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OTCBB and Other-OTC System Changes - 9/29/2010 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:55 HWEN Home Financial Bancorp (IN) Common Stock 9/29/2010 100 From BB (HWEN) 
07:55 VNDB Vendum Batteries Inc. Common Stock 9/29/2010 100 From BB (VNDB) 
16:26 AGMHF AgriMarine Holdings, Inc. Ordinary Shares (Canada) 9/30/2010 100 ** 
13:02 ATBP AltaPacific Bancorp Common Stock 9/30/2010 100 ** 
13:02 BCDI Polar Wireless Corp. Common Stock 9/30/2010 100 From NBB (BCDI)** 
16:26 BNSFF Bashneft Ordinary Shares (Russia) 9/30/2010 100  
13:02 CRGE Clenergen Corporation Common Stock 9/30/2010 100 From BB (CRGEE)** 
16:26 CRXEF Creso Exploration Inc. Ordinary Shares (Canada) 9/30/2010 100  
13:02 CSBQP Cornerstone Bancshares, Inc. (Tennessee) Series A Convertible Preferred 9/30/2010 100 ** 
13:02 DXAEF Doxa Energy Ltd. Ordinary Shares (Canada) 9/30/2010 100 ** 
16:26 EGRTF El Tigre Silver Corp. Ordinary Shares (Canada) 9/30/2010 100  


Portal System Changes 9/29/2010 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 9/29/2010 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
16:26 JPAQZ JPMorgan Chase Bank N A London Branch VIETNAM LOW EXERCISE PRICE WT 144A 3C7 (PHA LAI THERMAL PWR JSC) (Expires 01/13/2015) (United States) 9/30/2010 100  
13:02 MACE Mace Security International, Inc. Common Stock 9/30/2010 100 From G (MACE)** 
13:02 NUJZP Nuveen New Jersey Dividend Advantage Municipal Fund 2 Munifund Term Pfd Shs Ser 2015 % 9/30/2010 100  
16:26 OXINF Oxford Instruments PLC Ordinary Shares (United Kingdom) 9/30/2010 100  
13:02 PCFHF Pacific Harbour Capital Ltd. Ordinary Shares (Canada) 9/30/2010 100 From BB (PCFHF)** 
13:02 SCSGP SouthCrest Financial Group, Inc. Preferred 9/30/2010 100  
13:02 SOVZF Soldi Ventures, Inc. Ordinary Shares (Canada) 9/30/2010 100  
13:02 YINGY Ying Gases Group Co., Ltd. Unsponsored ADR (Cayman Islands) 9/30/2010 100 ** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
07:55 HWEN Home Financial Bancorp (IN) Common Stock 9/29/2010 100 Failure to comply with Rule 15c2-11 
07:55 VNDB Vendum Batteries Inc. Common Stock 9/29/2010 100 Failure to comply with Rule 15c2-11 
13:02 BCDI Polar Wireless Corp. Common Stock 9/30/2010 100 Added to OTCBB (BCDI)** 
13:02 CRGEE Clenergen Corporation Common Stock 9/30/2010 100 Failure To Comply With NASD 6530; Added to NBB (CRGE)** 
16:26 ENQEF Enquest Energy Services Corp Common Shares (Canada) 9/30/2010 100 Plan of Arrangement ** 
13:02 PCFHF Pacific Harbour Capital Ltd. Ordinary Shares (Canada) 9/30/2010 100 Form 15; Terminated Registration under the 34 Act; Added to NBB (PCFHF)** 
13:02 SWWCP Southwest Water Company Preferred Stock, Series A 9/30/2010 100 Called for Redemption ($52.00 plus accured dividends of $1.34) 
14:46 UGLB UniTek Global Services, Inc. Common Stock 9/30/2010 100 Listed on NGM (UNTK)**. Pending offering. 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:02 9/28/2010 BNSSD BNSSA BNS Holding, Inc. Class A Common Stock ** 
13:02 9/30/2010 GHBAD GHBAA UAN Cultural & Creative Co., Ltd. Class A Common Stock ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
16:26 9/30/2010 BASCF Basicgov Systems Inc Ordinary Shares BASCF Pedro Resources Ltd. Ordinary Shares ** 
16:26 9/30/2010 DSITF DSG International plc Ordinary Shares (United Kingdom) DSITF Dixons Retail Plc Ordinary Shares (United Kingdom) ** 
16:26 9/30/2010 DSITY DSG International Plc Sponsored ADR (UK) DSITY Dixons Retail Plc Sponsored ADR (UK) ** 
13:02 9/30/2010 DTEYD Riata Resources Corp New Ordinary Shares (Canada) DTEYF Riata Resources Corp Ordinary Shares (Canada) ** 
13:02 9/30/2010 FNDM Fund.com Inc. Class A Common Stock FNDMD Fund.com Inc. Class A NEW Common Stock New Symbol FNDMD, 1-120 R/S ** 
13:02 9/30/2010 GBVFF Groupe Bikini Village Inc Ordinary Shares (Canada) GBVFD Groupe Bikini Village Inc New Ordinary Shares (Canada) 1-125 R/S ** 
13:02 9/30/2010 MCDL Midnight Candle Company Common Stock MCDL SEFE, Inc. Common Stock ** 
16:26 9/30/2010 MJMSY Mj Mailis Sa American Depository Receipt MJMSY M.J. Maillis SA- Industrial Packaging Systems & Technologies Sponsored ADR (Greece)  
13:02 9/30/2010 NCRG Nicaragua Rising, Inc. Common Stock CELO Ceelox Inc. Common Stock ** 
13:02 9/30/2010 NIUS Niusule Biotech Corp. Common Stock NIUS Niusule Bio-pharmaceutical Corp. Common Stock ** 
13:02 9/30/2010 NXPN Northern Explorations Ltd. Common Stock NXPND High Plains Gas, Inc. Common Stock NC to "High Plains Gas, Inc", New Symbol NXPND, 1-200 R/S ** 
13:02 9/30/2010 OKME Oak Ridge Micro-Energy, Inc. Common Stock OKMED Oak Ridge Micro-Energy, Inc. New Common Stock New Symbol OKMED, 1-22 R/S ** 
13:02 9/30/2010 SCRK Spring Creek Capital Corp. Common Stock SCRK Spring Creek Healthcare Systems, Inc. Common Stock ** 
13:02 9/30/2010 TEGC Thrust Energy Corp. Common Stock TEGCD Thrust Energy Corp. NEW Common Stock 1-20 R/S ** 
13:02 9/30/2010 UEEC United EcoEnergy Corp. Common Stock UEEC United Health Products, Inc. Common Stock ** 
 
Notes  

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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