September 22, 2014
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Other-OTC System Changes - 10/17/2003 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
15:30 ALPGP Alpine Group, Inc. (The) Convertible Preferred Series A 10/20/2003    
13:32 AVTYF Advanced Information Technology Public Co Ltd Ordinary Shares (Thailand) 10/20/2003    
13:32 CISC Continental Information Systems Corporation Common Stock 10/20/2003   From BB (CISC) ** 
13:32 CNGTF Calpine Natural Gas Trust Ordinary Shares (Canada) 10/20/2003    
15:30 EDNPF E District Net plc Ordinary Shares (United Kingdom) 10/20/2003    
15:30 GIMTF Gim Sta Generale Industrie Metallurgiche Firenz Ordinary Shares (Italy) 10/20/2003    
13:32 HWKPF Hawk Precious Minerals Inc Ordinary Shares (Canada) 10/20/2003    
13:32 ITJEF IT&E Ltd Ordinary Shares (Australia) 10/20/2003    
13:32 LEHMN Lehman Brothers Holdings, Inc. Capital Trust IV Preferred Stock Series L 10/20/2003    
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
08:52 SMPG SimplaGene USA, Inc. Common Stock 10/17/2003  Added to BB (SMPG) ** 
13:32 ALFE American Life Holding Company, Inc. Common Stock 10/20/2003  Added to BB (ALFE) ** 
13:32 CWTD China World Trade Corporation Common Stock 10/20/2003  Added to BB (CWTD) ** 
13:32 HNSNY Hanson Plc Sponsored ADR 10/20/2003  Exchanged 
13:32 MCHXF Macmahon Holdings Ltd Ordinary Shares 10/20/2003  Inactive Issue 
15:30 TYFG Tri County Financial Group, Inc. Common Stock 10/20/2003  Added to BB (TYFG) ** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:32 10/20/2003 TEAL TEALQ TriTeal Corporation Common Stock ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:32 10/20/2003 NWCI New World Restaurant Group, Inc. Common Stock NWRG New World Restaurant Group, Inc. New Common Stock 1.661044-1 F/S followed immediately by 1-100 R/S. Net Effect: 1-60.203086 R/S. Payable Upon Surrender of Certificates ** 


Portal System Changes 10/17/2003 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
15:31 ORGFL Origen Financial Inc. 144A Common Stock 9/9/2003   10/20/03** 
15:31 CDJJW Corporate Backed Trust Ctfs 144A 2003-15 Daimlerchrysler Deb Backed Call Warrant Cl A-1 8/1/2097 9/23/2003   10/20/03** 
15:31 CDJKW Corporate Backed Trust Ctfs 144A 2003-15 Daimlerchrysler Deb Backed Call Warrant Cl A-2 8/1/2097 9/23/2003   10/20/03** 
15:31 CMGKY Cmc Magnetics 144A Global Depositary Receipts 10/1/2003   10/20/03** 
15:31 QNTDY Quanta Display Inc 144A Sponsored Global Depositary Receipts (Taiwan) 10/1/2003   10/20/03** 
15:31 CNWAY Chunghwa Picture Tubes Ltd. 144A Sponsored GDR 10/9/2003   10/20/03** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
15:31 FBOPP FBOP Corporation 144A Preferred Series A 10/20/2003  Securities never issued 


Private Placement Security Changes 10/17/2003 12:00:00 AM
There are no entries for Private Placement Security issues.








  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning Other-OTC changes should be directed to : FINRA Market Operations at (866)-776-0800.
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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