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Other-OTC System Changes - 9/27/2007 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:42 | APEPF | Applied Engineering Products Plc Ordinary shares (United Kingdom) | 9/28/2007 | | | |
| 16:27 | BNPVP | Boston Private Cap Tr I Gtd Tr Preffered Secs Conv 4.875% 10/01/2034 | 9/28/2007 | | | |
| 16:27 | EGNL | Eagle National Bancorp Inc Common Accredited Invs | 9/28/2007 | | | |
| 13:42 | FEDNP | Federal National Mortgage Association Non Cum Pfd Ser P | 9/28/2007 | | | |
| 16:27 | RHAYY | Rhodia Common Stock | 9/28/2007 | | | From NYSE (RHA) |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:42 | CPISY | Calpis Food Ind Ltd American Depositary Shares | 9/25/2007 | | Refer to 9/24/2007 D/L. Terms revised.
Acquisition. ADR holders will receive proceeds sale of shares in lieu of .95 Ajinomoto Co. ADR (AJINY) for each Calpis ADR held. |
| 13:42 | AURRF | Aur Resources Inc (F) Ordinary Shares | 9/28/2007 | | Acquisition ** |
| 13:42 | DPSY | Disaster Preparedness Systems, Inc. Common Stock | 9/28/2007 | | Added to OTCBB (DPSY)** |
| 16:27 | GBOTQ | Garden Botanika, Inc. Common Stock | 9/28/2007 | | 12(j) Registration Revoked by SEC ** |
| 13:42 | GDLN | Guideline, Inc. Common Stock | 9/28/2007 | | Acquired by infoUSA, Inc. ($1.35/sh) ** |
| 16:27 | LEYM | Legacy Mining Ltd. Common Stock | 9/28/2007 | | Added to OTCBB (LEYM)** |
| 13:42 | LILM | LILM, Inc. Common Stock | 9/28/2007 | | Added to OTCBB (LILM) ** |
| 13:42 | MMIHF | Mmi Holdings Ordinary Shares | 9/28/2007 | | Acquisition ** |
| 16:27 | NTALP | National City Capital Trust IV Enhanced Trust Preferred Securities (Enhanced TRUPS) | 9/28/2007 | | Listed on NYSE (NCC$C) ** |
| 16:27 | NWSW | Northwestern Steel and Wire Company Common Stock | 9/28/2007 | | 12(j) Registration Revoked by SEC ** |
| 16:27 | PAUHQ | Paul Harris Stores, Inc. Common Stock | 9/28/2007 | | 12(j) Registration Revoked by SEC ** |
| 13:42 | SAPSF | Sap Systems Intergration Ag Ordinary Shares | 9/28/2007 | | Inactive security |
| 13:42 | SHMOF | Shimao China Holdings, Ltd. Ordinary Shares (Bermuda) HKD | 9/28/2007 | | Acquisition |
| 16:27 | SLRK | Solera National Bancorp Inc. (CO) Common Stock | 9/28/2007 | | Added to OTCBB (SLRK) ** |
| 16:27 | USTL | UStel, Inc. Common Stock | 9/28/2007 | | 12(j) Registration Revoked by SEC ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:42 | 9/28/2007 | AXON | Axion Spatial Imaging Inc Common Stock | ASII | Axion Spatial Imaging Inc New Common Stock | 1-600 R/S** |
| 16:27 | 9/28/2007 | BPGSF | BioProgress plc Ordinary Shares (United Kingdom) | MLGPF | Meldex Group PLC Ordinary Shares (United Kingdom) | ** |
| 13:42 | 9/28/2007 | XLLTF | Xillx Technology Corp Ordinary Shares | BILFF | Biomerge Industries Ltd Ordinary Shares | ** |
Portal System Changes 9/27/2007 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:42 | BBRML | Barclays Bk Plc Sh Ctf on Brushman India Ltd 144A 10/04/2012 | 9/28/2007 | | | |
| 13:42 | BVFIL | Barclays Bk Plc Sh Ctf on Visesh Infotecnics Ltd 144A 10/04/2012 (United Kingdom) | 9/28/2007 | | | |
| 13:42 | GRCBL | GENERAL CABLE CORP Common 144A | 9/28/2007 | | | |
| 13:42 | LBIEL | Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A 09/27/2012 (Luxembourg) | 9/28/2007 | | | |
| 13:42 | LBITL | Lehman Bros Hldgs Inc YEELDS linked to Com Stk ITT Educational Services Inc 04/01/08 | 9/28/2007 | | | |
| 13:42 | LRELL | Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Reliance Energy Ltd 10/01/2012 (Luxembourg) | 9/28/2007 | | | |
| 13:42 | LTEIL | Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Triveni Engineering & Inds Ltd 10/01/2012 (Luxembourg) | 9/28/2007 | | | |
| 13:42 | MSLWL | MORGAN STANLEY Perqs Mandatorily Exchangeable 144A For Lowes Cos Inc Com 04/02/2008 | 9/28/2007 | | | |
| 13:42 | MSLWY | MORGAN STANLEY Perqs Mandatorily Exchangeable 144A For Komatsu Ltd Com 8% 09/22/2008 | 9/28/2007 | | | |
| 13:42 | NVSKL | Novorossiysk Coml Sea Port Pub JT Stk Co Sponsored GDR 144A (Russia) | 9/28/2007 | | | |
| 13:42 | SSIHW | Sunshine St Ins Hldg Corp Wt Exp 144A 10/04/2017 | 9/28/2007 | | | |
| 13:42 | SSIHY | Sunshine St Ins Hldg Corp Unit 1 Com & 1 Wt Exp 144A 10/04/2017 | 9/28/2007 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:42 | DBTAY | Deutsche Bank Ag London Mand Exchangeable Nt 144A Lkd to 09/27/2007 (United Kingdom) | 9/28/2007 | | Expired Security |
Private Placement Security Changes 9/27/2007 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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