|
OTCBB and Other-OTC System Changes - 10/12/2009 12:00:00 AM
|
| |
|

|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 13:11 | CCCC | Cache Capital Corp. Common Stock | 10/13/2009 | Y | 100 | |
| 16:29 | CDIX | Critical Digital Data Inc Common Stock | 10/13/2009 | Y | 100 | ** |
| 13:11 | EPEXQ | Edge Petroleum Corporation Common Stock | 10/13/2009 | Y | 100 | From Q (EPEX)** |
| 13:11 | EPXPQ | Edge Petroleum Corporation Ser. A Cumulative Convertible Perpetual Preferred Stock | 10/13/2009 | Y | 100 | From Q (EPEXP)** |
| 13:11 | SLCM | Silicon Mountain Holdings, Inc. Common Stock | 10/13/2009 | Y | 100 | From BB (SLCME)** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 09:46 | NATR | Nature's Sunshine Products, Inc. Common Stock | 10/12/2009 | 100 | Listed on NCM (NATR)** |
| 13:11 | NEVIF | Nevoro Inc. Ordinary Shares (Canada) | 10/13/2009 | 100 | Acquisition |
| 13:11 | SLCME | Silicon Mountain Holdings, Inc. Common Stock | 10/13/2009 | 100 | Failure To Comply With NASD 6530; Added to NBB(SLCM)** |
| 13:11 | SMAV | Samarnan Investment Corp Common Stock | 10/13/2009 | 100 | Refer to Daily List 10/05/2009. Liquidating payment is payable upon surrender. ** |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:11 | 10/13/2009 | ASDFF | ACERF | Acero-Martin Exploration Inc Ordinary Shares | 1-4 R/S |
| 13:11 | 10/13/2009 | CTIHF | CINSF | China Taiping Insurance Holdings Co Ltd Ordinary shares (Hong Kong) | |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:11 | 10/13/2009 | ANAH | Annima Animal Health, Inc. Common Stock | AAHG | AAH Group, Inc. Common Stock | ** |
| 13:11 | 10/13/2009 | CWSI | China Wind Systems, Inc. Common Stock | CHWY | China Wind Systems, Inc. NEW Common Stock | 1-3 R/S ** |
| 13:11 | 10/13/2009 | KFRIF | Kenfair International Holdings Ltd Ordinary Shares (Cayman Islands) | SNGZF | Sino Resources Group Ltd Ordinary Shares (Cayman Islands) | |
| 13:11 | 10/13/2009 | NCHP | Nitar Tech Corp. Common Stock | WIEC | Winscon Electronics Co. Ltd. Common Stock | 1-15 R/S ** |
| 13:11 | 10/13/2009 | NRVN | Nature Vision, Inc. Common Stock | SWRF | Swordfish Financial, Inc. Common Stock | ** |
Portal System Changes 10/12/2009 12:00:00 AM |
|
There are no entries for Portal issues.
|
Private Placement Security Changes 10/12/2009 12:00:00 AM |
|
There are no entries for Private Placement Security issues.
|