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Other-OTC System Changes - 9/20/2007 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 16:26 | BRGYY | BG Group plc Common Stock | 9/21/2007 | | | From NYSE (BRG) |
| 15:56 | CBDTF | Companhia Brasileira De Desenvolvimento Imobiliario Turistico Ordinary shares (Brazil) | 9/21/2007 | | | |
| 14:48 | CPTY | Capital City Bancshares, Inc. Common Stock | 9/21/2007 | | | |
| 15:56 | CRGWF | Craig Wireless Sys Ltd Subordinate Voting Shares (Canada) | 9/21/2007 | | | |
| 13:48 | ENIAF | Enia S.P.A., Parma Ordinary shares (Italy) | 9/21/2007 | | | |
| 14:48 | GETRF | Getronics N V Getronics NV Registered Shares | 9/21/2007 | | | |
| 16:26 | PTQEP | Petroquest Energy Inc Cumulative Preferred Series B | 9/21/2007 | | | |
| 14:48 | WTWR | Watchtower, Inc. Common Stock | 9/21/2007 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:48 | ADEMF | Altos Hornos De Mexico Ord Ordinary Shares | 9/21/2007 | | Inactive security ** |
| 15:56 | ASOIF | Arinso International Nv Ordinary Shares | 9/21/2007 | | Acquisition ** |
| 14:48 | AXDFF | Alexander Forbes Ltd Ordinary Shares | 9/21/2007 | | Acquisition ** |
| 13:48 | BCDJF | Banque Cantonale Du Jura Delemont Ordinary shares (Switzerland) | 9/21/2007 | | Inactive security ** |
| 15:56 | BLSM | BLS Media, Inc. Common Stock | 9/21/2007 | | Added to OTCBB (BLSM) ** |
| 13:48 | BUSMF | Bukit Sembawang Estates, Ltd. Ordinary Shares (Singapore) | 9/21/2007 | | Corporate Reorganization. See BUKIF.
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| 13:48 | CAMK | Caremark Inc Unclassified | 9/21/2007 | | Acquisition |
| 15:56 | CGAVF | CNG Travel Group Plc Dublin Ordinary Shares (Ireland) | 9/21/2007 | | Acquisition ** |
| 14:48 | EVKCF | Everest Kanto Cylinder Ltd Shares Dematerialised (India) | 9/21/2007 | | Inactive security ** |
| 15:56 | FEGGF | First Engineering Ltd Ordinary Shares (Singapore) | 9/21/2007 | | Acquisition ** |
| 13:48 | GPSAF | Grupo Sidek Sa De Cv Ser A Ordinary Shares | 9/21/2007 | | Inactive security |
| 14:48 | GTROF | Getronics N V Ordinary Shares | 9/21/2007 | | Reclassification ** |
| 14:48 | HANHF | Hanson plc Ordinary Shares New (UK) | 9/21/2007 | | Acquisition ** |
| 13:48 | HPITF | Harmac Pacific Inc Inst 4.00 Unclassified | 9/21/2007 | | Acquisition ** |
| 14:48 | HSTD | Homestead Bancorp, Inc. (LA) Common Stock | 9/21/2007 | | Acquired by First Guaranty Bank, Hammond LA ($17.60/sh) ** |
| 15:56 | JLFRF | Jindal Ferro Alloys Ltd Shares Dematerialised (India) | 9/21/2007 | | Inactive security ** |
| 14:48 | LFGAF | Lafarge SA ACT 2002 Provenant De Dividend (France) | 9/21/2007 | | Inactive security |
| 15:56 | LORGF | Lorien PLC Ordinary Shares | 9/21/2007 | | Acquisition ** |
| 15:56 | MERAF | Manila Electric Co Ordinary Shares | 9/21/2007 | | Inactive security ** |
| 13:48 | MGHHF | Ming Hing Holdings Limited Ordinary Shares (Cayman Islands) | 9/21/2007 | | Corporate Reorganization. See MHWHF. ** |
| 14:48 | MTZUF | Matsuzakaya Holdings Co Ltd, Nagoya Ordinary Shares (Japan) | 9/21/2007 | | Acquisition ** |
| 14:48 | NOEMF | Noel Leeming Ltd Ordinary Shares | 9/21/2007 | | Inactive security |
| 15:56 | NYTTF | Nylect Technology Ltd Ordinary Shares | 9/21/2007 | | Inactive security ** |
| 13:48 | PFLD | Professionals Direct, Inc. Common Stock | 9/21/2007 | | Acquired by The Hanover Insurance Group Inc ($69.61/sh) ** |
| 14:48 | PFUIF | Pacific Century Insurance Holdings Ltd Ordinary Shares | 9/21/2007 | | Acquisition ** |
| 15:56 | PIVN | Phoenix International Ventures Inc. Common Stock | 9/21/2007 | | Added to OTCBB (PIVN) ** |
| 13:48 | PRVFF | Provident Financial Plc Ordinary Shares | 9/21/2007 | | Corporate Reorganization. See FPLPF. ** |
| 13:48 | SACV | Salt Creek Valley Bk Unclassified | 9/21/2007 | | Acquired by Community BancShares, Inc. ($77.82/sh) |
| 13:48 | SAIFF | South African Iron and Steel Industrial Corp Ltd Iscor Ordinary Shares (South Africa) | 9/21/2007 | | Corporate Reorganization. See MTLSF. |
| 14:48 | SELFF | Sealift Ltd Ordinary shares (Bermuda) | 9/21/2007 | | Corporate Reorganization. See DOCKF. ** |
| 13:48 | SLATF | Second London American Trust Ordinary Shares | 9/21/2007 | | Inactive security |
| 13:48 | TIGRF | 3i Group Plc Ordinary Shares (UK) | 9/21/2007 | | Corporate Reorganization. See TGOPF. ** |
| 15:56 | UHBTF | Usha Martin, Ltd. Ordinary Shares Dematerialised (India) | 9/21/2007 | | Inactive security |
| 15:56 | YJNCF | Yujin Co Ltd Ordinary Shares (South Korea) | 9/21/2007 | | Inactive security ** |
| 14:48 | ZZILR | Inland Retail Real Estate Trust Lp Limited Partnership | 9/21/2007 | | Acquisition |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:48 | 9/21/2007 | LUDWJ | LUDW | Ludwig Enterprises Inc Common shares | Symbol Change ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:48 | 9/20/2007 | GLAGF | Groupe Laperriere Verreault B Ordinary Shares | LVGBF | GLV Inc. Class B Multiple Voting Shares | Refer to the D/L of 9/19/2007; The issue has be updated to reflect the correct description Class B Multiple Voting Shares. ** |
| 13:48 | 9/20/2007 | GLAVF | Groupe Laperriere Verreault B Ordinary Shares | LVGAF | GLV Inc. Class A Subordinate Voting Shares | Refer to the D/L of 9/19/2007; The issue has be updated to reflect the correct description Class A Subordinate Voting Shares. ** |
| 13:48 | 9/21/2007 | ARRM | American Resource Management, Inc. New Common Stock | EFFI | EffTec International, Inc. Common Stock | ** |
| 15:56 | 9/21/2007 | DGWKF | Digital Open Network Environment Corp Ordinary Shares | DONSF | Done Solutions Corporation Ordinary Shares | |
| 13:48 | 9/21/2007 | ETGP | EnerBrite Technologies Group, Inc. Common Stock | ETGU | EnerBrite Technologies Group, Inc. New Common Stock | 1-1000 R/S ** |
| 13:48 | 9/21/2007 | GBMP | Global Media Productions Inc | GBMI | Global Media Productions Inc New Common Stock | 2-1 F/S; Payable Upon Surrender of Certificates. ** |
| 14:48 | 9/21/2007 | HZCMF | Horizon.com Ltd Ordinary Shares (Singapore) | GLBVF | Global Voice Group Ltd Ordinary Shares (Singapore) | |
| 13:48 | 9/21/2007 | LPDL | LipidLabs, Inc. New Common Stock | TMDI | Telemedicus, Inc. Common Stock | ** |
| 14:48 | 9/21/2007 | OPBUF | Open Business Club Ag Namen -AKT (Germany) | XNGAF | Xing AG Namen -AKT (Germany) | ** |
| 13:48 | 9/21/2007 | PHKKF | Phonak Holding AG Staefa Ordinary Shares | SONVF | Sonova Holding AG Ordinary Shares | ** |
| 14:48 | 9/21/2007 | TMFGF | Teem Foundation Group Ltd Ordinary Shares | DRHLF | Dore Holdings Ltd Ordinary Shares | ** |
Portal System Changes 9/20/2007 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 17:23 | ANRSL | Auction Rate Secs Tr 2007 2 Auction Rate Tr Ctf Cl A 144A | 9/21/2007 | | | |
| 17:23 | ANRSY | Auction Rate Secs Tr 2007 2 Leveraged Tr Ctf Cl B 144a 08/21/2027 | 9/21/2007 | | | |
| 17:23 | CGOAL | Ceago ABS CDO 2007 1 Ltd Preferred shares 144A (Cayman Islands) | 9/21/2007 | | | |
| 17:23 | FBAQL | FB Acquisition LLC Cl A Preferred Equity Units 144A | 9/21/2007 | | | |
| 17:23 | JHPEL | J. P. Morgan International Derivatives Ltd. Chinese Low Exercise Price Warrant 144A 3C7 Henan Pinggao Elec Co Ltd 08/08/2012 (Jersey) | 9/21/2007 | | | |
| 17:23 | JJDEL | J. P. Morgan International Derivatives Ltd. Chinese Low Exercise Price Warrant 144A 3C7 Jinan Diesel Engine Co Ltd 08/08/2012 (Jersey) | 9/21/2007 | | | |
| 17:23 | JOOEL | J. P. Morgan International Derivatives Ltd. Chinese Low Exercise Price Warrant 144A 3C7 Offshore Oil Engineering 08/08/2012 (Jersey) | 9/21/2007 | | | |
| 17:23 | JSYML | J. P. Morgan International Derivatives Ltd. Chinese Low Exercise Price Warrant 144A 3C7 Shenyang Machine Tool Co 08/08/2012 (Jersey) | 9/21/2007 | | | |
| 17:23 | JTILL | J. P. Morgan International Derivatives Ltd. Indian Low Exercise Price Warrant 144A 3C7 Titan Inds Ltd (Jersey) | 9/21/2007 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:48 | MOGAN | morgan stanley Trigger Secs Exchangeable 144A Weyerhaeuser Co | 9/21/2007 | | Expired Security |
Private Placement Security Changes 9/20/2007 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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