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Other-OTC System Changes - 10/17/2003 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 15:30 | ALPGP | Alpine Group, Inc. (The) Convertible Preferred Series A | 10/20/2003 | | | |
| 13:32 | AVTYF | Advanced Information Technology Public Co Ltd Ordinary Shares (Thailand) | 10/20/2003 | | | |
| 13:32 | CISC | Continental Information Systems Corporation Common Stock | 10/20/2003 | | | From BB (CISC) ** |
| 13:32 | CNGTF | Calpine Natural Gas Trust Ordinary Shares (Canada) | 10/20/2003 | | | |
| 15:30 | EDNPF | E District Net plc Ordinary Shares (United Kingdom) | 10/20/2003 | | | |
| 15:30 | GIMTF | Gim Sta Generale Industrie Metallurgiche Firenz Ordinary Shares (Italy) | 10/20/2003 | | | |
| 13:32 | HWKPF | Hawk Precious Minerals Inc Ordinary Shares (Canada) | 10/20/2003 | | | |
| 13:32 | ITJEF | IT&E Ltd Ordinary Shares (Australia) | 10/20/2003 | | | |
| 13:32 | LEHMN | Lehman Brothers Holdings, Inc. Capital Trust IV Preferred Stock Series L | 10/20/2003 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 08:52 | SMPG | SimplaGene USA, Inc. Common Stock | 10/17/2003 | | Added to BB (SMPG) ** |
| 13:32 | ALFE | American Life Holding Company, Inc. Common Stock | 10/20/2003 | | Added to BB (ALFE) ** |
| 13:32 | CWTD | China World Trade Corporation Common Stock | 10/20/2003 | | Added to BB (CWTD) ** |
| 13:32 | HNSNY | Hanson Plc Sponsored ADR | 10/20/2003 | | Exchanged |
| 13:32 | MCHXF | Macmahon Holdings Ltd Ordinary Shares | 10/20/2003 | | Inactive Issue |
| 15:30 | TYFG | Tri County Financial Group, Inc. Common Stock | 10/20/2003 | | Added to BB (TYFG) ** |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:32 | 10/20/2003 | TEAL | TEALQ | TriTeal Corporation Common Stock | ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:32 | 10/20/2003 | NWCI | New World Restaurant Group, Inc. Common Stock | NWRG | New World Restaurant Group, Inc. New Common Stock | 1.661044-1 F/S followed immediately by 1-100 R/S. Net Effect: 1-60.203086 R/S. Payable Upon Surrender of Certificates ** |
Portal System Changes 10/17/2003 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 15:31 | ORGFL | Origen Financial Inc. 144A Common Stock | 9/9/2003 | | | 10/20/03** |
| 15:31 | CDJJW | Corporate Backed Trust Ctfs 144A 2003-15 Daimlerchrysler Deb Backed Call Warrant Cl A-1 8/1/2097 | 9/23/2003 | | | 10/20/03** |
| 15:31 | CDJKW | Corporate Backed Trust Ctfs 144A 2003-15 Daimlerchrysler Deb Backed Call Warrant Cl A-2 8/1/2097 | 9/23/2003 | | | 10/20/03** |
| 15:31 | CMGKY | Cmc Magnetics 144A Global Depositary Receipts | 10/1/2003 | | | 10/20/03** |
| 15:31 | QNTDY | Quanta Display Inc 144A Sponsored Global Depositary Receipts (Taiwan) | 10/1/2003 | | | 10/20/03** |
| 15:31 | CNWAY | Chunghwa Picture Tubes Ltd. 144A Sponsored GDR | 10/9/2003 | | | 10/20/03** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 15:31 | FBOPP | FBOP Corporation 144A Preferred Series A | 10/20/2003 | | Securities never issued |
Private Placement Security Changes 10/17/2003 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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