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Other-OTC System Changes - 9/28/2012 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 07:55 | VSTA | VistaGen Therapeutics, Inc. Common Stock | 9/28/2012 | Y | 100 | From BB (VSTA) |
| 16:22 | CBLAL | CBL & Associates Properties, Inc. Depositary Shs Repstg 1/10 6.625% Ser E Cum Redeemable (Pfd Stk) | 10/1/2012 | Y | 100 | ** |
| 13:09 | CMVEV | Comverse Inc. Com (When Issued) | 10/1/2012 | Y | 100 | ** |
| 13:09 | IGATY | iGATE Computer Systems Limited Patni Computer Systems Limited American Depositary Shares (Each representing two Equity Shares). | 10/1/2012 | Y | 100 | From NYSE (PTI) |
| 13:09 | KHKGF | Khon Kaen Sugar Industry Public Co Ltd Shs (Thailand) | 10/1/2012 | Y | 100 | ** |
| 13:09 | MDPY | Medical Properties Inc Common Stock | 10/1/2012 | Y | 100 | ** |
| 13:09 | PCMHF | Peace Mark Holdings Limited Shs (Bermuda) | 10/1/2012 | Y | 100 | ** |
| 16:22 | PSKC | Plesk Corp Com | 10/1/2012 | Y | 100 | ** |
| 13:09 | STNYF | Stentys, Paris Shs (France) | 10/1/2012 | Y | 100 | ** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 13:09 | GGRCF | GGG Resource Plc Ordinary Shares (United Kingdom) | 10/1/2012 | 100 | Inactive Issue ** |
| 13:09 | INNO | Innocap Inc Common Stock | 10/1/2012 | 100 | Added to OTCBB ** |
| 13:09 | IPRNF | Ipernica Ltd Ordinary Shares (Australia) | 10/1/2012 | 100 | Inactive Issue ** |
| 13:09 | JMTXF | Japan Meltex, Inc. Ordinary Shares | 10/1/2012 | 100 | Inactive Issue ** |
| 13:09 | MVDCF | Medivac Ltd. Ordinary Shares (Australia) | 10/1/2012 | 100 | Inactive Issue ** |
| 13:09 | NXXTF | Hiwave Technologies PLC Ordinary Shares (United Kingdom) | 10/1/2012 | 100 | Inactive Issue ** |
| 13:09 | ODPMF | Outdoorpartner Media Corp Common shares (Canada) | 10/1/2012 | 100 | Inactive Issue ** |
| 13:09 | PBGZF | PBG Sa Ordinary Shares (Poland) | 10/1/2012 | 100 | Inactive Issue ** |
| 13:09 | SMMLY | Sumitomo Metal Industries Ltd American Depositary Shares | 10/1/2012 | 100 | As a result of the merger, each outstanding Sumitomo Metal Industries Ltd. sponsored ADSs will be exchanged into the New Nippon Steel & Sutitomo Metal Corporation ADSs at an exchange rate of 0.735 per ADS held. Refer to New Symbol [NSSMY]. |
| 13:09 | TXBUF | TOPIX Banks Exchange Traded Fund Units | 10/1/2012 | 100 | Inactive Issue |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:09 | 10/1/2012 | BSMZD | BSMZF | BSM Technologies Inc Ordinary Shares (Canada) | ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:09 | 10/1/2012 | FRMC | Formcap Corp. Common Stock | FRMCD | Formcap Corp.NEW Common Stock | 1-50 R/S ** |
| 13:09 | 10/1/2012 | LEAT | Leatt Corp Common Stock | LEATD | Leatt Corp NEW Common Stock | 1-25 R/S ** |
| 13:09 | 10/1/2012 | NISTY | Nippon Steel Corp Unsponsored American Depositary Receipt | NSSMY | Nippon Steel & Sumitomo Metal Corporation Sponsored American Depositary Receipt | Holders of the unsponsored ADSs of Nippon Steel Corporation will be advised to surrender their old ADSs for the New sponsored Nippon Steel & Sumitomo Metal Corporation ADSs to be issued on a one(1) for one(1) basis.** |
| 13:09 | 10/1/2012 | OJIPY | Oji Paper Co Ltd American Depository Receipt | OJIPY | Oji Holdings Corporation American Depositary Shares | ** |
| 13:09 | 10/1/2012 | PNDI | Electrum International, Inc. Common Stock | CGEM | Consolidated Gems, Inc. Common Stock | ** |
| 16:22 | 10/1/2012 | QCLSF | Q-Cells AG Ordinary Shares (Germany Federal Republic) | QCLSF | Global PVQ SE Ordinary Shares (Germany Federal Republic) | ** |
| 13:09 | 10/1/2012 | SCWB | Secure Window Blinds, Inc. Common | FBTN | FreeButton, Inc. Common Stock | ** |
| 13:09 | 10/1/2012 | SNAX | Healthient, Inc. Common Stock | SNAXD | Healthient, Inc. NEW Common Stock | 1-50 R/S ** |
Portal System Changes 9/28/2012 12:00:00 AM |
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There are no entries for Portal issues.
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Private Placement Security Changes 9/28/2012 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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