October 31, 2014
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Other-OTC System Changes - 9/27/2007 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:42 APEPF Applied Engineering Products Plc Ordinary shares (United Kingdom) 9/28/2007    
16:27 BNPVP Boston Private Cap Tr I Gtd Tr Preffered Secs Conv 4.875% 10/01/2034 9/28/2007    
16:27 EGNL Eagle National Bancorp Inc Common Accredited Invs 9/28/2007    
13:42 FEDNP Federal National Mortgage Association Non Cum Pfd Ser P 9/28/2007    
16:27 RHAYY Rhodia Common Stock 9/28/2007   From NYSE (RHA) 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:42 CPISY Calpis Food Ind Ltd American Depositary Shares 9/25/2007  Refer to 9/24/2007 D/L. Terms revised. Acquisition. ADR holders will receive proceeds sale of shares in lieu of .95 Ajinomoto Co. ADR (AJINY) for each Calpis ADR held. 
13:42 AURRF Aur Resources Inc (F) Ordinary Shares 9/28/2007  Acquisition ** 
13:42 DPSY Disaster Preparedness Systems, Inc. Common Stock 9/28/2007  Added to OTCBB (DPSY)** 
16:27 GBOTQ Garden Botanika, Inc. Common Stock 9/28/2007  12(j) Registration Revoked by SEC ** 
13:42 GDLN Guideline, Inc. Common Stock 9/28/2007  Acquired by infoUSA, Inc. ($1.35/sh) ** 
16:27 LEYM Legacy Mining Ltd. Common Stock 9/28/2007  Added to OTCBB (LEYM)** 
13:42 LILM LILM, Inc. Common Stock 9/28/2007  Added to OTCBB (LILM) ** 
13:42 MMIHF Mmi Holdings Ordinary Shares 9/28/2007  Acquisition ** 
16:27 NTALP National City Capital Trust IV Enhanced Trust Preferred Securities (Enhanced TRUPS) 9/28/2007  Listed on NYSE (NCC$C) ** 
16:27 NWSW Northwestern Steel and Wire Company Common Stock 9/28/2007  12(j) Registration Revoked by SEC ** 
16:27 PAUHQ Paul Harris Stores, Inc. Common Stock 9/28/2007  12(j) Registration Revoked by SEC ** 
13:42 SAPSF Sap Systems Intergration Ag Ordinary Shares 9/28/2007  Inactive security 
13:42 SHMOF Shimao China Holdings, Ltd. Ordinary Shares (Bermuda) HKD 9/28/2007  Acquisition 
16:27 SLRK Solera National Bancorp Inc. (CO) Common Stock 9/28/2007  Added to OTCBB (SLRK) ** 
16:27 USTL UStel, Inc. Common Stock 9/28/2007  12(j) Registration Revoked by SEC ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:42 9/28/2007 AXON Axion Spatial Imaging Inc Common Stock ASII Axion Spatial Imaging Inc New Common Stock 1-600 R/S** 
16:27 9/28/2007 BPGSF BioProgress plc Ordinary Shares (United Kingdom) MLGPF Meldex Group PLC Ordinary Shares (United Kingdom) ** 
13:42 9/28/2007 XLLTF Xillx Technology Corp Ordinary Shares BILFF Biomerge Industries Ltd Ordinary Shares ** 


Portal System Changes 9/27/2007 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:42 BBRML Barclays Bk Plc Sh Ctf on Brushman India Ltd 144A 10/04/2012 9/28/2007    
13:42 BVFIL Barclays Bk Plc Sh Ctf on Visesh Infotecnics Ltd 144A 10/04/2012 (United Kingdom) 9/28/2007    
13:42 GRCBL GENERAL CABLE CORP Common 144A 9/28/2007    
13:42 LBIEL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A 09/27/2012 (Luxembourg) 9/28/2007    
13:42 LBITL Lehman Bros Hldgs Inc YEELDS linked to Com Stk ITT Educational Services Inc 04/01/08 9/28/2007    
13:42 LRELL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Reliance Energy Ltd 10/01/2012 (Luxembourg) 9/28/2007    
13:42 LTEIL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Triveni Engineering & Inds Ltd 10/01/2012 (Luxembourg) 9/28/2007    
13:42 MSLWL MORGAN STANLEY Perqs Mandatorily Exchangeable 144A For Lowes Cos Inc Com 04/02/2008 9/28/2007    
13:42 MSLWY MORGAN STANLEY Perqs Mandatorily Exchangeable 144A For Komatsu Ltd Com 8% 09/22/2008 9/28/2007    
13:42 NVSKL Novorossiysk Coml Sea Port Pub JT Stk Co Sponsored GDR 144A (Russia) 9/28/2007    
13:42 SSIHW Sunshine St Ins Hldg Corp Wt Exp 144A 10/04/2017 9/28/2007    
13:42 SSIHY Sunshine St Ins Hldg Corp Unit 1 Com & 1 Wt Exp 144A 10/04/2017 9/28/2007    
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:42 DBTAY Deutsche Bank Ag London Mand Exchangeable Nt 144A Lkd to 09/27/2007 (United Kingdom) 9/28/2007  Expired Security 


Private Placement Security Changes 9/27/2007 12:00:00 AM
There are no entries for Private Placement Security issues.








  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
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  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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