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OTCBB and Other-OTC System Changes - 9/29/2009 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 08:01 | DRWN | Darwin Resources Inc (DE) Common Stock | 9/29/2009 | Y | 100 | From BB (DRWN)** |
| 08:01 | GVBP | Genova Biotherapeutics, Inc. Common Stock | 9/29/2009 | Y | 100 | From BB (GVBP)** |
| 08:01 | LFXG | Life Exchange, Inc. Common Stock | 9/29/2009 | Y | 100 | From BB (LFXG)** |
| 08:01 | MODZ | Modena I Inc Common Stock | 9/29/2009 | Y | 100 | From BB (MODZ)** |
| 08:01 | SLOU | Sloud Inc Common Stock | 9/29/2009 | Y | 100 | From BB (SLOU)** |
| 13:07 | CGFEF | Changfeng Energy Inc. Ordinary Shares (Canada) | 9/30/2009 | Y | 100 | |
| 16:27 | CLFMF | Claymore 1-5 Year Laddered Government Bond ETF Common Unit (Canada) | 9/30/2009 | Y | 100 | |
| 16:27 | CLSMF | Colossus Minerals Inc. Warrant Expiring 02/13/2011 (Canada) | 9/30/2009 | Y | 100 | |
| 16:27 | CYLQF | U. S. SIlver Corp Wt Exp 07/10/2014 (Canada) | 9/30/2009 | Y | 100 | |
| 13:07 | DWNYF | Dawnrays Pharmaceutical Holdings Limited Ordinary Shares (Cayman Islands) | 9/30/2009 | Y | 100 | Reinstated ** |
| 16:27 | EVRTF | Everett Res Ltd. Ordinary Shares (Canada) | 9/30/2009 | Y | 100 | |
| 16:27 | FTMWF | First Majestic Silver Corp. Wt Exp 03/05/2011 (Canada) | 9/30/2009 | Y | 100 | |
| 16:27 | OLXSF | Oil Securities Ltd Notes 2006-No Fixed Maturity Comprising of WTI ETFS Oil (SEC) (United Kingdom) | 9/30/2009 | Y | 100 | |
| 16:27 | PCROF | Pacific Iron Ore Corp. Ordinary Shares (Canada) | 9/30/2009 | Y | 100 | |
| 16:27 | PLZCF | Plaza Centers N.V., Amsterdam Ordinary Shares (Netherlands) | 9/30/2009 | Y | 100 | |
| 16:27 | RCVTF | Richfield Ventures Corp. Ordinary Shares (Canada) | 9/30/2009 | Y | 100 | |
| 13:07 | RNPR | Rhino Productions Inc. Common Stock | 9/30/2009 | Y | 100 | ** |
| 16:27 | SCZPF | Sprott Resource Corp Warrant Expiring 12/31/2010 (Canada) | 9/30/2009 | Y | 100 | |
| 16:27 | SRBCF | Sirona Biochem Corp. Ordinary Shares (Canada) | 9/30/2009 | Y | 100 | |
| 16:27 | TTWSF | Thai Tap Water Supply Public Company Limited, Bangkok Units Non-Voting Depository Receipt (Thailand) | 9/30/2009 | Y | 100 | |
| 16:27 | WEQIF | Westernone Equity Income Fund Unit (Canada) | 9/30/2009 | Y | 100 | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 08:01 | DRWN | Darwin Resources Inc (DE) Common Stock | 9/29/2009 | 100 | Failure to comply with Rule 15c2-11; Added to NBB (DRWN)** |
| 08:01 | GVBP | Genova Biotherapeutics, Inc. Common Stock | 9/29/2009 | 100 | Failure to comply with Rule 15c2-11; Added to NBB (GVBP)** |
| 08:01 | LFXG | Life Exchange, Inc. Common Stock | 9/29/2009 | 100 | Failure to comply with Rule 15c2-11; Added to NBB (LFXG)** |
| 08:01 | MODZ | Modena I Inc Common Stock | 9/29/2009 | 100 | Failure to comply with Rule 15c2-11;Added to NBB (MODZ)** |
| 08:01 | SLOU | Sloud Inc Common Stock | 9/29/2009 | 100 | Failure to comply with Rule 15c2-11; Added to NBB (SLOU)** |
| 13:07 | BEFFF | Berliner Effektengesellschaft Ag Ordinary Shares | 9/30/2009 | 100 | Inactive Security ** |
| 13:07 | CPHI | China Pharma Holdings, Inc. Common Stock | 9/30/2009 | 100 | Listed on NYSE Amex **CPHI |
| 13:07 | IBSBF | IBS AB Ordinary Shares | 9/30/2009 | 100 | Inactive Security |
| 13:07 | MPCCW | MPC Corporation Common Stock Purchase Warrants (each warrant entitles the holder to purchase one (1) share of common stock at $5.50 per warrant.) | 9/30/2009 | 100 | Expired Security ** |
| 16:27 | NFYUF | Northwater Five Year Market Neutral Tr Tr Unit (Canada) | 9/30/2009 | 100 | Expired ** |
| 13:07 | PPRPF | Parsytec Pattern Par Ord Ordinary Shares | 9/30/2009 | 100 | Inactive Security ** |
| 13:07 | RNPR | Rhino Productions Inc. Common Stock | 9/30/2009 | 100 | Added to OTCBB (RNPR)** |
| 16:27 | RPTP | Raptor Pharmaceuticals Corp. Common Stock | 9/30/2009 | 100 | Merged with TorreyPines Therapetutics (NASDAQ: TPTX) ** |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 16:27 | 9/30/2009 | MEZEE | MEZE | Medzed, Inc. Common Stock | ** |
| 16:27 | 9/30/2009 | SIDG | SIDGQ | Stamford Industrial Group, Inc. NEW Common Stock | Bankruptcy ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:07 | 9/30/2009 | ASPV | Airborne Security & Protective Services, Inc. Common Stock | HBWO | Harbor Brewing Company, Inc. Common Stock | N/C to Harbor Brewing Company, Inc. New Symbol: HBWO ** |
| 13:07 | 9/30/2009 | DORB | DOR BioPharma, Inc. Common Stock | SNGX | Soligenix, Inc. Common Stock | ** |
| 13:07 | 9/30/2009 | ECHR | Echo Resources, Inc. Common Stock | FRXP | Fortress Exploration, Inc. Common Stock | ** |
| 13:07 | 9/30/2009 | PWAC | Power Air Corporation Common Stock | PWAZ | Power Air Corporation. New Common Stock | 1-10 R/S ** |
| 13:07 | 9/30/2009 | QLSC | QualSec Common Stock | QLSZ | QualSec Common Stock New | 1-30 R/S ** |
| 13:07 | 9/30/2009 | WFLR | Wellstone Filters, Inc. New Common Stock | WFSN | Wellstone Filter Sciences, Inc. New Common Stock | ** |
| 13:07 | 9/30/2009 | ZHYP | Zhaoheng Hydropower Company Common Stock | ZHYLF | Zhaoheng Hydropower Limited Common Stock | ** |
Portal System Changes 9/29/2009 12:00:00 AM |
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There are no entries for Portal issues.
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Private Placement Security Changes 9/29/2009 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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