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OTCBB and Other-OTC System Changes - 9/29/2010 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 07:55 | HWEN | Home Financial Bancorp (IN) Common Stock | 9/29/2010 | Y | 100 | From BB (HWEN) |
| 07:55 | VNDB | Vendum Batteries Inc. Common Stock | 9/29/2010 | Y | 100 | From BB (VNDB) |
| 16:26 | AGMHF | AgriMarine Holdings, Inc. Ordinary Shares (Canada) | 9/30/2010 | Y | 100 | ** |
| 13:02 | ATBP | AltaPacific Bancorp Common Stock | 9/30/2010 | Y | 100 | ** |
| 13:02 | BCDI | Polar Wireless Corp. Common Stock | 9/30/2010 | Y | 100 | From NBB (BCDI)** |
| 16:26 | BNSFF | Bashneft Ordinary Shares (Russia) | 9/30/2010 | Y | 100 | |
| 13:02 | CRGE | Clenergen Corporation Common Stock | 9/30/2010 | Y | 100 | From BB (CRGEE)** |
| 16:26 | CRXEF | Creso Exploration Inc. Ordinary Shares (Canada) | 9/30/2010 | Y | 100 | |
| 13:02 | CSBQP | Cornerstone Bancshares, Inc. (Tennessee) Series A Convertible Preferred | 9/30/2010 | Y | 100 | ** |
| 13:02 | DXAEF | Doxa Energy Ltd. Ordinary Shares (Canada) | 9/30/2010 | Y | 100 | ** |
| 16:26 | EGRTF | El Tigre Silver Corp. Ordinary Shares (Canada) | 9/30/2010 | Y | 100 | |
Portal System Changes 9/29/2010 12:00:00 AM |
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There are no entries for Portal issues.
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Private Placement Security Changes 9/29/2010 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 16:26 | JPAQZ | JPMorgan Chase Bank N A London Branch VIETNAM LOW EXERCISE PRICE WT 144A 3C7 (PHA LAI THERMAL PWR JSC) (Expires 01/13/2015) (United States) | 9/30/2010 | N | 100 | |
| 13:02 | MACE | Mace Security International, Inc. Common Stock | 9/30/2010 | Y | 100 | From G (MACE)** |
| 13:02 | NUJZP | Nuveen New Jersey Dividend Advantage Municipal Fund 2 Munifund Term Pfd Shs Ser 2015 % | 9/30/2010 | Y | 100 | |
| 16:26 | OXINF | Oxford Instruments PLC Ordinary Shares (United Kingdom) | 9/30/2010 | Y | 100 | |
| 13:02 | PCFHF | Pacific Harbour Capital Ltd. Ordinary Shares (Canada) | 9/30/2010 | Y | 100 | From BB (PCFHF)** |
| 13:02 | SCSGP | SouthCrest Financial Group, Inc. Preferred | 9/30/2010 | Y | 100 | |
| 13:02 | SOVZF | Soldi Ventures, Inc. Ordinary Shares (Canada) | 9/30/2010 | Y | 100 | |
| 13:02 | YINGY | Ying Gases Group Co., Ltd. Unsponsored ADR (Cayman Islands) | 9/30/2010 | Y | 100 | ** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 07:55 | HWEN | Home Financial Bancorp (IN) Common Stock | 9/29/2010 | 100 | Failure to comply with Rule 15c2-11 |
| 07:55 | VNDB | Vendum Batteries Inc. Common Stock | 9/29/2010 | 100 | Failure to comply with Rule 15c2-11 |
| 13:02 | BCDI | Polar Wireless Corp. Common Stock | 9/30/2010 | 100 | Added to OTCBB (BCDI)** |
| 13:02 | CRGEE | Clenergen Corporation Common Stock | 9/30/2010 | 100 | Failure To Comply With NASD 6530; Added to NBB (CRGE)** |
| 16:26 | ENQEF | Enquest Energy Services Corp Common Shares (Canada) | 9/30/2010 | 100 | Plan of Arrangement ** |
| 13:02 | PCFHF | Pacific Harbour Capital Ltd. Ordinary Shares (Canada) | 9/30/2010 | 100 | Form 15; Terminated Registration under the 34 Act; Added to NBB (PCFHF)** |
| 13:02 | SWWCP | Southwest Water Company Preferred Stock, Series A | 9/30/2010 | 100 | Called for Redemption ($52.00 plus accured dividends of $1.34) |
| 14:46 | UGLB | UniTek Global Services, Inc. Common Stock | 9/30/2010 | 100 | Listed on NGM (UNTK)**. Pending offering. |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:02 | 9/28/2010 | BNSSD | BNSSA | BNS Holding, Inc. Class A Common Stock | ** |
| 13:02 | 9/30/2010 | GHBAD | GHBAA | UAN Cultural & Creative Co., Ltd. Class A Common Stock | ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 16:26 | 9/30/2010 | BASCF | Basicgov Systems Inc Ordinary Shares | BASCF | Pedro Resources Ltd. Ordinary Shares | ** |
| 16:26 | 9/30/2010 | DSITF | DSG International plc Ordinary Shares (United Kingdom) | DSITF | Dixons Retail Plc Ordinary Shares (United Kingdom) | ** |
| 16:26 | 9/30/2010 | DSITY | DSG International Plc Sponsored ADR (UK) | DSITY | Dixons Retail Plc Sponsored ADR (UK) | ** |
| 13:02 | 9/30/2010 | DTEYD | Riata Resources Corp New Ordinary Shares (Canada) | DTEYF | Riata Resources Corp Ordinary Shares (Canada) | ** |
| 13:02 | 9/30/2010 | FNDM | Fund.com Inc. Class A Common Stock | FNDMD | Fund.com Inc. Class A NEW Common Stock | New Symbol FNDMD, 1-120 R/S ** |
| 13:02 | 9/30/2010 | GBVFF | Groupe Bikini Village Inc Ordinary Shares (Canada) | GBVFD | Groupe Bikini Village Inc New Ordinary Shares (Canada) | 1-125 R/S ** |
| 13:02 | 9/30/2010 | MCDL | Midnight Candle Company Common Stock | MCDL | SEFE, Inc. Common Stock | ** |
| 16:26 | 9/30/2010 | MJMSY | Mj Mailis Sa American Depository Receipt | MJMSY | M.J. Maillis SA- Industrial Packaging Systems & Technologies Sponsored ADR (Greece) | |
| 13:02 | 9/30/2010 | NCRG | Nicaragua Rising, Inc. Common Stock | CELO | Ceelox Inc. Common Stock | ** |
| 13:02 | 9/30/2010 | NIUS | Niusule Biotech Corp. Common Stock | NIUS | Niusule Bio-pharmaceutical Corp. Common Stock | ** |
| 13:02 | 9/30/2010 | NXPN | Northern Explorations Ltd. Common Stock | NXPND | High Plains Gas, Inc. Common Stock | NC to "High Plains Gas, Inc", New Symbol NXPND, 1-200 R/S ** |
| 13:02 | 9/30/2010 | OKME | Oak Ridge Micro-Energy, Inc. Common Stock | OKMED | Oak Ridge Micro-Energy, Inc. New Common Stock | New Symbol OKMED, 1-22 R/S ** |
| 13:02 | 9/30/2010 | SCRK | Spring Creek Capital Corp. Common Stock | SCRK | Spring Creek Healthcare Systems, Inc. Common Stock | ** |
| 13:02 | 9/30/2010 | TEGC | Thrust Energy Corp. Common Stock | TEGCD | Thrust Energy Corp. NEW Common Stock | 1-20 R/S ** |
| 13:02 | 9/30/2010 | UEEC | United EcoEnergy Corp. Common Stock | UEEC | United Health Products, Inc. Common Stock | ** |
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