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Other-OTC System Changes - 9/19/2007 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 16:54 | AHONY | Koninklijke Ahold, N.V. American Depositary Shares | 9/20/2007 | | | From NYSE (AHO) |
| 16:30 | CXTO | CX2 Technologies, Inc. Common Stock | 9/20/2007 | | | |
| 17:16 | DSRLF | Diasorin S.R.L. Shares (Italy) | 9/20/2007 | | | |
| 15:36 | ELBVF | Elbit Vision Systems Ltd Warrants on shares Elbit Vision Systems 07/16/2008 (Israel) | 9/20/2007 | | | |
| 13:46 | INOGF | Invicta Oil & Gas Common (Canada) | 9/20/2007 | | | |
| 13:46 | MLRNF | McLaren Res Inc Common (Canada) | 9/20/2007 | | | |
| 13:46 | OCDAF | Oilsands CDA Corp Wt (Canada) | 9/20/2007 | | | |
| 16:30 | OMTK | OmniTek Engineering Corp. Common Stock | 9/20/2007 | | | |
| 16:30 | SOPW | Solar Power, Inc. Common Stock | 9/20/2007 | | | |
| 16:54 | SZEZY | SUEZ ADS American Depositary Shares | 9/20/2007 | | | From NYSE (SZE) |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 16:54 | AXORF | Alexco Resource Corp Common Shares (Canada) | 9/20/2007 | | Listed on AMEX (AXU) ** |
| 13:46 | BTWD | Brentwood Financial Corporation Common Stock | 9/20/2007 | | Acquisition |
| 16:08 | CABN | Carbon Sciences, Inc. Common Stock | 9/20/2007 | | Added to OTCBB (CABN) ** |
| 16:08 | ELKO | Elko Ventures Inc. Common Stock | 9/20/2007 | | Added to OTCBB (ELKO) ** |
| 13:46 | FFDXF | First Factor Developments Inc Ordinary Shares (Canada) | 9/20/2007 | | Corporate Reorganization. See MLRKF. ** |
| 15:36 | IAQG | InterAmerican Acquisition Group, Inc. Common Stock | 9/20/2007 | | Added to OTCBB (IAQG) ** |
| 15:36 | IAQGW | InterAmerican Acquisition Group, Inc. Warrant Exp 9/4/2011 | 9/20/2007 | | Added to OTCBB (IAQGW) ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 17:09 | 9/20/2007 | DGMRF | Diagem Inc Ordinary Shares (Canada) | DGEMF | Diagem Inc NEW Ordinary Shares (Canada) | 1-10 R/S ** |
| 13:46 | 9/20/2007 | GCKO | Gecko Systems Corp Common Stock | GCKO | Geckosystems Intl Corp Common Stock | Refer to the D/L 09/18/2007: Name Updated |
| 13:46 | 9/20/2007 | GLAGF | Groupe Laperriere Verreault B Ordinary Shares | LVGBF | GLV Inc. Class B Multiple Voting Shares | ** |
| 13:46 | 9/20/2007 | GLAVF | Groupe Laperriere Verreault B Ordinary Shares | LVGAF | GLV Inc. Class A Subordinate Voting Shares | ** |
Portal System Changes 9/19/2007 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:46 | HJSIL | HJSI Bozeman I LLC Class A Equity Units 144A | 9/20/2007 | | | |
| 13:46 | LBABL | Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Warrant 144A Axis Bk Ltd 09/20/2012 (Luxembourg) | 9/20/2007 | | | |
| 13:46 | LBICL | Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Warrant Icici Bk Ltd 09/20/2012 (Luxembourg) | 9/20/2007 | | | |
| 13:46 | LBLML | Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Warrant 144A Mastek Ltd 09/20/2012 (Luxembourg) | 9/20/2007 | | | |
| 13:46 | LBMEL | Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Warrant 144A Mic Electronics Ltd 09/20/2012 (Luxembourg) | 9/20/2007 | | | |
| 13:46 | LBTDL | Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Warrant 144A Tele Data Informatics Ltd 09/20/2012 (Luxembourg) | 9/20/2007 | | | |
| 13:46 | UBCCL | UBS AG LONDON BRH Low Exercise Call Warrant on 144A Coretronic Corp 09/03/2010 (United Kingdom) | 9/20/2007 | | | |
| 13:46 | UBCEL | UBS AG LONDON BRH Low Exercise Call Warrant on 144A Compal Electronics Inc 09/03/2010 (United Kingdom) | 9/20/2007 | | | |
| 13:46 | UBCHL | UBS AG LONDON BRH Low Exercise Call Warrant on 144A Chunghwa Telecom 09/03/2010 (United Kingdom) | 9/20/2007 | | | |
| 13:46 | UBCSL | UBS AG LONDON BRH Low Exercise Call Warrant on 144A China Steel Corp 09/03/2010 (United Kingdom) | 9/20/2007 | | | |
| 13:46 | UBCWL | UBS AG LONDON BRH Low Exercise Call Warrant on 144A Chang Hwa Commercial Bk 09/03/2010 (United Kingdom) | 9/20/2007 | | | |
| 13:46 | UBFCL | UBS AG LONDON BRH Low Exercise Call Warrant on 144A Formosa Chemicals & Fibre Co 09/03/2010 (United Kingdom) | 9/20/2007 | | | |
| 13:46 | UBFDL | UBS AG LONDON BRH Low Exercise Call Warrant on 144A Farglory Developers Co Ltd 09/03/2010 (United Kingdom) | 9/20/2007 | | | |
| 13:46 | UBFEL | UBS AG LONDON BRH Low Exercise Call Warrant On 144A Far Eastone Telecom Co Ltd 09/03/2010 (United Kingdom) | 9/20/2007 | | | |
| 13:46 | UBGEL | UBS AG LONDON BRH Low Exercise Call Warrant On 144A Greatek Eltrs 09/03/2010 (United Kingdom) | 9/20/2007 | | | |
| 13:46 | UBHBL | UBS AG LONDON BRH Low Exercise Call Warrant on 144A Hite Brewery Co Ltd 09/03/2010 (United Kingdom) | 9/20/2007 | | | |
| 13:46 | UBHML | UBS AG LONDON BRH Low Exercise Call Warrant on 144A Hyundai Mobis 09/03/2010 (United Kingdom) | 9/20/2007 | | | |
| 13:46 | UBHUL | UBS AG LONDON BRH Low Exercise Call Warrant on 144A Huaku 09/03/2010 (United Kingdom) | 9/20/2007 | | | |
| 13:46 | UBMQL | UBS AG LONDON BRH Low Exercise Call Warrant Macquarie 144A 09/03/2010 (United Kingdom) | 9/20/2007 | | | |
| 13:46 | UBNML | UBS AG LONDON BRH Low Exercise Call Warrant on 144A Novatek Microelectronics Corp Ltd 09/03/2010 (United Kingdom) | 9/20/2007 | | | |
| 13:46 | UBPKL | UBS AG LONDON BRH Low Exercise Call Warrant on 144A Pusan Bk 09/03/2010 (United Kingdom) | 9/20/2007 | | | |
| 13:46 | UBSCL | UBS AG LONDON BRH Low Exercise Call Warrant on 144A Siliconware Precision Inds Co 09/03/2010 (United Kingdom) | 9/20/2007 | | | |
| 13:46 | UBSCY | UBS AG LONDON BRH Low Exercise Call Warrant on 144A S1 Corp/Korea 09/03/2010 (United Kingdom) | 9/20/2007 | | | |
| 13:46 | UBSKL | UBS AG LONDON BRH Low Exercise Call Warrant on 144A Shin Kong Finl Hldg Co Ltd 09/03/2010 (United Kingdom) | 9/20/2007 | | | |
| 13:46 | UBSSL | UBS AG LONDON BRH Low Exercise Call Warrant on 144A Samsung Elec Prefered 09/03/2010 (United Kingdom) | 9/20/2007 | | | |
| 13:46 | UBSTL | UBS AG LONDON BRH Low Exercise Call Warrant on 144A Sk Telecom Co Ltd 09/03/2010 (United Kingdom) | 9/20/2007 | | | |
| 13:46 | UBTAL | UBS AG LONDON BRH Low Exercise Call Warrant on 144A Taiwan Cellular Corp 09/03/2010 (United Kingdom) | 9/20/2007 | | | |
| 13:46 | UBTSL | UBS AG LONDON BRH Low Exercise Call Warrant on 144A Taiwan Synthetic Rubber 09/03/2010 (United Kingdom) | 9/20/2007 | | | |
| 13:46 | UBTSY | UBS AG LONDON BRH Low Exercise Call Warrant on 144A Taiwan Semiconductor Mfg Co Ltd 09/03/2010 (United Kingdom) | 9/20/2007 | | | |
| 13:46 | UBVIL | UBS AG LONDON BRH Low Exercise Call Warrant on 144A Vanguard Intl Semiconductor Corp 09/03/2010 (United Kingdom) | 9/20/2007 | | | |
| 13:46 | UBWHL | UBS AG LONDON BRH Low Exercise Call Warrant on 144A Wan Hai Lines Ltd 09/03/2010 (United Kingdom) | 9/20/2007 | | | |
Private Placement Security Changes 9/19/2007 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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