October 22, 2014
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Other-OTC System Changes - 9/19/2007 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
16:54 AHONY Koninklijke Ahold, N.V. American Depositary Shares 9/20/2007   From NYSE (AHO) 
16:30 CXTO CX2 Technologies, Inc. Common Stock 9/20/2007    
17:16 DSRLF Diasorin S.R.L. Shares (Italy) 9/20/2007    
15:36 ELBVF Elbit Vision Systems Ltd Warrants on shares Elbit Vision Systems 07/16/2008 (Israel) 9/20/2007    
13:46 INOGF Invicta Oil & Gas Common (Canada) 9/20/2007    
13:46 MLRNF McLaren Res Inc Common (Canada) 9/20/2007    
13:46 OCDAF Oilsands CDA Corp Wt (Canada) 9/20/2007    
16:30 OMTK OmniTek Engineering Corp. Common Stock 9/20/2007    
16:30 SOPW Solar Power, Inc. Common Stock 9/20/2007    
16:54 SZEZY SUEZ ADS American Depositary Shares 9/20/2007   From NYSE (SZE) 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
16:54 AXORF Alexco Resource Corp Common Shares (Canada) 9/20/2007  Listed on AMEX (AXU) ** 
13:46 BTWD Brentwood Financial Corporation Common Stock 9/20/2007  Acquisition 
16:08 CABN Carbon Sciences, Inc. Common Stock 9/20/2007  Added to OTCBB (CABN) ** 
16:08 ELKO Elko Ventures Inc. Common Stock 9/20/2007  Added to OTCBB (ELKO) ** 
13:46 FFDXF First Factor Developments Inc Ordinary Shares (Canada) 9/20/2007  Corporate Reorganization. See MLRKF. ** 
15:36 IAQG InterAmerican Acquisition Group, Inc. Common Stock 9/20/2007  Added to OTCBB (IAQG) ** 
15:36 IAQGW InterAmerican Acquisition Group, Inc. Warrant Exp 9/4/2011 9/20/2007  Added to OTCBB (IAQGW) ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
17:09 9/20/2007 DGMRF Diagem Inc Ordinary Shares (Canada) DGEMF Diagem Inc NEW Ordinary Shares (Canada) 1-10 R/S ** 
13:46 9/20/2007 GCKO Gecko Systems Corp Common Stock GCKO Geckosystems Intl Corp Common Stock Refer to the D/L 09/18/2007: Name Updated 
13:46 9/20/2007 GLAGF Groupe Laperriere Verreault B Ordinary Shares LVGBF GLV Inc. Class B Multiple Voting Shares ** 
13:46 9/20/2007 GLAVF Groupe Laperriere Verreault B Ordinary Shares LVGAF GLV Inc. Class A Subordinate Voting Shares ** 


Portal System Changes 9/19/2007 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:46 HJSIL HJSI Bozeman I LLC Class A Equity Units 144A 9/20/2007    
13:46 LBABL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Warrant 144A Axis Bk Ltd 09/20/2012 (Luxembourg) 9/20/2007    
13:46 LBICL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Warrant Icici Bk Ltd 09/20/2012 (Luxembourg) 9/20/2007    
13:46 LBLML Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Warrant 144A Mastek Ltd 09/20/2012 (Luxembourg) 9/20/2007    
13:46 LBMEL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Warrant 144A Mic Electronics Ltd 09/20/2012 (Luxembourg) 9/20/2007    
13:46 LBTDL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Warrant 144A Tele Data Informatics Ltd 09/20/2012 (Luxembourg) 9/20/2007    
13:46 UBCCL UBS AG LONDON BRH Low Exercise Call Warrant on 144A Coretronic Corp 09/03/2010 (United Kingdom) 9/20/2007    
13:46 UBCEL UBS AG LONDON BRH Low Exercise Call Warrant on 144A Compal Electronics Inc 09/03/2010 (United Kingdom) 9/20/2007    
13:46 UBCHL UBS AG LONDON BRH Low Exercise Call Warrant on 144A Chunghwa Telecom 09/03/2010 (United Kingdom) 9/20/2007    
13:46 UBCSL UBS AG LONDON BRH Low Exercise Call Warrant on 144A China Steel Corp 09/03/2010 (United Kingdom) 9/20/2007    
13:46 UBCWL UBS AG LONDON BRH Low Exercise Call Warrant on 144A Chang Hwa Commercial Bk 09/03/2010 (United Kingdom) 9/20/2007    
13:46 UBFCL UBS AG LONDON BRH Low Exercise Call Warrant on 144A Formosa Chemicals & Fibre Co 09/03/2010 (United Kingdom) 9/20/2007    
13:46 UBFDL UBS AG LONDON BRH Low Exercise Call Warrant on 144A Farglory Developers Co Ltd 09/03/2010 (United Kingdom) 9/20/2007    
13:46 UBFEL UBS AG LONDON BRH Low Exercise Call Warrant On 144A Far Eastone Telecom Co Ltd 09/03/2010 (United Kingdom) 9/20/2007    
13:46 UBGEL UBS AG LONDON BRH Low Exercise Call Warrant On 144A Greatek Eltrs 09/03/2010 (United Kingdom) 9/20/2007    
13:46 UBHBL UBS AG LONDON BRH Low Exercise Call Warrant on 144A Hite Brewery Co Ltd 09/03/2010 (United Kingdom) 9/20/2007    
13:46 UBHML UBS AG LONDON BRH Low Exercise Call Warrant on 144A Hyundai Mobis 09/03/2010 (United Kingdom) 9/20/2007    
13:46 UBHUL UBS AG LONDON BRH Low Exercise Call Warrant on 144A Huaku 09/03/2010 (United Kingdom) 9/20/2007    
13:46 UBMQL UBS AG LONDON BRH Low Exercise Call Warrant Macquarie 144A 09/03/2010 (United Kingdom) 9/20/2007    
13:46 UBNML UBS AG LONDON BRH Low Exercise Call Warrant on 144A Novatek Microelectronics Corp Ltd 09/03/2010 (United Kingdom) 9/20/2007    
13:46 UBPKL UBS AG LONDON BRH Low Exercise Call Warrant on 144A Pusan Bk 09/03/2010 (United Kingdom) 9/20/2007    
13:46 UBSCL UBS AG LONDON BRH Low Exercise Call Warrant on 144A Siliconware Precision Inds Co 09/03/2010 (United Kingdom) 9/20/2007    
13:46 UBSCY UBS AG LONDON BRH Low Exercise Call Warrant on 144A S1 Corp/Korea 09/03/2010 (United Kingdom) 9/20/2007    
13:46 UBSKL UBS AG LONDON BRH Low Exercise Call Warrant on 144A Shin Kong Finl Hldg Co Ltd 09/03/2010 (United Kingdom) 9/20/2007    
13:46 UBSSL UBS AG LONDON BRH Low Exercise Call Warrant on 144A Samsung Elec Prefered 09/03/2010 (United Kingdom) 9/20/2007    
13:46 UBSTL UBS AG LONDON BRH Low Exercise Call Warrant on 144A Sk Telecom Co Ltd 09/03/2010 (United Kingdom) 9/20/2007    
13:46 UBTAL UBS AG LONDON BRH Low Exercise Call Warrant on 144A Taiwan Cellular Corp 09/03/2010 (United Kingdom) 9/20/2007    
13:46 UBTSL UBS AG LONDON BRH Low Exercise Call Warrant on 144A Taiwan Synthetic Rubber 09/03/2010 (United Kingdom) 9/20/2007    
13:46 UBTSY UBS AG LONDON BRH Low Exercise Call Warrant on 144A Taiwan Semiconductor Mfg Co Ltd 09/03/2010 (United Kingdom) 9/20/2007    
13:46 UBVIL UBS AG LONDON BRH Low Exercise Call Warrant on 144A Vanguard Intl Semiconductor Corp 09/03/2010 (United Kingdom) 9/20/2007    
13:46 UBWHL UBS AG LONDON BRH Low Exercise Call Warrant on 144A Wan Hai Lines Ltd 09/03/2010 (United Kingdom) 9/20/2007    


Private Placement Security Changes 9/19/2007 12:00:00 AM
There are no entries for Private Placement Security issues.








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  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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