|
OTCBB and Other-OTC System Changes - 10/1/2008 12:00:00 AM
|
| |
|

|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 16:21 | BSCBM | Bear Stearns Companies, Inc (The) Bear Stearns Current yield Fund | 10/2/2008 | Y | 100 | From AMEX (YYY) |
| 13:29 | CMTOY | Cementos Argos S.A. Sponsored ADR (Columbia) | 10/2/2008 | Y | 100 | |
| 13:29 | CNZNF | China Zaino International Ltd Ordinary shares (Bermuda) | 10/2/2008 | Y | 100 | |
| 16:21 | GOVV | Gouverneur Bancorp, Inc. Common Stock | 10/2/2008 | Y | 100 | From AMEX (GOV) |
| 13:29 | SLTA | Soltera Mining Corp. Common Stock | 10/2/2008 | Y | 100 | From BB (SLTAE)** |
| 13:29 | SYBR | Synergy Brands Inc. Common Stock | 10/2/2008 | Y | 100 | From S (SYBR)** |
| 16:21 | TCPYF | Ticon Property Fund Units (Thailand) | 10/2/2008 | Y | 100 | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 13:50 | BEHP | Bethlehem Corporation (The) Common Stock | 10/2/2008 | 100 | 12(j) Registration Revoked by SEC ** |
| 13:50 | BERS | Beres Industries, Inc. Common Stock | 10/2/2008 | 100 | 12(j) Registration Revoked by SEC ** |
| 13:50 | BESOQ | Best Products Co., Inc. Common Stock | 10/2/2008 | 100 | 12(j) Registration Revoked by SEC ** |
| 13:50 | BGUE | Bogue International Inc. Common Stock | 10/2/2008 | 100 | 12(j) Registration Revoked by SEC ** |
| 16:30 | CUTBF | Chuo Mitsui Trust And Banking Co Ltd Ordinary Shares | 10/2/2008 | 100 | Inactive Security ** |
| 13:29 | EHMXF | Electrohome Ltd Cl X Ordinary Shares | 10/2/2008 | 100 | Plan of arrangement ** |
| 13:29 | EHMYF | Electrohome Ltd Cl X Ordinary Shares | 10/2/2008 | 100 | Plan of arrangement ** |
| 13:50 | GDCT | Goldcrest Corporation Common Stock | 10/2/2008 | 100 | 12(j) Registration Revoked by SEC |
Portal System Changes 10/1/2008 12:00:00 AM | | |
|
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 13:29 | LBCAL | Lehman Bros Hldgs Inc YEELDS Lkd to common stock Couer D Alene Mines Corp 144A | 10/2/2008 | 100 | Expired Security |
| 13:29 | LHMSL | Lehman Bros Hldgs Inc 5% YEELDS Lkd to Co Stk Morgan Stanley 144A 10/01/2008 | 10/2/2008 | 100 | Expired Security |
| 13:50 | MRBI | Molecular Robotics Inc Common Stock | 10/2/2008 | 100 | 12(j) Registration Revoked by SEC ** |
| 13:29 | MYMLL | MORGAN STANLEY 5% PERQS Mandatorily Exch for Com Stk (Merrill Lynch & Co Inc 144A 10/01/2008 | 10/2/2008 | 100 | Expired Security |
| 16:30 | NPMCF | Nippon Mic Co Ltd Ordinary Shares | 10/2/2008 | 100 | Inactive security |
| 16:30 | RRSNF | Radiant Resources Inc Ordinary Shares (Canada) | 10/2/2008 | 100 | Acquisition ** |
| 13:29 | SFYK | Safety-Kleen Holdco Inc Common Stock | 10/2/2008 | 100 | Listed on NYSE (SK) |
| 13:29 | SLTAE | Soltera Mining Corp. Common Stock | 10/2/2008 | 100 | Failure To Comply With NASD 6530; Added to the Other OTC (SLTA) ** |
| 15:05 | STMVF | Scottish Metropolitan Property Plc Ordinary Shares | 10/2/2008 | 100 | Inactive security |
| 13:50 | TLBS | Taking Life By Storm Inc Common Stock | 10/2/2008 | 100 | 12(j) Registration Revoked by SEC |
| 13:50 | WLKBQ | Walker (B.B.) Company Common Stock | 10/2/2008 | 100 | 12(j) Registration Revoked by SEC ** |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:29 | 10/2/2008 | PCWS | PWSO | Pecos Western Corp Common Stock | |
| 13:29 | 10/2/2008 | TCLT | TECA | TechAlt Inc Common Stock | 1-100 R/S ** |
| 13:29 | 10/3/2008 | APLL | APLLE | Apolo Gold & Energy Inc. Common Stock | Delinquent ** |
| 13:29 | 10/3/2008 | CPEU | CPEUE | Chapeau, Inc. Common Stock | Delinquent ** |
| 13:29 | 10/3/2008 | CWEY | CWEYE | China Wind Energy Inc. Common Stock | Filing Delinquency ** |
| 13:29 | 10/3/2008 | GNBA | GNBAE | Groen Brothers Aviation, Inc. Common Stock | Delinquent ** |
| 13:29 | 10/3/2008 | GOCM | GOCME | Geocom Resources, Inc. Common Stock | Delinquent ** |
| 13:29 | 10/3/2008 | NAWL | NAWLE | NatureWell, Inc. Common Stock | Delinquent ** |
| 13:29 | 10/3/2008 | NNVC | NNVCE | NanoViricides, Inc. Common Stock | Delinquent ** |
| 13:29 | 10/3/2008 | OSLE | OSLEE | Osler Incorporated Common Stock | Delinquent ** |
| 13:29 | 10/3/2008 | PNXE | PNXEE | Phoenix Energy Resource Corporation Common Stock | Delinquent ** |
| 13:29 | 10/3/2008 | PTTL | PTTLE | Pure Transit Technologies, Inc. Common Stock | Delinquent ** |
| 13:29 | 10/3/2008 | SITGQ | SITQE | Security Intelligence Technologies, Inc. Common Stock | Delinquent ** |
| 13:29 | 10/3/2008 | TWLO | TWLOE | TWL Corporation Common Stock | Delinquent ** |
| 13:29 | 10/3/2008 | VERL | VERLE | Verilink Corporation New Common Stock | Delinquent ** |
| 13:29 | 10/3/2008 | VPGC | VPGCE | VPGI Corp. Common Stock | Delinquent ** |
| 13:29 | 10/3/2008 | XENO | XENOE | Xeno Transplants Corporation Common Stock | Delinquent ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:29 | 10/2/2008 | CMDV | Command IPTV, Inc. Common Stock | CGHY | China Golden Honeysuckle Inc. Common Stock | ** |
| 16:30 | 10/2/2008 | HTCIF | Hitachi Credit Corp Ordinary Shares | HTCIF | Hitachi Capital Corp Ordinary Shares (Japan) | ** |
| 16:30 | 10/2/2008 | MUITF | Mitsui Trust Holdings Inc Shs (Japan) | CMTDF | Chuo Mitsui Trust Holdings Inc Ordinary Shares (Japan) | ** |
| 13:29 | 10/2/2008 | SKYEY | SkyePharma PLC American Depositary Shares | SKYPY | SkyePharma PLC Sponsored ADR (UK) | 1-10 R/S; ADR ratio change from 1:10 to 1:1. ** |
| 13:29 | 10/2/2008 | TCLT | TechAlt Inc Common Stock | TECA | TechAlt Inc Common Stock | 1-100 R/S ** |
| 13:29 | 10/2/2008 | TSPD | Tradeshow Products, Inc. Common Stock | APRO | Allegiant Professional Business Services, Inc. Common Stock | ** |
Private Placement Security Changes 10/1/2008 12:00:00 AM |
|
There are no entries for Private Placement Security issues.
|
| |
| Notes | |
| The deletion from BB for AMFC/AMFC, reported on the Daily List of 10/01/2008, with an Effective Date of 10/02/2008, has been cancelled. |