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Other-OTC System Changes - 10/9/2001 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:35 | APBBF | APCB Inc | 10/9/2001 | | | |
| 13:35 | BMPTF | Bemap Inc Tokyo | 10/9/2001 | | | |
| 15:22 | CFUCF | Cars4u.com Ltd | 10/9/2001 | | | |
| 13:35 | CLTDF | Celtic PLC Conv Pfd Shares | 10/9/2001 | | | |
| 13:35 | FTVCF | Future Venture Capital Company Ltd Kyoto | 10/9/2001 | | | |
| 13:35 | GBBGF | Gribbles Group Ltd (The) | 10/9/2001 | | | |
| 13:35 | GGTHF | Golden Goliath Resources Ltd | 10/9/2001 | | | |
| 13:35 | MTSTF | Mitsui Sumitomo Insurance Company Ltd | 10/9/2001 | | | |
| 13:35 | NHCFF | Nissin Healthcare Food Service Company Ltd Tokyo | 10/9/2001 | | | |
| 13:35 | PLAOF | PLA Matels Corporation Tokyo | 10/9/2001 | | | |
| 13:35 | RAYYF | Ray Corporation Tokyo | 10/9/2001 | | | |
| 13:35 | SPCMF | SP Comtech Company Ltd | 10/9/2001 | | | |
| 13:35 | STBJF | Starbucks Coffee Japan Ltd Tokyo | 10/9/2001 | | | |
| 13:35 | TKEJF | Takachiho Electric Company Ltd Tokyo | 10/9/2001 | | | |
| 15:22 | AOMMY** | AO Mosenergo Spons 144A ADR | 10/10/2001 | | | |
| 13:35 | ATTJF | Angels Transportation Technology Company Ltd | 10/10/2001 | | | |
| 13:35 | CYOK | Cyokaras Corporation | 10/10/2001 | | | |
| 13:35 | EBKN | e-Book Network Inc | 10/10/2001 | | | |
| 13:35 | TNPEO | TNP Enterprises Inc 14.5% Series D Pfd | 10/10/2001 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:35 | DCELN | Dobson Communications Corporation Pfd | 10/10/2001 | | Exchange to an unrestricted issue effective 6/18/1999 |
| 13:35 | ECSCQ** | EcoScience Corporation | 10/10/2001 | | Bankruptcy Reorganization - plan became effective 9/30/2001 |
| 13:35 | GMSUF** | Gemstar Communications Inc | 10/10/2001 | | Acquired by Sirit Technologies Inc (1 share SRTTF for every 5 shares held) |
| 13:35 | MECFF | Metallgesellschaft Canada Investments Ltd Cl B Ser 1 Pfd | 10/10/2001 | | Called for redemption 7/31/1990 ($25.00/sh) |
| 13:35 | NVSWF | Navision Software A/S | 10/10/2001 | | Dupe of NVIOF |
| 13:35 | RENEW** | Intercorp Excelle Inc Wts 10/10/2001 | 10/11/2001 | | Expired security |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:35 | 10/10/2001 | GNEQ** | GlobalNet Equities Inc | GNEG | GlobalNet Energy Corporation (1-10 R/S) | |
| 13:35 | 10/10/2001 | GVSCA** | Geneva Steel Company Class A | GVSCQ | Geneva Steel Company Cl A Old (bankrupt) | |
| 13:35 | 10/10/2001 | IAMH** | IAMG Holdings Inc | IMGH | IAMG Holdings Inc New (1-50 R/S) | |
| 13:35 | 10/10/2001 | MEAGF | Metallgesellschaft Ag Frankfurt | MGTAF | MG Technologies Ag | |
| 13:35 | 10/10/2001 | NVIOF** | Navision Software A/S DKK | NVIOF | Navision A/S DKK | |
Portal System Changes 10/9/2001 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:35 | XLXLL** | XL Capital Limited 144A common | 10/10/2001 | | | |
| ANTICIPATED ADDITIONS | |
| Updated | Symbol | Company Name | OATS
Reportable
Flag | Unit of
Trade |
| 13:35 | OHCPL | Oak Hill Credit Partners I Ltd 144A Pfd Shares 3C7 | | |
Private Placement Security Changes 10/9/2001 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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