September 16, 2014
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OTCBB and Other-OTC System Changes - 10/16/2013 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
16:39 ADMA Adma Biologics Inc Com 10/17/2013 100 ** 
16:39 BALI Balius Corp Common Stock 10/17/2013 100 ** 
12:56 HOIEF Hosiden Cp Ord Ordinary Shares 10/17/2013 100 ** 
12:56 LOUIF Louis XIII HLDGS Ltd Ordinary Shares (Bermuda) 10/17/2013 100 ** 
12:56 MCPDF Major Cineplex Group Public Co Ltd Units Non-Voting Depository Receipt 10/17/2013 100 ** 
12:56 PTPKF PT Pakuwon Jati TBK Ordinary Shares (Indonesia) 10/17/2013 100 ** 
12:56 SHGKF Sun Hung Kai & Co Ltd Ord .2hk Ordinary Shares 10/17/2013 100 ** 
12:56 SMIFF Smiles SA Ordinary Shares (Brazil) 10/17/2013 100 ** 
12:56 SVNTQ Savient Pharmaceuticals, Inc. Common Stock 10/17/2013 100 From NGM (SVNT)** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
08:02 GTAX Gilman Ciocia Inc Common Stock 10/16/2013 100 Acquired by National Holdings Corporation (NHLD). Each share of GTAX issued and outstanding immediately prior to the effective time of the Merger (other than any dissenting shares), shall be converted into the right to receive 0.235019 shares of NHLD, subject to the terms of the agreement. Deletion Time: 7:58:40.** 
12:56 ADXS Advaxis, Inc. Common Stock 10/17/2013 100 Listed on NCM (ADXS)**; Pending offering 
12:56 COSH Cooper-Standard Holdings Inc. Common Stock 10/17/2013 100 Listed on NYSE (CPS) 
12:56 FNRG ForceField Energy Inc. Common Stock 10/17/2013 100 Listed on NCM (FNRG)** 
16:46 INPGP Interpublic Group Cos Inc Perp Preferred Conv Ser B 5.25% 10/17/2013 Conversion. The Company is acting pursuant to Section 5 of the Certificate of Designations governing its Series B Preferred Stock. Holders of the Series B Preferred Stock will receive 77.8966 shares of common stock per share of Series B Preferred Stock. The holders will also receive cash in lieu of fractional shares. ** 


Portal System Changes 10/16/2013 12:00:00 AM
 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
16:46 IPGCP Interpublic Group of Companies, Inc. (The) 144A Perpetual Convertible Preferred Series B 10/17/2013 100 Conversion. The Company is acting pursuant to Section 5 of the Certificate of Designations governing its Series B Preferred Stock. Holders of the Series B Preferred Stock will receive 77.8966 shares of common stock per share of Series B Preferred Stock. The holders will also receive cash in lieu of fractional shares. 
12:56 RRFFF Rainy River Resources Ltd Ordinary Shares (Canada) 10/17/2013 100 Acquisition/Merger; The delisting results from the Compulsory Acquisition Notice whereby New Gold will acquire all of the remaining outstanding common shares of the Company, on the basis of, at the election of each Shareholder, the Cash Alternative or the Share Alternative, subject to pro-ration in accordance with the Offer** 
16:39 SGLTQ Summit Global Logistics, Inc. Common Stock 10/17/2013 100 Inactive Security** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
12:56 10/17/2013 ACMAE ACMA ACM Corporation. Common ** 
12:56 10/17/2013 THEEE THEE Tarheel Billboard Inc Common Stock ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
12:56 10/17/2013 BARAD Banyan Rail Services Inc. (NEW) Common Stock BARA Banyan Rail Services Inc. Common Stock ** 
16:39 10/17/2013 BCKSF Blackstar Group SE Shs (Malta) BCKSF Blackstar Group SE Shs (Malta) CUSIP only Change ** 
16:39 10/17/2013 BPIRF Bank of Piraeus Ordinary Shares (Greece) BPIRF Bank of Piraeus Ordinary Shares (Greece) CUSIP only Change ** 
16:39 10/17/2013 PSPGF Prosperity Goldfields Corp. Ordinary Shares (Canada) PSPGD Prosperity Goldfields Corp. Ordinary Shares (Canada) 1-4 R/S ** 
12:56 10/17/2013 PWON Powin Corp. Common PWOND Powin Corp. (NEW) Common 1-10 R/S ** 
12:56 10/17/2013 STKOD Stakool, Inc. NEW Common Stock STKO Stakool, Inc. Common Stock ** 
12:56 10/17/2013 YOOID Yangaroo Inc New Common Stock YOOIF Yangaroo Inc Common Stock Symbol Change ** 


Private Placement Security Changes 10/16/2013 12:00:00 AM
There are no entries for Private Placement Security issues.








  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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