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Other-OTC System Changes - 10/3/2007 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 16:11 | APDQ | APD Antiquities, Inc. Common Stock | 10/4/2007 | | | |
| 13:40 | ARPLF | Aricom Plc Ordinary shares (United Kingdom) | 10/4/2007 | | | |
| 16:11 | CNIGW | Corning Natural Gas Corp Warrant 08/17/2011 | 10/4/2007 | | | |
| 16:11 | GDSAF | Gadu-Gadu S.A., Warsaw Ordinary shares (Poland) | 10/4/2007 | | | |
| 16:11 | PVTPF | Private Trading Systems Plc, London Ordinary shares (United Kingdom) | 10/4/2007 | | | |
| 12:52 | WGAT | Worldgate Communications, Inc. Common Stock | 10/4/2007 | | | From S (WGAT)** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:40 | AROC | Auror Capital Corp. Common Stock | 10/4/2007 | | Added to OTCBB (AROC) ** |
| 13:40 | CLPJF | Calpis Co Ltd Tokyo Ordinary Shares (Japan) | 10/4/2007 | | Acquisition ** |
| 16:11 | CROUA | Criterion Group Inc Cl-A Common Stock | 10/4/2007 | | Acquisition |
| 16:11 | CSVK | Centennial Svgs Bk Fsb Unclassified | 10/4/2007 | | Acquisition |
| 16:11 | CTLF | Central Fincl Corp Pa Common Stock | 10/4/2007 | | Acquisition ** |
| 16:11 | CWMD | Cowles Media Co Vtg Comm Common Stock | 10/4/2007 | | Acquisition |
| 16:11 | CZEL | Citizens Elec Co Common Stock | 10/4/2007 | | Acquisition ** |
| 13:40 | DSFCF | Desc Sociedad De Fomento Cl A Ordinary Shares | 10/4/2007 | | Inactive security |
| 16:11 | HFFM | Holly Farms Corp Unclassified | 10/4/2007 | | Acquisition |
| 16:11 | LANA | Liquid Air Corp North Amer Unclassified | 10/4/2007 | | Inactive Security |
| 16:11 | MBRP | Mercantile Bancorp Indiana Common Stock | 10/4/2007 | | Acquisition ** |
| 13:40 | NAVKF | Navitrak International Corp Ordinary Shares | 10/4/2007 | | Inactive security |
| 16:11 | NOLE | Northern Lehigh Bancorp Inc Common Stock | 10/4/2007 | | Acquisition ** |
| 16:11 | NSLB | NS&L Bancorp, Inc. Common Stock | 10/4/2007 | | Acquisition ** |
| 16:11 | NUNC | Nuance Resources Corp. Common Stock | 10/4/2007 | | Added to OTCBB (NUNC)** |
| 13:40 | SLRTF | Solectron Global Svcs Cda Inc Solectron Global Svcs Cda Inc Exchangeable Shares (Canada) | 10/4/2007 | | Acquisition ** |
| 16:11 | STUX | Sustut Exploration, Inc. Common Stock | 10/4/2007 | | Added to OTCBB (STUX) ** |
| 13:40 | TRFN | Transnational Financial Network, Inc. Common Stock | 10/4/2007 | | Added to OTCBB (TRFN)** |
| 16:11 | YFRM | YaFarm Technologies, Inc. Common Stock | 10/4/2007 | | Added to OTCBB (YFRM) ** |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:40 | 10/4/2007 | NTBK | NTBKQ | Net.B@nk, Inc. Common Stock | Bankruptcy ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:40 | 10/4/2007 | DSFAF | Desc Sociedad De Fomento Cl A Ordinary Shares | GKSCF | Grupo Kuo SAB de CV Cl A Ordinary Shares | ** |
| 13:40 | 10/4/2007 | GKSDF | Grupo Kuo SAB de CV Cl A Ordinary Shares | GKSDF | Grupo Kuo SAB de CV Cl B Ordinary Shares | Refer to 9/13/2007 D/L. Description revised to reflect correct share class. ** |
| 13:40 | 10/4/2007 | PECB | Pet Ecology Brands, Inc. New Common Stock | PECD | Pet Ecology Brands, Inc. Common Stock | 1-12 R/S ** |
| 13:40 | 10/4/2007 | PIRCF | Piper Cap Inc Common Shares (Canada) | GGDCF | Garson Gold Corp Common Shares (Canada) | ** |
| 13:40 | 10/4/2007 | PRCL | Pro Cel Intl Inc Common Stock (DE) | PCEL | Pro Cel International, Inc. Common Stock (NV) | 1-10 R/S ** |
| 13:40 | 10/4/2007 | PRMIF | Prime Investments Holdings Ltd Ordinary Shares | PRMIF | Prime Investments Holdings Ltd Ordinary Shares (Bermuda) | ** |
| 13:40 | 10/4/2007 | TKMD | Talktech Telemedia Inc Common Stock | CMDV | Command IPTV, Inc. Common Stock | ** |
| 13:40 | 10/4/2007 | TRIT | Triden Telecom Inc Common Stock | TRTM | Triden Telecom Inc New Common Stock | 1-200 R/S ** |
Portal System Changes 10/3/2007 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:40 | WHUML | Wachovia Bk N A Charlotte N C Enhanced Yield Securities linked to 144A Humama Inc common stock 04/03/2008 | 10/4/2007 | | | |
| 13:40 | WNVIL | Wachovia Bk N A Charlotte N C Enhanced Yield Securities linked to 144A Nvidia Corp common stock 04/03/2008 | 10/4/2007 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:40 | DTSHL | Deutsche Bk Ag London Mandatory Exchangeable NT 144A lkd to Freeport-McMoran Copper & Gold Inc Com 10/03/07 (United Kingdom) | 10/4/2007 | | Expired Security |
| 13:40 | MSEYL | MORGAN STANLEY Trigger Secs Madatorily 144A Exchangeable for Com Stock of Yahoo Inc 10/03/2007 | 10/4/2007 | | Expired Security |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 16:12 | 10/4/2007 | GRCNL | Grupo Clarin S A Gdr Cl B Reg S 144A (Argentina) | GRCNL | Grupo Clarin S A Gdr Cl B 144A (Argentina) | |
Private Placement Security Changes 10/3/2007 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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