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OTCBB and Other-OTC System Changes - 10/13/2009 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 08:03 | GMVW | GMV Wireless Inc Common Stock | 10/13/2009 | Y | 100 | From BB (GMVW)** |
| 16:47 | CKSNY | Cookson Group plc Unsponsored ADR | 10/14/2009 | Y | 100 | |
| 16:47 | HXTH | HXT Holdings Inc Common Stock | 10/14/2009 | Y | 100 | From NBB (HXTH)** |
| 12:52 | JSCSY | JSC Sitronics JT STK Co Sponsored ADR (Russia) | 10/14/2009 | Y | 100 | |
| 16:47 | SAFS | Safer Shot, Inc. Common Stock | 10/14/2009 | Y | 100 | From NBB (SAFS)** |
| 12:52 | SWVL | Seaway Valley Capital Corporation Inc. Common Stock | 10/14/2009 | Y | 100 | From BB (SWVL)** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 08:03 | GMVW | GMV Wireless Inc Common Stock | 10/13/2009 | 100 | Failure to comply with Rule 15c2-11; Added to NBB (GMVW)** |
| 16:47 | EMEYF | Emerald Energy Plc Ord Ordinary Shares | 10/14/2009 | 100 | Acquisition/Merger |
| 16:47 | HMPYF | Humptys Restaurants Ordinary Shares | 10/14/2009 | 100 | Acquisition/Merger |
| 16:47 | HXTH | HXT Holdings Inc Common Stock | 10/14/2009 | 100 | Added to OTCBB (HXTH)** |
| 12:52 | MSEXO | Middlesex Water Company $4.75 Preferred Stock | 10/14/2009 | 100 | Security Was Added In Error |
| 16:47 | SAFS | Safer Shot, Inc. Common Stock | 10/14/2009 | 100 | Added to OTCBB (SAFS)** |
| 12:52 | SWVL | Seaway Valley Capital Corporation Inc. Common Stock | 10/14/2009 | 100 | Form 15; Terminated Registration under the 34 Act; Added to NBB (SWVL)** |
| 16:47 | TODAF | Toda Construction Co Ltd Ordinary Shares | 10/14/2009 | 100 | Inactive Security ** |
| 12:52 | UDCPF | Union De Cervecerias P Backus Ordinary Shares | 10/14/2009 | 100 | Acquired |
| 12:52 | UNPVF | Unipol Ptc Ordinary Shares | 10/14/2009 | 100 | Inactive Security |
| 12:52 | UPNIF | United Pacific Industries Ordinary Shares | 10/14/2009 | 100 | Inactive Security |
| 12:52 | XOHGP | XO Holdings, Inc. Convertible Preferred Stock | 10/14/2009 | 100 | Inactive Security |
| 12:52 | XXDSI | Dst Realty Inc Fd Ix Limited Partnership | 10/14/2009 | 1 | Inactive Security |
| 12:52 | XXHHF | Wnc Ca Housing Tax Cred 1 Limited Partnership INT-III | 10/14/2009 | 1 | Inactive Security |
| 12:52 | XXHHG | Wnc Ca Housing Tax Cred 1 Limited Partnership | 10/14/2009 | 1 | Inactive Security |
| 12:52 | XXHHH | Wnc Ca Housing Tax Cred 1 Limited Partnership | 10/14/2009 | 1 | Inactive Security |
| 12:52 | XXHHK | Wnc Ca Housing Tax Cred 1 Limited Partnership | 10/14/2009 | 1 | Inactive Security |
| 12:52 | XXHHL | Wnc Ca Housing Tax Cred 1 Limited Partnership | 10/14/2009 | 1 | Inactive Security |
| 12:52 | YYACD | Atel Cash Distribution Limited Partnership | 10/14/2009 | 1 | Inactive Security |
| 12:52 | YYAMN | Cal-American Fund Viii Class A Limited Partnership | 10/14/2009 | 1 | Inactive Security |
| 12:52 | YYCYP | Cnl Hospitality Properties Lp Limited Partnership | 10/14/2009 | 1 | Acquired |
| 12:52 | YYJDA | Delt Taco Restaurant Properties LP Limited Partnership | 10/14/2009 | 1 | Inactive Security |
| 12:52 | YYWNC | Wnc Housing Tax Credit Limited Partnership | 10/14/2009 | 1 | Inactive Security
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| 12:52 | ZAKLF | Zaklady Celulozy Z Papieru Ordinary Shares | 10/14/2009 | 100 | Inactive Security |
| 12:52 | ZUCSF | Zucchini Spa (Itl) Ordinary Shares | 10/14/2009 | 100 | Inactive Security |
| 12:52 | ZZBDX | Florida Income Fund Limited Partnership | 10/14/2009 | 1 | Inactive Security |
| 12:52 | ZZBDY | Florida Income Fund Limited Partnership | 10/14/2009 | 1 | Inactive Security |
| 12:52 | ZZDJI | Bayfield Low Income Housing Limited Partnership | 10/14/2009 | 1 | Inactive Security |
| 12:52 | ZZDVS | Buttes Oil & Gas 86-A Limited Partnership | 10/14/2009 | 1 | Inactive Security |
| 12:52 | ZZGMK | CNL Income & Growth Fd Ltd Limited Partnership INT-II | 10/14/2009 | 1 | Inactive Security |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 16:47 | 10/14/2009 | PCYSE | PCYS | PrimeCare Systems, Inc Common Stock | ** |
| 12:52 | 10/14/2009 | SIORE | SIOR | Superior Oil and Gas Co. Common Stock | ** |
| 16:47 | 10/14/2009 | WZYF | WZYFQ | Woozyfly Inc. Common Stock | Bankruptcy ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 16:47 | 10/14/2009 | CGNV | Cignus Ventures Inc. Common Stock | SMLK | Smartlinx Inc. Common Stock | 2.7-1 F/S, payable upon surrender ** |
| 12:52 | 10/14/2009 | CTLG | Compress Technologies, Inc. Common Stock | CTLI | Compress Technologies, Inc. NEW Common Stock | 1-100 R/S ** |
| 12:52 | 10/14/2009 | IBXR | Ibex Resources Corp. Common Stock | SRGL | Source Gold Corp. Common Stock | 4-1 F/S, payable upon surrender ** |
| 12:52 | 10/14/2009 | JBHGF | Julius Baer Holding AG, Zuerich Ordinary Shares Namen AKT (Switzerland) | GMHLF | Gam Holding Ag Ordinary Shares Namen AKT (Switzerland) | ** |
| 12:52 | 10/14/2009 | JBHGY | Julius Baer Holding AG, Zuerich Unsponsored ADR (Switzerland) | GMHLY | Gam Holding Ag, Zuerich Unsponsored ADR (Switzerland) | ** |
| 16:47 | 10/14/2009 | MNRVF | Mano River Resources Inc Ordinary Shares (Canada) | AFRIF | African Aura Mining Inc Ordinary Shares (Canada) | 1-8 R/S |
| 12:52 | 10/14/2009 | YLOH | Yellow Hill Energy Inc. Common Stock | AMRE | American Eagle Energy, Inc. Common Stock NEW | N/C to American Eagle Energy, Inc. New Symbol: AMRE ** |
Portal System Changes 10/13/2009 12:00:00 AM |
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There are no entries for Portal issues.
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Private Placement Security Changes 10/13/2009 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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