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OTCBB and Other-OTC System Changes - 10/2/2012 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 07:55 | SFRX | Seafarer Exploration Corp. Common Stock | 10/2/2012 | Y | 100 | From BB (SFRX) |
| 13:12 | BBVZF | BBVA International Preferred SA Unipersonal Guaranteed Preferred Securities (Spain) | 10/3/2012 | Y | 100 | |
| 13:12 | EPGG | Empire Global Gaming Inc Common Stock | 10/3/2012 | Y | 100 | |
| 14:37 | NETEW | Net Element International, Inc. Warrant | 10/3/2012 | Y | 100 | From S (CAZAW) |
| 13:12 | PEIPP | Pennsylvania Real Estate Investment Trust Cumulative Redeemable Perpetual Preferred Shares Series B | 10/3/2012 | Y | 100 | |
| 13:12 | SFEX | Solarflex Corporation Common Stock | 10/3/2012 | Y | 100 | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 12:35 | DYNIQ | Dynegy Inc. (Delaware) (New) Common Stock | 10/2/2012 | 100 | Bankruptcy plan effective. Mandatory exchange. Holders of Dynegy common stock shall receive 0.00813936 shares of new Dynegy common stock for every 1 share of the old Dynegy equity issue, as well as 0.12703043 warrants for every 1 share of the old Dynegy equity issue Deletion time: 9:06:07**** |
| 07:55 | SFRX | Seafarer Exploration Corp. Common Stock | 10/2/2012 | 100 | Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 |
| 16:19 | AZHD | Aztore Holdings Inc Common Stock New | 10/3/2012 | 1 | Going private ? merging with Visitalk Capital Corporation. Shareholders will received a stock conversion: one (1 ) share of Aztore Holdings , Inc. will equal 9,365 shares of Visitalk Capital Corporation. ** |
| 13:12 | EPGG | Empire Global Gaming Inc Common Stock | 10/3/2012 | 100 | Added to BB |
| 13:12 | GBEEP | Gabelli Equity Trust, Inc. (The) Pfd Ser H | 10/3/2012 | 100 | Listed on NYSE (GAB$H) |
| 16:19 | NETE | Net Element, Inc. Common Stock | 10/3/2012 | 100 | Merged with Cazador Acquisition Corporation Ltd (CAZA). Shareholders will received 0.025 shares of CAZA for each share held. ** |
| 13:12 | RSRCP | Resource Capital Corp. Pfd Ser B | 10/3/2012 | 100 | Listed on NYSE (RSO$B) |
| 13:12 | SFEX | Solarflex Corporation Common Stock | 10/3/2012 | 100 | Added to BB |
| 16:19 | SZLMF | Schweizerische Lebensversicherungs und Rentenanstalt Zuerich Namen AKT 2.Linie Angemelde (Switzerland) | 10/3/2012 | 1 | CUSIP Suspended ** |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:12 | 10/3/2012 | ADXSE | ADXS | Advaxis, Inc. Common Stock | ** |
| 13:12 | 10/4/2012 | CSWG | CSWGE | Sen Yu International Holdings, Inc. Common Stock | Delinquent ** |
| 13:12 | 10/4/2012 | EZJR | EZJRE | EZJR Inc. COMMON STOCK | Delinquent ** |
| 13:12 | 10/4/2012 | GDOA | GDOAE | Golden Oasis New Energy Group Inc Common | Delinquent ** |
| 13:12 | 10/4/2012 | GPCM | GPCME | Grandparents.com, Inc. Common Stock | Delinquent ** |
| 13:12 | 10/4/2012 | SNPK | SNPKE | Sunpeaks Ventures, Inc. Common | Delinquent ** |
| 13:12 | 10/4/2012 | TNTY | TNTYE | Trunity Holdings, Inc. Common Stock | Delinquent ** |
| 13:12 | 10/4/2012 | VERL | VERLE | LMK Global Resources, Inc. Common Stock | Delinquent ** |
| 13:12 | 10/4/2012 | WTFS | WTFSE | Xinde Technology Company. Common Stock | Delinquent ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 16:19 | 10/3/2012 | CLUGF | Cluff Gold Plc London Ordinary Shares (United Kingdom) | CLUGF | Amara Mining Ordinary Shares (United Kingdom) | ** |
| 13:12 | 10/3/2012 | COPI | Compliance Systems Corporation Common Stock | COPID | Compliance Systems Corporation NEW Common Stock | 1-994.488567392 R/S ** |
| 13:12 | 10/3/2012 | CSOAD | Coastal Contacts Inc New Common Shares (Canada) | CSOAF | Coastal Contacts Inc Common Shares (Canada) | ** |
| 13:12 | 10/3/2012 | LXXI | Trinon Inc Common Stock | LXXID | Lexico Resources International Corp. (NEW) Common Stock | 1-20 R/S ** |
| 13:12 | 10/3/2012 | MDXX | Medex Inc NEV Common Stock | MDXXD | Medex Inc NEV (NEW) Common Stock | 1-1,000 R/S ** |
| 13:12 | 10/3/2012 | NHMI | Northern Minerals Inc. Common Stock | NHMID | Raider Ventures Inc. Common Stock | 10-1 F/S payable upon surrender of old certificates ** |
| 16:37 | 10/3/2012 | PNMLF | Jayden Resources, Inc. Ordinary Shares (Canada) | PNMLF | Jayden Resources, Inc. Ordinary Shares (Cayman Islands) | CUSIP Change & Domicle Change ** |
| 13:12 | 10/3/2012 | QTMI | Quantum Telecom, Inc. Common Stock | FRMB | Forum Mobile, Inc. Common Stock | ** |
Portal System Changes 10/2/2012 12:00:00 AM |
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There are no entries for Portal issues.
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Private Placement Security Changes 10/2/2012 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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| Notes | |
| The Name Change from Jayden Resources, Inc. Ordinary Shares (Canada) to Jayden Resources, Inc. Ordinary Shares (Cayman Islands), reported on the Daily List of 10/02/2012, with an Effective Date of 10/03/2012 , has been cancelled. |
