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OTCBB and Other-OTC System Changes - 10/3/2012 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 07:55 | MWFS | Mid-Wisconsin Financial Services Inc Common Stock | 10/3/2012 | Y | 100 | From BB (MWFS) |
| 07:55 | ONTS | Online Tele-Solutions, Inc. Common stock | 10/3/2012 | Y | 100 | From BB (ONTS) |
| 07:55 | PVNC | Prevention Insurance.com Common Stock | 10/3/2012 | Y | 100 | From BB (PVNC) |
| 13:11 | BNJAF | Bank Of Japan Ord Ordinary Shares | 10/4/2012 | Y | 1 | Reinstatement ** |
| 13:11 | DYII | Dynacq Healthcare, Inc. Common Stock | 10/4/2012 | Y | 100 | From G (DYII)** |
Portal System Changes 10/3/2012 12:00:00 AM |
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There are no entries for Portal issues.
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Private Placement Security Changes 10/3/2012 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:11 | IRIIZ | Iridium Communications Inc Perp Pfd Conv Ser A 144A | 10/4/2012 | N | 100 | ** |
| 13:11 | LGRCF | Lafarge Republic Inc. Shs (Phillipines) | 10/4/2012 | Y | 100 | ** |
| 16:39 | OVSC | Ovascience Inc. Com | 10/4/2012 | Y | 100 | From NBB (OVSC) |
| 13:11 | SMCG | Millenium India Acquisition Company Inc. Common Stock | 10/4/2012 | Y | 100 | From S (SMCG)** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 08:38 | CYSA | CRC Crystal Research Corp Common Stock | 10/3/2012 | 100 | 12(j) Registration Revoked by SEC ** |
| 07:55 | MWFS | Mid-Wisconsin Financial Services Inc Common Stock | 10/3/2012 | 100 | Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 |
| 07:55 | ONTS | Online Tele-Solutions, Inc. Common stock | 10/3/2012 | 100 | Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 |
| 07:55 | PVNC | Prevention Insurance.com Common Stock | 10/3/2012 | 100 | Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 |
| 13:11 | CLKSY | Circle K Sunkus Co Ltd Unsponsored ADR (Japan) | 10/4/2012 | 100 | ADR Program Terminated. Circle K Sunkus Co., Ltd. ADR holders will be required on a mandatory basis to surrender their ADRs to BNY Mellon for cancellation. Distribution of net cash proceeds: Gross rate= $45.029083; $0.05 cancellation fee; Net rate= $44.979083 ** |
| 16:39 | DISK | Image Entertainment, Inc. Common Stock | 10/4/2012 | 100 | Image Entertainment, Inc (DISK) stockholders will receive per share merger consideration of approximately .00972 shares of common stock of RLJ Entertainment, Inc. for each share of Image common stock outstanding immediately prior to the effective time of the merger of Image Entertainment, Inc. with RLJ Merger Sub II, Inc., a Delaware corporation and a direct wholly owned subsidiary of RLJ Entertainment, Inc ** |
| 16:39 | OVSC | Ovascience Inc. Com | 10/4/2012 | 100 | Added to BB |
| 16:39 | RLJA | RLJ Acquisition, Inc. Common Stock | 10/4/2012 | 100 | Merged with RLJ Entertainment, Inc. Shareholders of RLJ Acquistion, Inc. will receive shares of RLJ Entertainment, Inc. on an 1 for 1 basis. ** |
| 16:39 | RLJAU | RLJ Acquisition, Inc. Units Consisting of 1 share of Common Stock & 1 Warrant | 10/4/2012 | 100 | Merged with RLJ Entertainment, Inc. Unit holders of RLJ Acquistion, Inc. will receive units of RLJ Entertainment, Inc. on an 1 for 1 basis.** |
| 16:39 | RLJAW | RLJ Acquisition, Inc. Warrant Expiring 02/22/2016 | 10/4/2012 | 100 | Merged with RLJ Entertainment, Inc. Warrant holders of RLJ Acquistion, Inc. will receive warrants of RLJ Entertainment, Inc. on an 1 for 1 basis. |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 16:39 | 10/4/2012 | BKRS | BKRSQ | Bakers Footwear Group, Inc. Common Stock | Bankruptcy filed 10/3/2012 ** |
| 13:11 | 10/4/2012 | MKBAD | MKBAF | Mukuba Res Ltd Common Shares (Canada) | ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 16:39 | 10/4/2012 | CAEUF | Caerus Resource Corporation Ordinary Shares (Canada) | CAEUF | Angel Gold Corp. Ordinary Shares (Canada) | ** |
| 16:39 | 10/4/2012 | GPIPF | Great Pacific International Inc. Common Stock (Canada) | GPIPD | Wescan Energy Corp. Ordinary Shares (Canada) | 1-20 R/S** |
| 13:42 | 10/4/2012 | TWIRF | Tree Is Wire Income Fd Trust Units | TWIRF | Tree Island Steel Ltd. Ordinary Shares (Canada) | Pursuant to the Arrangement, each holder of Units will receive one(1) common share of the company in exchange for each Unit held.** |
| 13:11 | 10/4/2012 | XTLBY | XTL Biopharmaceuticals Ltd. American Depositary Shares | XTLBD | XTL Biopharmaceuticals Ltd. New American Depositary Shares | 1-10 R/S concurrent with a ratio change. The ADR Ratio will change from [ one(1) ADS: two (2) Ordinary Share] to a new ratio of [ one (1) ADS: twenty (20) Ordinary Share]. Holders of XTL BioPharmaceuticals will be required on a mandatory basis to surrender their Old ADSs to BNY Mellon in exchange for the New ADSs. ONly whole DRs will be distributed. ** |
