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Other-OTC System Changes - 10/2/2009 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:45 | BMQZF | Bank Montreal Quebec Pfd Cl B1 Perp Pfd Cl B Ser 15 (Canada) | 10/5/2009 | Y | 100 | |
| 13:45 | BPTGF | Banco Patagonia SA Ordinary Shares B (Argentina) | 10/5/2009 | Y | 100 | |
| 13:45 | CFBFF | Can Fite Biofarma Ltd. Ordinary Shares (Israel) | 10/5/2009 | Y | 100 | |
| 16:30 | CULL | Cullman Bancorp Inc. Common Stock | 10/5/2009 | Y | 100 | ** |
| 16:30 | DMNM | Dominion Minerals Corp Common Stock | 10/5/2009 | Y | 100 | From BB (DMNME)** |
| 13:45 | GCOSM | Genesco Inc. Cumulative Preferred Stock | 10/5/2009 | Y | 100 | Reinstated |
| 16:30 | MARZF | Marston's PLC Ordinary Shares (United Kingdom) | 10/5/2009 | Y | 100 | |
| 13:45 | MSZZ | Morgan Stanley Buy Write Securities Based On The Performance Of 2007-2 Dynamic Ref Index | 10/5/2009 | Y | 100 | |
| 13:45 | PRMDA | Precision Medical Devices, Inc. Class A Common Stock | 10/5/2009 | Y | 100 | |
| 16:30 | ZMTP | Zoom Telephonics Inc. Common Stock | 10/5/2009 | Y | 100 | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:45 | AANZF | Alleanza Assicurazioni Spa Ord Ordinary Shares | 10/5/2009 | 100 | Acquired ** |
| 16:30 | EXMFF | Exmin Resources Inc Ordinary Shares (Canada) | 10/5/2009 | 100 | Acquired ** |
| 16:30 | IBYXF | Intl Barytex Res Ltd Ordinary Shares | 10/5/2009 | 100 | Acquired ** |
| 16:30 | PTRXF | Petrobras Energia Participaciones S.A.Ordinary Shares Class B (Argentina) | 10/5/2009 | 100 | Acquired ** |
| 16:30 | SERZF | Secure Retirement Plc Par Ord Ordinary Shares | 10/5/2009 | 100 | Inactive Security |
| 16:30 | TSFGO | South Financial Group Inc. (The) Pfd Mandatory Conv Ser (2008ND-NV) | 10/5/2009 | 1 | Exchanged for Common Stock. ** |
| 16:30 | TSFGP | South Financial Group Inc. (The) Pfd Mandatory Conv Ser (2008ND-V) | 10/5/2009 | 1 | Exchanged for Common Stock ** |
| 16:30 | TSROF | Total Sport Online ASA Ordinary Shares (Norway) | 10/5/2009 | 100 | Inactive Security ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:45 | 10/5/2009 | APDR | Apollo Drilling, Inc. Common Stock | SWRS | Southwest Resources Inc. Common Stock | 1-2,500 R/S ** |
| 13:45 | 10/5/2009 | EMGS | EmergenSys Corporation Common Stock | SPPH | Spencer Pharmaceutical Inc. Common Stock | 1-25 R/S ** |
| 13:45 | 10/5/2009 | ESMT | E-Smart Technologies Inc Common Stock | ESTT | E-Smart Technologies Inc Common Stock NEW | 1-20 R/S ** |
| 16:30 | 10/5/2009 | GRVJF | Gold Reach Resources Ltd Ordinary Shares (Canada) | GRJVF | Gold Reach Resources Ltd New Ordinary Shares (Canada) | 1-5 R/S ** |
Portal System Changes 10/2/2009 12:00:00 AM | | |
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| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:45 | DBMZL | Deutsche Bk Ag London BRH 16,.580% Mandatory Exchangeable Nts Lkd 144A to Amazon Com Inc 10/03/2009 (Germany) | 10/5/2009 | 100 | Expired Security |
Private Placement Security Changes 10/2/2009 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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| Notes | |
| Please note symbol PRMD has been changed to PRMDA to reflect Class A Common Stock. |
