July 25, 2014
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OTCBB and Other-OTC System Changes - 10/17/2012 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:55 PBYI Puma Biotechnology Inc Common Stock 10/17/2012 100 From BB (PBYI) 
16:19 ALACF Alacer Gold Corp. Shs Chess Depository Interests Repr 1 Sh (Canada) 10/18/2012 100 ** 
13:03 JCDAF Jacada Ltd. Ordinary Shares 10/18/2012 100 From G (JCDA) 


Portal System Changes 10/17/2012 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 10/17/2012 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
16:19 JKCOZ Jack Cooper Hldgs Corp Pfd Non Conv SerB 144A 10/18/2012 100 ** 
13:03 SCIL Scientific Learning Corporation Common Stock 10/18/2012 100 From G (SCIL) 
13:03 SVPLF St Ives Plc Ordinary Shares 10/18/2012 100 Reinstatement ** 
16:19 UBPPP Urstadt Biddle Properties Inc. Pfd Ser F 10/18/2012 100 ** 
16:19 VLTFF Volta Finance Ltd. Shs (Guernsey) 10/18/2012 100 ** 
13:03 WFCNO Wells Fargo & Company Perp Pfd Cl A Ser K Fixed/Fltg 10/18/2012 100 ** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
08:53 CAGC China Agritech, Inc. Common Stock 10/17/2012 100 12(j) Registration Revoked by SEC ** 
09:02 DINIQ Decorator Industries, Inc. Common Stock 10/17/2012 100 Bankruptcy plan effective. Shares cancelled. Deletion time 9:00:17 ** 
07:55 PBYI Puma Biotechnology Inc Common Stock 10/17/2012 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
14:32 CMVEV Comverse Inc. Com (When Issued) 10/18/2012 100 Listed on NGM (CNSIV) 
13:03 DFSSY Discover Financial Services Dep Shs 10/18/2012 100 Listed on NYSE (DFS$B) 
16:19 SCTRL Russell Exchange Traded Funds Trust Russell Small Cap Contrarian ETF 10/18/2012 100 Called for Redemption ** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
16:19 10/18/2012 CMLGD CMLGF Canickel Mining, Ltd. Ordinary Shares (Canada) ** 
13:03 10/18/2012 GDOAE GDOA Golden Oasis New Energy Group Inc Common ** 
16:19 10/18/2012 GXMLD GXMLF Geodex Minerals Ltd Ordinary Shares ** 
16:19 10/18/2012 XLRTD XLRT Xplore Technologies Corp. Common Stock ** 
13:03 10/19/2012 CLDD CLDDE Calendar Dragon Inc. Common Delinquent ** 
13:03 10/19/2012 LMTS LMTSE Lambent Solutions Corp. Common Delinquent ** 
13:03 10/19/2012 TRAB TRABE TheraBiogen Inc. Common Stock Delinquent ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:03 10/18/2012 ACCA Acacia Automotive, Inc. Common Stock ACCA Acacia Diversified Holdings, Inc. Common Stock ** 
16:19 10/18/2012 AUKUF Austriamikrosystems Ag Unterpremstaetten Ordinary Shares (Germany) AUKUF AMS AG Ordinary Shares (Austria) ** 
16:19 10/18/2012 INIXD Ifinix Corporation. NEW Common Stock INIX Ifinix Corporation. Common Stock ** 
13:03 10/18/2012 LJUIF Lijun International Pharmaceutical Holding Co Ltd Ordinary Shares (Cayman Islands) LJUIF Lijun International Pharmaceutical Holding Co Ltd Ordinary Shares (Cayman Islands) CUSIP Change** 
13:03 10/18/2012 RYQG Royal Quantum Group, Inc. Common Stock RYQGD MineralRite Corporation. NEW Common Stock 1-50 R/S ** 
16:19 10/18/2012 SSIED SunSi Energies Inc. NEW Common Stock SSIE SunSi Energies Inc. Common Stock ** 

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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