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Other-OTC System Changes - 9/14/2007 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:45 | ABIX | Abatix Corp. Common Stock | 9/17/2007 | | | From S (ABIX)** |
| 13:45 | ACEC | ACE*COMM Corporation Common Stock | 9/17/2007 | | | From S (ACEC)** |
| 16:11 | BLSM | BLS Media, Inc. Common Stock | 9/17/2007 | | | |
| 13:45 | CAFDF | China Angel Food Ltd Ordinary shares (Singapore) | 9/17/2007 | | | |
| 16:11 | CDVT | Card Activation Technologies Inc. Common Stock | 9/17/2007 | | | ** |
| 16:11 | CRGE | Citigroup FDG Inc Equity Linked Based upon General Elec Co 12/31/08 | 9/17/2007 | | | |
| 16:11 | MKBW | MORGAN STANLEY Bear Mkt auto call secs based inversely on value of KBW mtg fin index 04/08/2009 | 9/17/2007 | | | |
| 16:11 | MXCYY | Metso Corporation Common Stock | 9/17/2007 | | | From NYSE (MX) |
| 16:11 | MXNU | Max Nutrition, Inc. Common Stock | 9/17/2007 | | | |
| 13:45 | TRLDF | Threegold Res Inc Ordinary shares (Canada) | 9/17/2007 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:45 | CSUEF | Century Sunshine Ecological Technology Holdings Ltd Ordinary Shares (Cayman Islands) | 9/17/2007 | | Corporate Reorganization. See CUTLF. ** |
| 13:45 | DIVIF | Divi Divi Hotel Corp N V Ordinary Shares | 9/17/2007 | | Inactive security |
| 13:45 | EGYWF | Energy XXI Acquisition Corporation Bermuda Limited USD Shares (Bermuda) | 9/17/2007 | | Corporate Reorganization. See EXXI. ** |
| 13:45 | EMAPF | Emap PLC Ordinary Shares | 9/17/2007 | | Security No Longer Exists ** |
| 13:45 | ETDAF | Etrade Australia Ltd Common Stock | 9/17/2007 | | Acquisition ** |
| 16:11 | FIDMF | Framtidsfabriken Ab Ordinary Shares | 9/17/2007 | | Inactive security ** |
| 16:11 | GPFRF | Group 4 A/S Copenhagen Ordinary Shares (Denmark) | 9/17/2007 | | Acquisition ** |
| 16:11 | LUKIF | Luks Industrial Group Ltd Ordinary Shares | 9/17/2007 | | Corporate Reorganization. See LKSGF. ** |
| 13:45 | MNDAF | Mondas Plc Ordinary Shares | 9/17/2007 | | Inactive security |
| 13:45 | SKNFF | Skandia Foersaekrings Ab Ordinary Shares | 9/17/2007 | | Acquisition ** |
| 13:45 | SPKNF | Spark Networks Plc Ordinary Shares (UK) | 9/17/2007 | | Corporate Reorganization. See AMEX (LOV). ** |
| 13:45 | THSTF | Thistle Hotels Plc Ord 20p Ordinary Shares | 9/17/2007 | | Acquisition |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 17:04 | 9/17/2007 | DYRLF | Dynamite Res Ltd Common shares (Canada) | DNRSF | Dynamite Res Ltd NEW Common shares (Canada) | ** |
| 17:04 | 9/17/2007 | IRMCF | Insurcom Financial Corporation Ordinary Shares | OMWLF | Omega World Inc Ordinary Shares | ** |
| 13:45 | 9/17/2007 | KMBYF | Kimberley Resources Nl Ordinary Shares | KMBYF | Kimberley Diamond Company Ordinary Shares | Name Change |
| 13:45 | 9/17/2007 | PCVHF | Proactive Technology Holdings Ltd Ordinary Shares | CRLWF | China Railway Logistics Ltd. Ordinary Shares | ** |
| 13:45 | 9/17/2007 | PPGO | Prime Petroleum Group, Inc. Common Stock | PPGU | Prime Petroleum Group, Inc. New Common Stock | 1-20 R/S ** |
| 13:45 | 9/17/2007 | PTEL | Petel Incorporated Common Stock | PTEI | Petel Incorporated New Common Stock | 1-10 R/S ** |
Portal System Changes 9/14/2007 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 16:11 | DBCEL | Deutsche Bk Ag London Mand Exchangeable Nt 144A linked to Com Chesapeake Energy Corp 03/18/2008 (United Kingdom) | 9/17/2007 | | | |
| 16:11 | LBPLL | Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Warrant 144A Punj Lloyd Ltd 09/17/2012 (Luxembourg) | 9/17/2007 | | | |
| 16:11 | LBSDL | Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Warrant 144A Sanghi Inds Ltd 09/17/2012 (Luxembourg) | 9/17/2007 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:45 | MSPZJ | MORGAN STANLEY Trigger Secs Madatorily 144A Exchangeable For Davita Inc Com Stk 09/14/2007 | 9/17/2007 | | Expired Security |
| 13:45 | MSPZK | MORGAN STANLEY Trigger Secs Mandarotily 144A Exchangeable For Alcon Inc Com Stk 9/14/2007 | 9/17/2007 | | Expired Security |
| 13:45 | MSPZS | MORGAN STANLEY Trigger Secs Mandatorily 144A Exchangeable for Kyphon Inc Com Stk 09/14/2007 | 9/17/2007 | | Expired Security |
Private Placement Security Changes 9/14/2007 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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