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Other-OTC System Changes - 9/18/2007 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 08:06 | TEXG | Terax Energy, Inc. Common Stock | 9/18/2007 | | | From OTCBB (TEXG)** |
| 13:31 | ADOT | Advanced Optics Electronics, Inc. Common Stock | 9/19/2007 | | | From BB (ADOTE)** |
| 13:31 | BEEY | Bioenergy Inc. Common Stock | 9/19/2007 | | | From BB (BEEYE)** |
| 13:31 | BRVO | Bravo! Brands Inc. Common Stock | 9/19/2007 | | | From BB (BRVOE)** |
| 13:31 | FDEI | Fidelis Energy, Inc. Common Stock | 9/19/2007 | | | From BB (FDEIE)** |
| 13:31 | FSTW | Firstwave Technologies Inc. Common Stock | 9/19/2007 | | | From S (FSTW)** |
| 15:42 | GCKO | Gecko Systems Corp Common Stock | 9/19/2007 | | | |
| 13:31 | IACE | Ideal Accents, Inc. Common Stock | 9/19/2007 | | | From BB (IACEE)** |
| 13:31 | IPFPF | International Personal Finance Plc, Leeds Ordinary shares (United Kingdom) | 9/19/2007 | | | |
| 15:42 | MNLU | Mainland Resources Inc. Common Stock | 9/19/2007 | | | |
| 15:42 | POLC | Political Calls, Inc. Common Stock | 9/19/2007 | | | |
| 13:31 | PTRN | Patron Systems, Inc. Common Stock | 9/19/2007 | | | From BB (PTRNE)** |
| 13:31 | RDRIF | Red Rock Energy Inc Common (Canada) | 9/19/2007 | | | |
| 13:31 | SNMWL | Sasco NIM Co 2007 WF2 Preferred shares 144A 3C7 (Cayman Islands) | 9/19/2007 | | | |
| 13:31 | XKEM | Xechem International, Inc. Common Stock | 9/19/2007 | | | From BB (XKEME)** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:31 | YMTHF | Yamatake Honeywell Ordinary Shares | 9/18/2007 | | Corporate Reorganization. See YMATF. |
| 13:31 | ABOOF | Alliance Boots plc Ordinary Shares (United Kingdom) | 9/19/2007 | | Acquisition ** |
| 13:31 | AEMSF | Apem Sa Ordinary Shares | 9/19/2007 | | Inactive security ** |
| 13:31 | AIXAF | Ainax Ab Ordinary Shares (Sweden) | 9/19/2007 | | Acquisition ** |
| 16:40 | ALSFF | Alsons Cement (Phl) Ordinary Shares | 9/19/2007 | | Inactive security |
| 13:31 | ASGFF | Assurance Generale De France Ordinary Shares | 9/19/2007 | | Acquisition ** |
| 16:40 | COFOF | Codan A/S Ordinary Shares (Denmark) | 9/19/2007 | | Acquisition |
| 13:31 | ETBVF | Electrabel Sa-Strip Wpr Ordinary Shares | 9/19/2007 | | Acquisition ** |
| 16:40 | ETQBF | Electrabel Npv(Apv1) Ord Ordinary Shares | 9/19/2007 | | Acquisition |
| 15:42 | GEAOF | Gescartao Sgps Sa Ordinary Shares (Portugal) | 9/19/2007 | | Acquisition ** |
| 16:58 | GLOW | Glowpoint, Inc. Common Stock | 9/19/2007 | | Added to OTCBB (GLOW) ** |
| 15:42 | KSGNF | Kensington Group Plc Ordinary Shares | 9/19/2007 | | Acquisition ** |
| 13:31 | KYEXF | Kyowa Exeo Corp Ordinary Shares | 9/19/2007 | | Corporate Reorganization. See KYWAF. |
| 13:31 | LANW | Language Access Network, Inc. Common Stock | 9/19/2007 | | Added to OTCBB (LANW) ** |
| 16:40 | LEGYF | Legacy Hotels Reit Ordinary Shares | 9/19/2007 | | Acquisition ** |
| 15:42 | LGADF | Lgad Inc Ordinary Shares | 9/19/2007 | | Corporate Reorganization. See GRIPF. |
| 16:40 | MKOFF | Malakoff Berhad Ordinary Shares | 9/19/2007 | | Acquisition ** |
| 16:40 | MQPUF | Macquarie Prologis Trust Units (Australia) | 9/19/2007 | | Acquisition ** |
| 13:31 | PJIBF | Pohjola Group plc Class D Ordinary Shares (Finland) | 9/19/2007 | | Acquisition ** |
| 13:31 | PRHRF | P 4 Radio Helenorge Asa Ordinary Shares | 9/19/2007 | | Acquisition |
| 15:42 | PZOBF | Paterson Zochonis A Non Vtg Ordinary Shares | 9/19/2007 | | Corporate Reorganization. See PZCUF. ** |
| 13:31 | SGGGY | SGL Carbon Aktiengesellschaft Common Stock | 9/19/2007 | | ADR Program Termination (16.0822/sh) ** |
| 16:40 | SMTMF | Sumitomo Leasing Corp Ordinary Shares | 9/19/2007 | | Acquisition |
| 16:40 | SRFSF | Sirius Financial Solutions plc Ordinary Shares | 9/19/2007 | | Acquisition ** |
| 16:40 | TIANF | Tianjin Bohai Chem Ind H Shs Ordinary Shares | 9/19/2007 | | Corporate Reorganization. See TNJIF. ** |
| 13:31 | TOHGF | Toho Gas Co Ltd (F) Ordinary Shares | 9/19/2007 | | Corporate Reorganization. See THOGF. |
| 13:31 | TRCKF | Tryckinvest I Nord Ordinary Shares | 9/19/2007 | | Inactive security |
| 13:31 | TRXRF | Torex Retail plc Ordinary Shares | 9/19/2007 | | Acquisition ** |
| 16:40 | WPTTF | Westpac Trust Investments Westpac Trust Investments | 9/19/2007 | | Inactive security |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:31 | 9/14/2007 | AVLCF | Avalanche Networks Corp Ordinary Shares | AVHFF | Avalanche Minerals Ltd. Ordinary Shares | ** |
| 15:42 | 9/19/2007 | CTBFF | CTB Financial Holding Co Ltd Ordinary Shares | MGFNF | Mega Financial Holding Co Ordinary Shares | ** |
| 15:42 | 9/19/2007 | DLARF | De La Rue Co Ltd Plc (New) Ordinary Shares | DLRUF | De La Rue Plc Ordinary Shares | ** |
| 16:40 | 9/19/2007 | GMCJF | General Mineral Corporation Ordinary Shares (Canada) | SCPZF | Sprott Resource Corp Ordinary Shares (Canada) | ** |
| 13:31 | 9/19/2007 | GSHG | Greenstone Holdings, Inc. Common Stock | GSHN | Greenstone Holdings, Inc. New Common Stock | 1-25 R/S ** |
| 15:42 | 9/19/2007 | KARDF | Karstadt Ord Ordinary Shares | ACAGF | Arcandor AG Ordinary Shares | ** |
| 16:58 | 9/19/2007 | UBDVF | United Bolero Develop Corp Ordinary Shares | BRUCF | Bolero Resources Corp Ordinary Shares | ** |
| 13:31 | 9/19/2007 | UBGPF | Unibet Group Plc London Swedish Depository Receipts (united Kingdom) | UBGRF | Unibet Group Plc Swedish Depository Receipts (Malta) | ** |
| 13:31 | 9/19/2007 | UDCGF | United Construction Grp Lt Ordinary Shares | UDCGF | United Group Limited Ordinary Shares | |
Portal System Changes 9/18/2007 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 16:40 | UBAGL | UBS AG LONDON BRH Low Exercise Call Warrant on Hon 144A Precision Inds 02/05/2008 (United Kingdom) | 9/19/2007 | | | |
| 16:40 | UBAGW | UBS AG LONDON BRH Low Exercise Call Warrant on 144A LLoyd Electric & Engineering 09/11/2008 (United Kingdom) | 9/19/2007 | | | |
| 16:40 | UBAGY | UBS AG LONDON BRH Low Exercise Call Warrant on 144A Gokaldas Exports Ltd 09/11/2008 (United Kingdom) | 9/19/2007 | | | |
Private Placement Security Changes 9/18/2007 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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| Notes | |
| The Addition to NBB for NCNB, reported on the Daily List of 09/18/2007, with an Effective Date of 09/19/2007, has been cancelled. This security will be quoted on OTCBB. |
