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Other-OTC System Changes - 9/16/2003 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:30 | CDPTF | Cardpoint plc Ordinary Shares (United Kingdom) | 9/17/2003 | | | |
| 14:55 | CIDIV | Chart Industries, Inc. New Common Stock When Issued | 9/17/2003 | | | |
| 14:55 | CIDWV | Chart Industries, Inc. New Warrants When Issued | 9/17/2003 | | | |
| 15:45 | GLFWN | Gulf Power Company 6.75% Senior Notes 9/15/2033 | 9/17/2003 | | | |
| 13:30 | SYHJF | Symphony Holdings Ltd Ordinary Shares (Bermuda) | 9/17/2003 | | | |
| 13:30 | ZIPCF | Zipcom plc Ordinary Shares (United Kingdom) | 9/17/2003 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:30 | CBNC | Centennial Bank Southern Pines Nc Common Stock | 9/17/2003 | | Acquired by Crescent Financial Corporation 9/2/2003 ** |
| 14:55 | CTITQ | Chart Industries, Inc. Common Stock | 9/17/2003 | | Bankruptcy Reorganization - plan effective 9/15/2003. ** |
| 13:30 | ENTM | EarthNetMedia, Inc. Common Stock | 9/17/2003 | | Added to OTCBB (ENTM) ** |
| 15:45 | IMINF | Imi International Medical Innovations Inc Ordinary Shares | 9/17/2003 | | Listed on AMEX (IMINF) ** |
| 13:30 | JTHBF | Jaya Tiasa Holding Ordinary Shares | 9/17/2003 | | Dupe of JAYHF |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 14:55 | 9/17/2003 | GNRD | General DataComm Industries, Inc. New Common Stock | GNRDV | General DataComm Industries, Inc. New Common StockWhen Issued | |
Portal System Changes 9/16/2003 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:30 | DKFDP | Duke Funding V Ltd. 144A Preferred Shares | 8/18/2003 | | | 9/17/03** |
| 13:30 | QNCPL | Quanta Capital Holdings Ltd. 144A Common Stock | 8/18/2003 | | | 9/17/03** |
| 13:30 | JPMZL | J. P. Morgan International Derivatives Ltd. 144A Low Exercise Price Option Warrant 3C7 Infosys Technologies 08/25/2005 | 8/28/2003 | | | 9/17/03** |
| 13:30 | PWSQY | Powerchip Semiconductor Corp 144A Global Depositary Receipt Temp Sept 2003 | 9/12/2003 | | | 9/17/03** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:30 | GRISW | Gristede's Foods, Inc. 144A Warrant 2010 | 9/17/2003 | | Securities never issued |
| 13:30 | UBTWW | UBS AG LONDON BRH 144A Call Warrant United Microelectronic 08/30/2004 | 9/17/2003 | | Securities never issued |
Private Placement Security Changes 9/16/2003 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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| Notes | |
| Please refer to the D/L of 9/15/2003: GDIIQ - General DataComm Industries effected a 1-10 Reverse Split effective for 9/16/2003. New Symbol - GNRDV. |
