|
Other-OTC System Changes - 10/5/2007 12:00:00 AM
|
| |
|
|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:37 | APLVF | AP Alternative Assets L P Units (Guernsey) | 10/8/2007 | | | |
| 16:16 | BUZZ | Buzz Media, Ltd. Common Stock | 10/8/2007 | | | |
| 13:37 | DNPMF | Dundee Precious Metals Inc. Warrant Exp 07/13/2012 (Canada) | 10/8/2007 | | | |
| 16:16 | IFRX | InferX Corporation Common Stock | 10/8/2007 | | | |
| 16:16 | NENA | Neenah Enterprises, Inc. Common Stock | 10/8/2007 | | | |
| 13:37 | SNRN | Sonoran Energy, Inc. Common Stock | 10/8/2007 | | | From BB (SNRNE)** |
| 13:37 | VGWA | visionGATEWAY, Inc. Common Stock | 10/8/2007 | | | From BB (VGWAE)** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:37 | BCLBY | Barclays Bk Plc Sponsored ADR Repstg Callable Dollar Pref shares series 3 (United Kingdom) | 10/5/2007 | | Listed on NYSE (BCS.PrA)** |
| 14:38 | AREN | AllStar Restaurants Common Stock | 10/8/2007 | | Added to OTCBB (AREN)** |
| 14:38 | CLLO | Castillo, Inc. Common Stock | 10/8/2007 | | Added to OTCBB (CLLO)** |
| 13:37 | SIDGY | Sime Darby Berhad Sponsored ADR (Malaysia) | 10/8/2007 | | ADR Program Termination |
| 13:37 | VTOK | V2K International, Inc. Common Stock | 10/8/2007 | | Added to OTCBB (VTOK) ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:37 | 10/5/2007 | IVUMF | Innovium Properties Corp Ordinary Shares | IVUMF | Innovium Media Properties Corp Ordinary Shares | Refer to the D/L of 10/4/2007; Correction to new issuer name. |
| 13:37 | 10/8/2007 | CJGH | China Jiangsu Golden Horse Stell Ball, Inc. Common stock | CJGH | China Jiangsu Golden Horse Steel Ball, Inc. Common stock | Refer to the D/L of 10/4/2007, revision to new name. ** |
| 13:37 | 10/8/2007 | GWGD | Great West Gold, Inc. New Common Stock | FFGO | Fortress Financial Group, Inc. Common Stock | ** |
| 14:38 | 10/8/2007 | HMSLQ | Hemosol Corp. Common Stock | OTROQ | 1608557 Ontario, Inc. Common Stock | ** |
| 15:05 | 10/8/2007 | SPVG | SuperPro Vending Group, Inc. Common Stock | AFAO | AFA Music Group, Ltd. Common Stock | ** |
Portal System Changes 10/5/2007 12:00:00 AM | | |
|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:37 | JPPGL | J. P. Morgan International Derivatives Ltd. Indian Low Exercise Price Wt 144A 3C7 Power Grid Corp of India Ltd 09/27/2012 (Jersey) | 10/8/2007 | | | |
| 13:37 | JPPTL | J. P. Morgan International Derivatives Ltd. Taiwanese Low Exercise Price 144A 3C7 Wt Powertech Tech Inc 09/28/2012 (Jersey) | 10/8/2007 | | | |
| 13:37 | MSIFL | Morgan Stanley B V Delta Ctf linked Performance 144A Fortress Investment Group LLC 09/17/2008 (Netherlands) | 10/8/2007 | | | |
| 14:38 | URALY | Uralkali JSC Sponsored GDR 144A (Russia) | 10/8/2007 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 14:38 | ACPQL | ACP Holding Company 144A Common Stock | 10/8/2007 | | Security No Longer Exists ** |
| 14:38 | ACPQW | ACP Holding Company 144A Warrant 09/30/13 | 10/8/2007 | | Security No Longer Exists ** |
Private Placement Security Changes 10/5/2007 12:00:00 AM |
|
There are no entries for Private Placement Security issues.
|
| |
| Notes | |
| |
