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Other-OTC System Changes - 9/28/2001 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:36 | ABMRF | ABN Amro Equity Umbrella Fund NV (Netherlands) | 10/1/2001 | | | |
| 14:25 | BALT** | Baltimore Technologies Plc ADR | 10/1/2001 | | | |
| 13:36 | HBOOO | HBOS Plc 9 1/4% Non Cum Irred Pref Shs | 10/1/2001 | | | |
| 13:36 | HBOOP | HBOS Plc 9 3/4% Non Cum Irred Pref Shs | 10/1/2001 | | | |
| 13:36 | HIHDP | Household International Dep Shs Rep 1/40 Shs 7.5% Cum Pfd Ser 2001-A | 10/1/2001 | | | |
| 13:36 | MLTYF | Mils Technology Plc (United Kingdom) | 10/1/2001 | | | |
| 14:25 | MVLA** | Biper SA de CV ADR | 10/1/2001 | | | |
| 13:36 | PCCM | Pacific CMA Inc | 10/1/2001 | | | |
| 13:36 | WDEV | World Envirotech Inc | 10/1/2001 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:36 | HBNAP | Hibernia Corporation 6.90 Adj Pfd A | 10/1/2001 | | Redemption ($50/sh) |
| 13:36 | IVVWF | Investors Capital Trust Wts 9/30/2001 | 10/1/2001 | | Expired security |
| 13:36 | KWHWF | K Wah International Holdings Wts 9/30/2001 | 10/1/2001 | | Expired security |
| 13:36 | MDIWF | Medisys Call Wts 9/28/2001 | 10/1/2001 | | Expired security |
| 13:36 | SNSTP | Sonesta International Hotels Corporation 5% Pfd | 10/1/2001 | | Redemption (on 8/15/2001 for $27.50/sh) |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:36 | 9/28/2001 | AEHCF** | Asia Electronics Holding Company Inc | AEHZF | Asia Electronics Holding Company Inc w/due bills (Rev to D/L 9/27/01) | |
| 13:36 | 10/1/2001 | CSGHY** | China Strategic Holding Ltd ADR | CSGGY | China Strategic Holding Ltd ADR New | |
| 13:36 | 10/1/2001 | CUACF** | Columbia Copper Company Ltd | KOGGF | Kodiak Oil & Gas Corporation | |
| 13:36 | 10/1/2001 | FBQTF | FiberQuest Networks Corporation | SFWQF | StorageFlow Systems Corporation | |
| 13:36 | 10/1/2001 | FCLSF** | First Class Systems Corporation | SBRZF | Serebra Learning Corporation | |
| 13:36 | 10/1/2001 | PGTHF** | Pacific Genesis Technologies Inc | WSNCF | Ware Solutions Corporation | |
| 13:36 | 10/1/2001 | SUXG | Sun Express Group Inc | SNNW | Sun Network Group Inc | |
| 13:36 | 10/1/2001 | VULCF** | Vulcan Ventures Corporation | VVCVF | VVC Exploration Corporation | |
| 13:36 | 10/2/2001 | STCHQ** | Site Technologies Inc W/DB | STCHZ | Site Technologies Inc X/Dist W/DB | |
Portal System Changes 9/28/2001 12:00:00 AM |
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There are no entries for Portal issues.
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Private Placement Security Changes 9/28/2001 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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