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OTCBB and Other-OTC System Changes - 9/19/2013 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:55 ARDM Aradigm Corporation Common Stock 9/19/2013 100 From BB (ARDM) 
07:55 CBAI Cord Blood America, Inc. Common Stock 9/19/2013 100 From BB (CBAI) 
07:55 CDCOR Comdisco Holdings Company, Inc. Contingent Value Rights 9/19/2013 100 From BB (CDCOR) 
07:55 ERHE ERHC Energy Inc. Common Stock 9/19/2013 100 From BB (ERHE) 
07:55 ESPH Ecosphere Technologies, Inc. Common Stock 9/19/2013 100 From BB (ESPH) 
07:55 INVU Investview Inc. Common Stock 9/19/2013 100 From BB (INVU) 
07:55 LTUM Lithium Corporation. Common Stock 9/19/2013 100 From BB (LTUM) 
07:55 NNVCD NanoViricides, Inc. NEW Common Stock 9/19/2013 100 From BB (NNVCD) 
16:21 ABRDF Aberdeen New Thai Invt Trust Ordinary Shares (United Kingdom) 9/20/2013 100  
16:21 ABSOL ABS-CBN Holdings Corporation Phillipine Depositary Receipts Representing 1 Share (Phillipines) 9/20/2013 100  
16:21 AGLDF Austral Gold Ltd Ordinary shares (Australia) 9/20/2013 100  
13:03 APNPF Aspen Group Ltd Stapled Security (Australia) 9/20/2013 100  
13:03 ASPYF Ascension Properties Ltd Linked Unit (South Africa) 9/20/2013 100  
16:21 BMICF Bionomics Limited Ordinary Shares (Austrailia) 9/20/2013 100  
13:03 CGXYF China Galaxy Securities Co Ltd Registered/Shares H/CNY 1.00 (China) 9/20/2013 100  
13:03 CPHAF Clavis Pharma ASA Ordinary Shares (Norway) 9/20/2013 100  
16:21 IMIOF Indo Mines Ltd Ordinary Shares (Shares) 9/20/2013 100  
13:03 ISEXF IShares MSCI AC Far East Ex-Japan Ordinary Shares (Ireland) 9/20/2013 100  
16:21 LIDVF Landing International Development Ltd Ordinary Shares (Bermuda) 9/20/2013 100  
13:03 PMNCF PT MNC Sky Vision TBK Jakarta Barat Ordinary Shares (Indonesia) 9/20/2013 100  
13:03 PTCXF Publishing Technology PLC Ordinary Shares (United Kingdom) 9/20/2013 100  
16:21 RMPFF Rimfire Pacific Mining Ordinary Shares (Austrailia) 9/20/2013 100  
13:03 SBGLF Sibanye Gold Limited Ordinary Shares (South Africa) 9/20/2013 100  
13:03 SDDKF Standard Life UK Smaller Companies Trust Ordinary Shares (United Kingdom) 9/20/2013 100  
13:03 SYGGF Synergy Income Fund Ltd Linked Unit (South Africa) 9/20/2013 100  
16:21 TEATF Tantalus Rare Earths AG, Duesseldorf Namen AKT (Germany) 9/20/2013 100  
16:21 TPCOF Tapaco Public Co Ltd Units Non-Voting Depositary Receipts (Thailand) 9/20/2013 100  
13:03 WONCF Wing On Co International Ltd Ordinary Shares (Bermuda) 9/20/2013 100  
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
08:40 ALTUQ Altus Pharmaceuticals Inc. Common Stock 9/19/2013 100 12(j) Registration Revoked by SEC ** 
07:55 ARDM Aradigm Corporation Common Stock 9/19/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 CBAI Cord Blood America, Inc. Common Stock 9/19/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 CDCOR Comdisco Holdings Company, Inc. Contingent Value Rights 9/19/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
08:40 CRGO Cargo Connection Logistics Holding Inc. Common Stock 9/19/2013 100 12(j) Registration Revoked by SEC ** 
07:55 DOVEF Dove Energy Inc Class A (Canada) 9/19/2013 100 Company Dissolved. Deletion time 7:48:28** 
07:55 ERHE ERHC Energy Inc. Common Stock 9/19/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 ESPH Ecosphere Technologies, Inc. Common Stock 9/19/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
08:40 GBIR Globus International Resources Corp. Common Stock 9/19/2013 100 12(j) Registration Revoked by SEC ** 
07:55 INVU Investview Inc. Common Stock 9/19/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
08:40 KSYT Kingston Systems, Inc. Common Stock 9/19/2013 100 12(j) Registration Revoked by SEC ** 
07:55 LTUM Lithium Corporation. Common Stock 9/19/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
08:40 MMDAQ Mega Media Group, Inc. Common Stock 9/19/2013 100 12(j) Registration Revoked by SEC ** 
07:55 NNVCD NanoViricides, Inc. NEW Common Stock 9/19/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
13:03 BGSHF Baillie Gifford Shin Nippon Plc Ordinary Shares (United Kingdom) 9/20/2013 100 Inactive Issue 
16:21 CMPYF Goodman Gold Trust Warrants (Canada) 9/20/2013 100 Warrants Expired. Each whole Warrant entitles the holder to purchase one trust unit at a price of $15.00 per trust unit. ** 


Portal System Changes 9/19/2013 12:00:00 AM
 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
08:40 JPBAZ J P Morgan Int Indian Low Exercise Price Wt 144A 3C7 on Bharti Airtel Ltd 09/19/2013 (Jersey) 9/20/2013 100 Expired Security ** 
13:03 MDCGF Medicago Inc Common shares (Canada) 9/20/2013 100 Plan of Arrangement involving the Company, Mitsubishi Tanabe Pharma Corporatio, and 9284-9686 Quebec Inc., a subsidiary of Mitsubishi. Purusant to the plan, SubCo has acquired all of the issued and outstanding Shares not held by Mitsubishi and Philip Morris Investments B.V. for a purchase price of $1.16 in cash per Share ** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:03 9/20/2013 GGREE GGRE Go Green Directories, Inc. Com ** 
13:03 9/20/2013 TRLOE TRLO Trail One, Inc. Common ** 
16:21 9/20/2013 YNXGE YNXG Yanex Group, Inc. Common Compliant ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:03 9/20/2013 ADVOF Adva Optical Networking Ag Ordinary Shares ADVOF Adva Optical Networking SE Ordinary Shares (Germany) Name Correction ** 
13:03 9/20/2013 CJTF CJT Financial, Inc. Common Stock CJTF Gold & Silver Mining of Nevada, Inc. Common Stock  
13:03 9/20/2013 LUVE Prince Mexico S.A, Inc. NEW Common LUVE Luve Sports Inc. Common Stock ** 
17:10 9/20/2013 MDCN Medican Enterprises Inc .Common Stock MDCN Medican Enterprises Inc .Common Stock CUSIP Correction ** 
13:03 9/20/2013 MIDY Miami Days Corp Com MIDYD Life Stem Genetics Inc. (NEW) Com 13-1 F/S payable upon surrender of old certificates. ** 
08:40 9/20/2013 NORFD North Group Finance Ltd New Ordinary Shares (Canada) NORFF North Group Finance Ltd Ordinary Shares (Canada) Symbol Change ** 
13:03 9/20/2013 STKO Stakool, Inc. Common Stock STKOD Stakool, Inc. NEW Common Stock 1-100 R/S ** 


Private Placement Security Changes 9/19/2013 12:00:00 AM
There are no entries for Private Placement Security issues.








  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
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