|
Other-OTC System Changes - 10/17/2008 12:00:00 AM
|
| |
|
|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 11:31 | CRWHY | The Carphone Warehouse Group Plc Unsponsored ADR (UK) | 10/20/2008 | Y | 100 | |
| 11:31 | CYJBY | Cargotec Oyj Unsponsored ADR representing B shares (Finland) | 10/20/2008 | Y | 100 | ** |
| 11:31 | ELMUY | Elisa OYJ Unsponsored ADR representing A shares (Finland) | 10/20/2008 | Y | 100 | ** |
| 11:31 | FOJCY | Fortum OYJ Unsponsored ADR (Finland) | 10/20/2008 | Y | 100 | |
| 11:45 | GDOCY | Golden Ocean Group Limited Unsponsored ADR (Norway) | 10/20/2008 | Y | 100 | |
| 14:21 | GDWP | Green Dragon Wood Products, Inc. Common Stock | 10/20/2008 | Y | 100 | |
| 11:31 | KKOYY | Kesko OYJ Unsponsored ADR representing B shares (Finland) | 10/20/2008 | Y | 100 | ** |
| 11:31 | KNCRY | Konecranes Plc Unsponsored ADR (Finland) | 10/20/2008 | Y | 100 | |
| 11:31 | KNYJY | Kone Oyj Unsponsored ADR representing B shares (Finland) | 10/20/2008 | Y | 100 | |
| 11:31 | MNHVY | Marine Harvest ASA Unsponsored ADR (Norway) | 10/20/2008 | Y | 100 | ** |
| 11:31 | NTOIY | Neste Oil OYJ Unsponsored ADR (Finland) | 10/20/2008 | Y | 100 | ** |
| 11:31 | OUKPY | Outotec OYJ Unsponsored ADR (Finland) | 10/20/2008 | Y | 100 | |
| 11:31 | OUTKY | Outokumpo Oy Unsponsored ADR (Finland) | 10/20/2008 | Y | 100 | |
| 11:31 | POJLY | Pohjola Bank Plc Unsponsored ADR (Finland) | 10/20/2008 | Y | 100 | |
| 11:31 | PRSEY | Prosafe SE Unsponsored ADR (Norway) | 10/20/2008 | Y | 100 | ** |
| 13:22 | RMDT | RMD Technologies, Inc. Common Stock | 10/20/2008 | Y | 100 | From BB (RMDTE)** |
| 11:45 | RNWEY | Renewable Energy Corporation ASA Unsponsored ADR (Norway) | 10/20/2008 | Y | 100 | ** |
| 11:31 | RUKKY | Rautaruukki OYJ Unsponsored ADR (Finland) | 10/20/2008 | Y | 100 | |
| 11:31 | SAXPY | Sampo OYJ Unsponsored ADR representing A shares (Finland) | 10/20/2008 | Y | 100 | |
| 13:22 | SFXC | Serefex Corporation Common Stock | 10/20/2008 | Y | 100 | From BB (SFXCE)** |
| 11:31 | SWYBY | Sanoma Wsoy OYJ Unsponsored ADR (Finland) | 10/20/2008 | Y | 100 | |
| 11:45 | TGSNY | Tgs Nopec Geophysical Co Asa Unsponsored ADR (Norway) | 10/20/2008 | Y | 100 | |
| 11:31 | TGVSY | Trygvesta A/S Unsponsored ADR (Denmark) | 10/20/2008 | Y | 100 | |
| 13:22 | TNRO | Terra Nostra Resources Corp. Common Stock | 10/20/2008 | Y | 100 | From BB (TNROE)** |
| 11:31 | TPDKY | Topdanmark AS Unsponsored ADR (Denmark) | 10/20/2008 | Y | 100 | |
| 13:22 | TSRMF | Treasury Metals Inc Common shares (Canada) | 10/20/2008 | Y | 100 | |
| 11:31 | UPNRY | Uponor OYJ Unsponsored ADR (Finland) | 10/20/2008 | Y | 100 | |
| 13:22 | USAU | USA Uranium Corp. Common Stock | 10/20/2008 | Y | 100 | From BB (USAUE)** |
| 11:31 | WRTBY | Wartsila Corporation Unsponsored ADR (Finland) | 10/20/2008 | Y | 100 | |
| 11:31 | YITYY | YIT OYJ Unsponsored ADR (Finland) | 10/20/2008 | Y | 100 | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 15:27 | AFMI | Affinity Media International Corp. Common Stock | 10/20/2008 | 100 | SPAC Dissolution ($6.00 in cash per share & 1 share of Affinity Media International Corp New Common stock for every 7 shares of AFMI surrendered for redemption) ** |
| 15:27 | AFMIU | Affinity Media International Corp. Units | 10/20/2008 | 100 | SPAC Dissolution ($6.00 in cash per share & 1 share of Affinity Media International Corp New Common stock for every 7 shares of AFMIU surrendered for redemption) ** |
| 14:21 | AFMIW | Affinity Media International Corp. Warrants 6/4/2009 | 10/20/2008 | 100 | SPAC Dissolution ** |
| 13:22 | CIPSA | Central Illinois Pub Svc Preferred Stock | 10/20/2008 | 100 | Called for Redemption |
| 13:22 | CTOG | Cardinal Technologies Inc Unclassified | 10/20/2008 | 100 | 12(j) Registration Revoked by SEC ** |
| 13:22 | QGXLF | QGX Ltd Ordinary Shares (Canada) | 10/20/2008 | 100 | Compulsory Acquisition ** |
| 13:22 | SIIS | Struthers Industries Inc New Common Stock | 10/20/2008 | 100 | 12(j) Registration Revoked by SEC ** |
| 13:22 | SMBXQ | Symbolics, Inc. Common Stock | 10/20/2008 | 100 | 12(j) Registration Revoked by SEC ** |
| 13:22 | SNWE | Sun West Enterprises Inc Common Stock | 10/20/2008 | 100 | 12(j) Registration Revoked by SEC |
| 13:22 | SURC | SureCare, Inc. Common Stock | 10/20/2008 | 100 | 12(j) Registration Revoked by SEC ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 11:31 | 10/17/2008 | CSBHY | Ciba Holding AG Common Stock | CSBHY | Ciba Holding AG Sponsored ADR (Switzerland) | Refer to the D/L of 10/16/2008, security description revised. |
| 14:21 | 10/20/2008 | DMCD | Detwiler, Mitchell & Co. New Common Stock | DMCD | Detwiler Fenton Group, Inc. Common Stock | ** |
| 11:31 | 10/20/2008 | OUKPF | Outokumpu Technology Oyj Ordinary Shares (Finland) | OUKPF | Outotec OYJ Ordinary Shares (Finland) | ** |
| 14:21 | 10/20/2008 | RGDE | Renegade Energy Corporation New Common Stock | CDVM | Carson Development Corporation Common Stock | 1-100 R/S ** |
| 11:31 | 10/20/2008 | YITYF | Yit-Yhtyma Ordinary Shares | YITYF | YIT OYJ Ordinary Shares (Finland) | ** |
Portal System Changes 10/17/2008 12:00:00 AM | | |
|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:22 | JPBJL | J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 Bajaj Auto Fin Ltd 10/08/2013 (Jersey) | 10/20/2008 | N | 100 | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:22 | MCNML | MORGAN STANLEY 37.050% PERQS Lkd to CMCSA & NOK & MRK 144A 10/17/2008 | 10/20/2008 | 100 | Expired Security |
Private Placement Security Changes 10/17/2008 12:00:00 AM |
|
There are no entries for Private Placement Security issues.
|
