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OTCBB and Other-OTC System Changes - 10/5/2012 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 09:27 | ABIX | Abatix Corp. Common Stock | 10/5/2012 | Y | 100 | + Refer to 10/04 Daily List. Issue reinstated. Effective date of 1-40,000 R/S cashing out fraction shares will be updated 10/05/12 Daily List ** |
| 13:00 | CHDVF | China Developement Bank Intl Invt Ltd. Shs (Cayman Island) | 10/8/2012 | Y | 100 | ** |
| 13:00 | EPRTP | Entertainment Properties Trust Pfd Ser F | 10/8/2012 | Y | 100 | ** |
| 13:00 | IMIMY | I M A Industria Macchine Automatiche S P A Unsponsored ADR (Italy) | 10/8/2012 | Y | 100 | ** |
| 13:00 | OLCB | Ohio Legacy Corporation Common Stock | 10/8/2012 | Y | 100 | From SCM (OLCB) |
| 13:00 | PNSN | Penson Worldwide, Inc. Common Stock | 10/8/2012 | Y | 100 | From Q (PNSN)** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 08:23 | VKNG | Viking Systems, Inc. Common Stock | 10/5/2012 | 100 | Viking Systems, Inc. merged into Arrow Merger Corporation.
Shareholders receive $0.27 per share of VKNG. Deletion time 7:55:56
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| 13:00 | ABIX | Abatix Corp. Common Stock | 10/8/2012 | 100 | 1-40,000 R/S; Holders of fractional shares resulting from the R/S shall be paid consideration of $14.75 per share based on the number of shares of common stock held immediately prior to the effective date of the R/S ** |
| 13:00 | CBLAL | CBL & Associates Properties, Inc. Depositary Shs Repstg 1/10 6.625% Ser E Cum Redeemable (Pfd Stk) | 10/8/2012 | 100 | Listed on NYSE (CBL$E) |
| 13:00 | CNCIF | Chanco International Group Limited Ordinary Shares (Cayman Islands) | 10/8/2012 | 100 | Inactive Issue ** |
| 13:00 | CNUN | Community Bancshares, Inc. (OH) Common Stock | 10/8/2012 | 100 | Inactive Issue ** |
| 13:00 | DBATF | DBA Telecommunication Asia Holdings Ltd. Ordinay Shares (Cayman Islands) | 10/8/2012 | 100 | Inactive Issue ** |
| 13:00 | EOLPF | Enegi Oil Plc, Manchester Ordinary shares (United Kingdom) | 10/8/2012 | 100 | Inactive Issue ** |
| 13:00 | MEIVF | MEIDENSHA CORPORATION Ordinary Shares (Japan) | 10/8/2012 | 100 | Inactive Issue ** |
| 13:00 | NSNHF | Nissan Shatai Company, Ltd. Ordinary Shares (Japan) | 10/8/2012 | 100 | Inactive Issue |
| 13:00 | RSTAF | Rib Software AG Namen - AKT (Germany Federal Republic) | 10/8/2012 | 100 | Inactive Issue ** |
| 13:00 | SELOF | Seloger.Com, Paris Ordinary shares (France) | 10/8/2012 | 100 | Inactive Issue ** |
| 13:00 | SNJOF | Sanjo Machine Works LTD Ordinary Shares (Japan) | 10/8/2012 | 100 | Inactive Issue ** |
| 13:00 | THAHF | Thoresen Thai Agencies Public Co Ltd Units Non-Voting Depository Receipt (Thailand) | 10/8/2012 | 100 | Inactive Issue ** |
| 13:00 | XXBBP | Boston Capital Tax Cr Fd Limited Partnership 02 Series 10 | 10/8/2012 | 1 | Inactive Issue ** |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 16:11 | 10/8/2012 | EZJRE | EZJR | EZJR Inc. COMMON STOCK | Compliant ** |
| 13:00 | 10/8/2012 | HLTD | SOLS | Sollensys Corp. Common Stock | ** |
| 13:00 | 10/8/2012 | PINSE | PINS | Pinacle Enterprise Inc Common Stock | ** |
| 13:00 | 10/8/2012 | SNPKE | SNPK | Sunpeaks Ventures, Inc. Common | Compliant ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:00 | 10/8/2012 | EREM | ERE Management Inc. Common Stock | GGBL | Guar Global Ltd. Common Stock | ** |
| 13:00 | 10/8/2012 | GSTVD | Global Stevia Corp NEW Common Stock | GSTV | Global Stevia Corp Common Stock | ** |
| 16:11 | 10/8/2012 | SPYKF | Swedish Automobile N V Ordinary Shares (Netherlands) | SPYKF | Spyker NV Ordinary Shares (Netherlands) | ** |
| 16:11 | 10/8/2012 | TLGND | Totally Green, Inc. NEW Common Stock | TLGN | Totally Green, Inc. Common Stock | ** |
| 13:16 | 10/9/2012 | CEXIQ | CDEX Inc. Class A Common Stock | CEXID | CDEX Inc. Class A New Common Stock | Bankruptcy Plan Effective. Pursuant to the Plan, 1-10 R/S, shares will be consolidated on a one(1) new for ten(10) old basis. ** |
| 13:00 | 10/9/2012 | LPTN | Lpath, Inc. Common Stock | LPTND | Lpath, Inc. NEW Common Stock | 1-7 R/S ** |
Portal System Changes 10/5/2012 12:00:00 AM |
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There are no entries for Portal issues.
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Private Placement Security Changes 10/5/2012 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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