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Other-OTC System Changes - 9/21/2007 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 15:15 | BNMRP | Bank Amer Corp Dep Sh Repstg 1/1000th Pfd Ser I | 9/24/2007 | | | |
| 13:36 | BNYTF | Brainytoys Ltd Ordinary shares (Australia) | 9/24/2007 | | | |
| 12:52 | BRBI | Blue River Bancshares, Inc. Common Stock | 9/24/2007 | | | From NCM (BRBI)** |
| 15:15 | CDSP | Citigroup FDG Inc Premium Mandatory Callable Equity lkd Secs Based upon S&P 500 Index 12/31/2009 | 9/24/2007 | | | |
| 13:36 | CXTI | China Expert Technology, Inc. Common Stock | 9/24/2007 | | | From BB (CXTIE)** |
| 15:39 | EFPS | Effective Profitable Software, Inc. Common Stock | 9/24/2007 | | | |
| 15:15 | GRTSF | Greentech Energy systems A/S Ordinary shares (Denmark) | 9/24/2007 | | | |
| 15:15 | HEITF | Home Equity Income Tr Unit (Canada) | 9/24/2007 | | | |
| 15:15 | JPIVF | jpMorgan Indian Investment Trust Plc Ordinary shares (United Kingdom) | 9/24/2007 | | | |
| 13:36 | KNDI | Kandi Technolgies, Corp. Common Stock | 9/24/2007 | | | From BB (KNDIE)** |
| 17:00 | LFRGY | Lafarge S.A. Common Stock | 9/24/2007 | | | From NYSE (LR) |
| 15:15 | MAVUF | Mavuzi Resources Ltd Ordinary shares (Australia) | 9/24/2007 | | | |
| 13:36 | MNQB | MORGAN STANLEY Plus Based on Ishares NASDAQ Biotechnology Index Fd 12/20/2008 | 9/24/2007 | | | |
| 13:36 | MSBR | MORGAN STANLEY Protected Absolute Return Barrier Nt Based on Value of Ishares MSCI Emerging Mkts Index Fd 03/18/09 | 9/24/2007 | | | |
| 13:36 | MSEB | MORGAN STANLEY Buffered Plus Based on EQuity Basket 06/20/2011 | 9/24/2007 | | | |
| 13:36 | MSRL | MORGAN STANLEY Bear Mkt Plus Base Inversely on Value of Russell 2000 Index 10/20/08 | 9/24/2007 | | | |
| 13:36 | MSSP | MORGAN STANLEY Bear Mkt Plus Based Invesely on Value of S&P 500 Index 10/20/08 | 9/24/2007 | | | |
| 13:36 | MSSX | MORGAN STANLEY Partn Nt Based on Performance of Sevens Index 10/06/2010 | 9/24/2007 | | | |
| 13:36 | MXLF | MORGAN STANLEY Plus Base on Finl Select Sector Spdr Fd 10/20/2008 | 9/24/2007 | | | |
| 13:36 | OCHT | Orchestra Therapeutics, Inc. Common Stock | 9/24/2007 | | | From BB (OCHTE)** |
| 13:36 | OYSM | Oasys Mobile, Inc. Common Stock | 9/24/2007 | | | From BB (OYSME)**
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| 16:20 | PEARF | Premiere AG, Muenchen Rts for N -AKT 09/24/07 (Germany) | 9/24/2007 | | | |
| 15:39 | RBSGF | Royal Bank of Scotland Group Plc (The) Sponsored ADR Representing Pfef shs ser T (United Kingdom) | 9/24/2007 | | | |
| 13:36 | SGMG | Spectre Gaming, Inc. Common Stock | 9/24/2007 | | | From BB (SGMGE)** |
| 13:36 | UTIX | Utix Group, Inc. Common Stock | 9/24/2007 | | | From BB (UTIXE)** |
| 13:36 | VCMP | VCampus Corporation Common Stock | 9/24/2007 | | | From BB (VCMPE)** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 15:15 | AAUGF | American Assur Underwriter Grp Ordinary Shares | 9/24/2007 | | Acquisition |
| 15:15 | AKENF | Amtek Engineering Ordinary Shares | 9/24/2007 | | Acquisition |
| 15:15 | BRZLF | Brazin Ltd Ord Ordinary Shares | 9/24/2007 | | Acquisition |
| 16:20 | BYCAF | Baycorp Advantage Ltd Ordinary Shares | 9/24/2007 | | Acquisition ** |
| 15:15 | CCHJF | Cci Holdings Ltd Ordinary Shares | 9/24/2007 | | Acquisition |
| 15:15 | CNLVF | China Natl Aviation Ordinary Shares | 9/24/2007 | | Acquisition ** |
| 16:20 | CPRDF | Chiina Paradise Electronics Retail Limited Ordinary Shares (Cayman Islands) | 9/24/2007 | | Acquisition ** |
| 15:15 | CPUAF | Crest Petroleum Bhd (F) Ordinary Shares | 9/24/2007 | | Corporate Reorganization. See SPBHF. |
| 16:20 | CSDFF | Companhia Siderurgica Belgo-Mineira Ordinary Shares | 9/24/2007 | | Inactive security |
| 16:20 | EMIPF | Emi Group Plc Ordinary Shares (UK) | 9/24/2007 | | Acquisition ** |
| 15:15 | FTOBF | 42 Below Ltd Ordinary Shares (New Zealand) | 9/24/2007 | | Acquisition ** |
| 15:15 | GTVLF | Global Television Ltd Ordinary Shares (Australia) | 9/24/2007 | | Acquisition ** |
| 15:15 | HLTTF | Hulett Aluminium Proprietary Ltd Ordinary shares (South Africa) | 9/24/2007 | | Inactive security ** |
| 13:36 | IHCBF | International Hydrocarbons Corp Ordinary Shares | 9/24/2007 | | Acquisition ** |
| 16:20 | IVSPF | Investa Property Group Ordinary Shares (Australia) | 9/24/2007 | | Acquisition ** |
| 15:15 | JDGRF | J D Group Ltd (South Africa) Ordinary Shares | 9/24/2007 | | Corporate Reorganization. See JDGPF. |
| 13:36 | LMGFF | Larmag Intl Ab Ser B Ordinary Shares | 9/24/2007 | | Inactive security |
| 15:15 | LNLT | Lions Gate Lighting Corp. Common Stock | 9/24/2007 | | Added to OTCBB (LNLT) ** |
| 13:36 | MAGBF | Magna Intl Inc Cl B Cda Ordinary Shares | 9/24/2007 | | Plan of arrangement ** |
| 15:15 | MIBNF | Misr International Bank Ordinary Shares | 9/24/2007 | | Acquisition |
| 13:36 | MRKSF | Merck Serono Sa B Ordinary Shares | 9/24/2007 | | Acquisition ** |
| 15:15 | MRYVF | Murray VCT 2 plc Ordinary Shares | 9/24/2007 | | Inactive security ** |
| 15:15 | MYNPF | Mayne Pharma Ltd Ordinary Shares (Australia) | 9/24/2007 | | Acquisition ** |
| 15:15 | NIKDF | Nikkodo Co Ltd Ordinary Shares | 9/24/2007 | | Acquisition |
| 15:15 | PRERF | Premier Tech Ltd Ordinary Shares | 9/24/2007 | | Acquisition |
| 15:15 | SIAHF | Siam Panich Leasing Public Co Ltd Ordinary Shares (Thailand) | 9/24/2007 | | Acquisition ** |
| 15:15 | SNDFF | Sound Energy Trust Ordinary Shares (Canada) | 9/24/2007 | | Acquisition ** |
| 16:20 | SOPW | Solar Power, Inc. Common Stock | 9/24/2007 | | Added to OTCBB (SOPW) |
| 15:15 | SPNHF | Siam Panich Leasing Tb10 Lcl Ordinary Shares | 9/24/2007 | | Acquisition |
| 15:15 | SPNXF | Siam Panich Leasing Public Co Units Non-Voting Depository Receipt (Thailand) | 9/24/2007 | | Acquisition ** |
| 16:20 | SYUIF | Senyuan International Holdings Ltd Ordinary Shares (Cayman Islands) | 9/24/2007 | | Acquisition ** |
| 13:36 | UBKFF | Union Bk Ltd Ordinary Shares | 9/24/2007 | | Acquisition |
| 13:36 | USMLY | US Commercial Corp SA de CV American Depositary Shares | 9/24/2007 | | ADR Program Termination |
| 15:15 | WIINF | Winsor Industrial Ltd Ord Ordinary Shares | 9/24/2007 | | Acquisition ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 17:14 | 9/24/2007 | CLPGF | Calypso Acquisition Corporation Ordinary Shares | CLPYF | Calypso Uranium Corp Ordinary Shares | ** |
| 13:36 | 9/24/2007 | CPTY | Capital City Bancshares, Inc. Common Stock | CPTY | Capitol City Bancshares, Inc. (GA) Common Stock | Refer to the D/L 09/20/2007: Correction to Name |
| 16:20 | 9/24/2007 | DQGPF | Daqing Petroleum & Chemical Group, Ltd. Ordinary Shares (Cayman Islands) HKD | CZCGF | China Zenith Chemical Group Ltd Ordinary Shares (Cayman Islands) HKD | ** |
| 13:36 | 9/24/2007 | DTMR | Detroit Mtg & Rlty Co Common Stock | BBRE | Boundary Bay Resources, Inc. Common Stock | 40-1 F/S; Payable upon Surrender of Certificates ** |
| 13:36 | 9/24/2007 | FOLPF | Frigorifico La Pampa Sa Pamp Shs 1 Vote (Argentina) | PMPAF | Pampa Holding SA Shs 1 Vote (Argentina) | ** |
| 16:20 | 9/24/2007 | GPGNF | Grupo Gigante Sa De Cv Ser B Ord Ordinary Shares | GPGNF | Grupo Gigante SAB De Cv Ser B Ord Ordinary Shares | ** |
| 17:00 | 9/24/2007 | SLGHF | Slough Estates Plc Ord Ordinary Shares | SEGFF | Segro Plc REIT Ordinary Shares | ** |
| 16:20 | 9/24/2007 | VSGDF | Vision Grande Group Holdings Limited Ordinary Shares (Cayman Islands) | AMVGF | Amvig Holdings Ltd Ordinary Shares (Cayman Islands) | ** |
Portal System Changes 9/21/2007 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:35 | GSMKY | GSMSC 2007 NIM4 Ltd Ordinary Shares 144A (Cayman Islands) | 9/24/2007 | | | |
| 16:21 | LBFHL | Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Fortis Healthcare Ltd 09/24/2012 (Luxembourg) | 9/24/2007 | | | |
| 16:21 | LBGNL | Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Gujarat Nre Coke Ltd 09/05/2012 (Luxembourg) | 9/24/2007 | | | |
| 16:21 | LBGSL | Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Gujarat State Petronet Ltd 09/05/2012 (Luxembourg) | 9/24/2007 | | | |
| 16:21 | LBREL | Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Indiabulls Real Estate Ltd 09/05/2012 (Luxembourg) | 9/24/2007 | | | |
| 16:21 | LMMLY | Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Warrant 144A Mahindra & Mahindra Ltd 09/07/2012 (Luxembourg) | 9/24/2007 | | | |
| 16:21 | UBSOL | UBS AG LONDON BRH Low Exercise Call Warrant on 144A S-Oil Corp 09/03/2010 (United Kingdom) | 9/24/2007 | | | |
| 13:35 | UBTSJ | UBS AG LONDON BRH 144A Low Exercise Call Wt on Kookmin Bk (United Kingdom) | 9/24/2007 | | | |
| 16:21 | UKTGL | UBS AG LONDON BRH Low Exercise Call Warrant on 144A KT&G Corp 09/03/2010 (United Kingdom) | 9/24/2007 | | | |
| 13:35 | WOOCY | Woodbourne CDA Real Estate Invs Ltd Ordinary Shares 144A (Cayman Islands) | 9/24/2007 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:35 | MSLEL | MORGAN STANLEY Reverse Conv Lkd to a Basket 144A of Homebuilder Stks 09/21/2007 | 9/24/2007 | | Expired Security |
Private Placement Security Changes 9/21/2007 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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| Notes | |
| The Addition to NBB for UFEN, reported on the Daily List of 09/21/2007, with an Effective Date of 09/24/2007, has been cancelled. UFEN will remain on OTCBB. |
