October 24, 2014
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OTCBB and Other-OTC System Changes - 9/17/2013 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:55 AFANE AF Ocean Investment Management Co. Common 9/17/2013 100 From BB (AFANE) 
07:55 BCYP Blue Calypso, Inc. Common 9/17/2013 100 From BB (BCYP) 
07:55 CATS Catasys Inc. Common Stock 9/17/2013 100 From BB (CATS) 
07:55 CGLO China Global Media, Inc. Common Stock 9/17/2013 100 From BB (CGLO) 
07:55 DRHC Dethrone Royalty Holdings, Inc. Common 9/17/2013 100 From BB (DRHC) 
07:55 ITEN CodeSmart Holdings, Inc. NEW Common Stock 9/17/2013 100 From BB (ITEN) 
07:55 OWOO One World Holdings Inc Common Stock 9/17/2013 100 From BB (OWOO) 
07:55 PEII Petron Energy II, Inc. Common Stock 9/17/2013 100 From BB (PEII) 
07:55 SFEX Solarflex Corporation Common Stock 9/17/2013 100 From BB (SFEX) 
07:55 TRGM Targeted Medical Pharma Inc Common Stock 9/17/2013 100 From BB (TRGM) 
07:55 VIIC Vision Industries Corp. Common shares 9/17/2013 100 From BB (VIIC) 
07:55 VRHD VR Holdings, Inc. Common 9/17/2013 100 From BB (VRHD) 
16:28 HLSTF Hallenstein Glasson Hldgs Ltd Ordinary Shares (New Zealand) 9/18/2013 100  
12:52 JYSKF Jyske Bank A/S Silkeborg Ordinary Shares (Denmark) 9/18/2013 100  
12:52 KFSWF Kingsway Financial Services, Inc. Wt Exp 9/18/2013 100 From NBB (KFSWF) 
12:52 SOMI Snap Online Marketing Inc. Com 9/18/2013 100 From NBB (SOMI) 
16:28 THEE Tarheel Billboard Inc Common Stock 9/18/2013 100 ** 
12:52 WEYI Westpoint Energy Inc NEV Common Stock 9/18/2013 100 From BB (WEYIE) 


Portal System Changes 9/17/2013 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 9/17/2013 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
09:51 YAGEY Yageo Corp 144A GDR Global Depository Shares 9/18/2013 100 ** 
09:51 YAGOY Yageo Corp Reg S GDR Global Depository Shares 9/18/2013 100 ** 
12:52 ZMDC USA Zhimingde International Group Corporation. Common Stock 9/18/2013 100 From BB (ZMDCE) 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
07:55 AFANE AF Ocean Investment Management Co. Common 9/17/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 BCYP Blue Calypso, Inc. Common 9/17/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 CATS Catasys Inc. Common Stock 9/17/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 CGLO China Global Media, Inc. Common Stock 9/17/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 DRHC Dethrone Royalty Holdings, Inc. Common 9/17/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
09:51 GLGH Glengarry Holdings, Ltd. Common Stock 9/17/2013 100 12(j) Registration Revoked by SEC ** 
07:55 ITEN CodeSmart Holdings, Inc. NEW Common Stock 9/17/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 OWOO One World Holdings Inc Common Stock 9/17/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 PEII Petron Energy II, Inc. Common Stock 9/17/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 SFEX Solarflex Corporation Common Stock 9/17/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 TRGM Targeted Medical Pharma Inc Common Stock 9/17/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 VIIC Vision Industries Corp. Common shares 9/17/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 VRHD VR Holdings, Inc. Common 9/17/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
16:28 CHGY China Energy Corporation Common Stock 9/18/2013 100 Going Private Transaction: 1-12,000,000 R/S cashing out fractional pre-split shares at $0.14 per share. ** 
12:52 KFSWF Kingsway Financial Services, Inc. Wt Exp 9/18/2013 100 Added to OTCBB ** 
12:52 SOMI Snap Online Marketing Inc. Com 9/18/2013 100 Added to OTCBB ** 
12:52 WEYIE Westpoint Energy Inc NEV Common Stock 9/18/2013 100 Failure To Comply with FINRA 6530 Added to NBB (WEYI)** 
09:51 YGEOF Yageo Corp Reg S Gdr American Depositary Shares 9/18/2013 100 Holders of the GDSs will be required to surrender their GDSs to the Depository to be exchanged for (i) New GDSs at a rate of 0.7 New GDS for every Old GDS surrendered and (ii) a distribution of cash equal to the US dollar equivalent of NT$15 per GDS surrendered net of any applicable fees, taxes and expenses. No fractional GDSs will be issued. Cash-in-lieu will be paid for fractional entitlements at a rate TBD. Holders of GDSs will be charged a Depository fee of $0.02 per GDS surrendered.[Refer to New GDS Symbol: YAGOY] ** 


Portal System Changes 9/17/2013 12:00:00 AM
 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
09:51 YGEQY Yageo Corp Reg S Gdr 144A 9/18/2013 100 Holders of the GDSs will be required to surrender their GDSs to the Depository to be exchanged for (i) New GDSs at a rate of 0.7 New GDS for every Old GDS surrendered and (ii) a distribution of cash equal to the US dollar equivalent of NT$15 per GDS surrendered net of any applicable fees, taxes and expenses. No fractional GDSs will be issued. Cash-in-lieu will be paid for fractional entitlements at a rate TBD. Holders of GDSs will be charged a Depository fee of $0.02 per GDS surrendered. [Refer to New GDS Symbol: YAGEY] ** 
12:52 ZMDCE USA Zhimingde International Group Corporation. Common Stock 9/18/2013 100 Failure To Comply with FINRA 6530 Added to NBB (ZMDC) ** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
16:28 9/18/2013 DSLI DSLIQ DesignLine Corporation Common Stock Bankruptcy ** 
09:51 9/18/2013 FFNT FFNTQ FriendFinder Networks Inc. Common Stock Bankruptcy filed ** 
12:52 9/18/2013 HIDCE HIDC Harbor Island Development Corp Common Stock ** 
12:52 9/18/2013 IDOIE IDOI IDO Security Inc. Common Stock ** 
12:52 9/18/2013 KOFFE KOFF Koffee Korner Inc Common Stock ** 
12:52 9/18/2013 PUNL NMEX Northern Minerals & Exploration Ltd. Common Stock ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
09:51 9/18/2013 AKFHF Akfen Holding A.S. Com (Turkey) AKFHF Akfen Holding A.S. Com (Turkey) CUSIP only Change ** 
12:52 9/18/2013 SIBCF Sun Interbrew Plc Cl B Ord American Depositary Shares SIBCY Sun Interbrew PLC GDR Representing Class A shares Reg S(Cyprus) Name Correction/Symbol Change ** 
12:52 9/18/2013 SIBGY Sun Interbrew Plc Cl B Ord 144A SIBGZ Sun Interbrew PLC GDR Representing Class A shares 144a (Cyprus) Name Correction/Symbol Change ** 
12:52 9/18/2013 SIBHF Sun Interbrew Plc Cl B Ord American Depositary Shares SIBHY Sun Interbrew GDR Representing Class A shares Reg S (Cyprus Name Correction/Symbol Change ** 
16:36 9/18/2013 SIBWY Sun Interbrew Plc Cl B Ord 144A SIBWZ Sun Interbrew PLC GDR Representing Class B shares 144a (Cyprus) Name Correction/Symbol Change ** 
09:51 9/18/2013 SRIT Secure It Corp Com SRITD Black Stallion Oil & Gas Inc. NEW Common Stock 60-1 F/S payable upon surrender ** 
09:51 9/18/2013 SSII Scenario Systems International, Inc. Common Stock SSIID Insight ID, Inc. NEW (WY) Common Stock 1-1000 R/S ; Domicile Change to Wyoming ** 
16:28 9/18/2013 TCXB TCX CALIBUR INC .Common Stock TCXB Medican Enterprises Inc .Common Stock ** 

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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