 10/18/2012 | N | 100 | ** |
