|
OTCBB and Other-OTC System Changes - 9/29/2008 12:00:00 AM
|
| |
|
|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 10:02 | WAMKQ | Washington Mutual, Inc. Depositary Shs Repstg 1/40000 Perp Pfd Ser K | 9/29/2008 | Y | 100 | From NYSE (WM$K) |
| 10:02 | WAMPQ | Washington Mutual Inc Non Cumulative Perp Conv Pfd Ser R | 9/29/2008 | Y | 10 | From NYSE (WM$R) |
| 10:02 | WAMUQ | Washington Mutual, Inc. Common Stock | 9/29/2008 | Y | 100 | From NYSE (WM) |
| 14:01 | BPRMF | BNP Paribas Asset Management FCP Units of Capitalisation (France) | 9/30/2008 | Y | 100 | |
| 14:01 | CDSG | China Dongsheng International, Inc. Common Stock | 9/30/2008 | Y | 100 | From BB (CDSG)** |
| 14:01 | DJFBF | Dow Jones Stoxx 600 Food & Beverage Ex Shs Hldgs (Germany) | 9/30/2008 | Y | 100 | |
| 14:01 | DJXMF | Dow Jones Stoxx SM 600 Media Shs Hldgs (Germany) | 9/30/2008 | Y | 100 | |
| 14:01 | DJXRF | Dow Jones Stoxx SM 600 Retail Shs Hldgs (Germany) | 9/30/2008 | Y | 100 | |
| 14:01 | DJXSF | Dow Jones Stoxx SM 600 Banks Shs Hldgs (Germany) | 9/30/2008 | Y | 100 | |
| 14:01 | DSXIF | Dow Jones Stoxx SM 600 Insurance Ex Shs Hldgs (Germany) | 9/30/2008 | Y | 100 | |
| 14:01 | DWJXF | Dow Jones Stoxx SM 600 Financial Services Ex Shs Hldgs (Germany) | 9/30/2008 | Y | 100 | |
| 14:01 | DWXXF | Dow Jones Stoxx Shs Hldgs(Germany) | 9/30/2008 | Y | 100 | |
| 14:01 | DXGSF | Dow Jones Stoxx Sm 600 Non-Cyclical Goods & Services Ex Shs Hldgs (Germany) | 9/30/2008 | Y | 100 | |
| 14:01 | IJSHF | IShares Plc Ordinary shares (Ireland) | 9/30/2008 | Y | 100 | |
| 14:01 | LCCI | LCC International, Inc. Class A Common Stock | 9/30/2008 | Y | 100 | From G (LCCI)** |
| 14:01 | SBPCF | Streettracks SM MSCI Europe Telecommunication Svcs ETF Shs of Capitalisation ET/OU of Distribution (France) | 9/30/2008 | Y | 100 | |
Portal System Changes 9/29/2008 12:00:00 AM | | |
|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 16:16 | SBRKL | Sims Benchmark IV LLC Cl A Equity Unit 144A | 9/30/2008 | N | 100 | |
| 14:01 | SCKMF | Streettracks SM MSCI Europe Information Technology ETF Shs of Capitalisation ET/OU of Distribution (France) | 9/30/2008 | Y | 100 | |
| 14:01 | SFCVF | Streettracks ETFS Sicav Shs of Capitalisation ET/OU of Distribution (France) | 9/30/2008 | Y | 100 | |
| 14:01 | SJFTF | Streetttracks SM MSCI Europe Utilities ETF Shs of Capitalisation ET/OU of Distribution (France) | 9/30/2008 | Y | 100 | |
| 14:01 | SLGYF | San Leon Energy Plc, Dublin Ordinary shares (Ireland) | 9/30/2008 | Y | 100 | |
| 14:01 | SRKVF | Streettracks ETFS Sicav Shs of Capitalisation ET/OU of Distribution (France) | 9/30/2008 | Y | 100 | |
| 14:01 | TROXA | Tronox Incorporated Tronox Incorporated Class A Common Stock | 9/30/2008 | Y | 100 | From NYSE (TRX) |
| 14:01 | TROXB | Tronox Incorporated Common Stock Class B | 9/30/2008 | Y | 100 | From NYSE (TRX.B) |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 14:01 | AMPXQ | Ampex Corporation Class A Common Stock | 9/30/2008 | 100 | Plan of Bankruptcy effective 9/30/2008 ** |
| 14:01 | CDSG | China Dongsheng International, Inc. Common Stock | 9/30/2008 | 100 | Form 15; Terminated Registration under the 34 Act; Added to the Other OTC (CDSG) ** |
| 14:42 | CSKM | Cutty Sark Management Inc Common Stock | 9/30/2008 | 100 | 12(j) Registration Revoked by SEC |
| 14:01 | FIKE | First Kentucky Natl Cp Unclassified | 9/30/2008 | 100 | Inactive security |
| 14:01 | JPRTW | J. P. Morgan International Derivatives Ltd. 144A Low Exercise Price Option Warrant 3C7 on Bharat Forge Ltd. 09/29/08 (Jersey) | 9/30/2008 | 100 | Expired Security |
| 14:01 | JPRUW | J. P. Morgan International Derivatives Ltd. 144A Low Exercise Price Option Warrant 3C7 on Ord Shs Mtech Inds Inc. 9/29/08 (Jersey) | 9/30/2008 | 100 | Expired Security |
| 14:01 | JPRVW | J. P. Morgan International Derivatives Ltd. 144A Low Exercise Price Option Warrant 3C7 on Ord Shs Hero Honda 9/29/08 (Jersey) | 9/30/2008 | 100 | Expired Security |
| 14:01 | KEAIF | Korea Iron and Steel Co., Ltd. Ordinary Shares (South Korea) | 9/30/2008 | 100 | Inactive security ** |
| 14:01 | MLAE | MERRILL LYNCH & CO., INC. Medium Term Nt Ser C (Accelerated Return Nt Lkd Asian Equity Index Bskt) 09/29/2008 | 9/30/2008 | 100 | Expired Security ** |
| 14:01 | PACOF | Pancontinental Energy, Inc. Ordinary Shares (Canada) | 9/30/2008 | 100 | Inactive security ** |
| 14:01 | PCNTF | Pacific Internet Limited Ordinary Shares | 9/30/2008 | 100 | Acquisition ** |
| 14:42 | WMMI | Western Mountain Mining Inc Common Stock | 9/30/2008 | 100 | 12(j) Registration Revoked by SEC |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 14:01 | 9/30/2008 | WAHCU | WAHUQ | Washington Mutual, Inc. Units 5/3/2041 (PIERS) | Bankruptcy ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 14:01 | 9/30/2008 | MELUF | Meinl European Land Limited Ordinary Shares (United Kingdom) | AERFF | Atrium European Real Estate Limited Ordinary Shares (United Kingdom) | ** |
| 14:45 | 9/30/2008 | PXPS | Pet Express Supply, Inc. Common Stock | WZYF | Woozyfly Inc. Common Stock | ** |
| 14:01 | 9/30/2008 | SAIJF | SA International Ordinary Shares (Israel) | SVAFF | Scanvec Amiable Ltd Ordinary Shares (Israel) | ** |
| 14:01 | 9/30/2008 | TMXI | Trans Max Technologies Inc New Common Stock | RCVY | Recovery Enterprises Inc Common Stock | ** |
| SYMBOL CHANGE CANCELLATIONS | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 14:01 | 9/30/2008 | USCC | USCCE | USChina Channel, Inc. Common Stock | Refer to the Daily List of 9/26/2008: Symbol Change Cancellation Announced in Error. As previously announced, ticker USCC will change to USCCE effective 09/30/2008. |
Private Placement Security Changes 9/29/2008 12:00:00 AM |
|
There are no entries for Private Placement Security issues.
|
