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Other-OTC System Changes - 9/13/2012 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 16:32 | AMTPL | Apollo Residential Mortgage, Inc. Pfd Shs Series A (US) | 9/14/2012 | Y | 100 | |
| 16:32 | BDABF | Boule Diagnostics AB Ordinary Shares (Sweden) | 9/14/2012 | Y | 100 | |
| 13:05 | BKYKL | Bank Of New York Mellon Corporation (The) Dep Shs Repstg 1/4000th Perp Pfd Ser C | 9/14/2012 | Y | 100 | |
| 13:05 | CSGQF | Costain Group PLC Ordinary Shares (United Kingdom) | 9/14/2012 | Y | 100 | |
| 16:32 | POHGF | Prospector Offshore Drilling S.A., Luxembourg Ordinary Shares (Luxembourg) | 9/14/2012 | Y | 100 | |
| 16:32 | PSTIW | Pluristem Therapeutics, Inc. Warrants Exp 2017 | 9/14/2012 | Y | 100 | |
| 13:05 | SAPX | Seven Arts Entertainment, Inc. Common stock (NV) | 9/14/2012 | Y | 100 | From S (SAPX)** |
| 16:32 | SOGP | Southern Cross Res Group Inc Common shares | 9/14/2012 | Y | 100 | ** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:05 | CMZPF | Compton Petroleum Corp Ordinary Shares | 9/14/2012 | 100 | Acquisition/Merger; The compulsory acquisition by MFC Industrial Ltd. and MFC Acquisition Inc. of all of the remaining outstanding common
shares of the Company at a price of $1.25 cash per common share. See TSX Bulletin 2012-0986 for further information.** |
| 16:32 | FTWAF | Flatworld Acquisition Corporation UNITS CONS OF 1 SH 1 WT 2015 | 9/14/2012 | 100 | Mandatory conversion of the units into ordinary shares of (FWLAF) on an one-for-one basis. ** |
| 16:32 | FXAI | FX Alliance Inc. Common Stock | 9/14/2012 | 100 | Acquired by Thomson Reuters Corporation. $22 per share. ** |
| 16:32 | GOBN | Gotham Bank Of N Y Common Stock | 9/14/2012 | 100 | Acquired by Provident New York Bancorp. Shareholders receive $137.083701 per share of GOBN. |
| 16:32 | HVFI | Havana Furnishings Inc Common Stock | 9/14/2012 | 100 | Added to BB |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:05 | 9/14/2012 | AXLX | Axiologix Education Corporation Common Stock | AXLX | Axiologix, Inc. Common Stock | No CUSIP change ** |
| 13:05 | 9/14/2012 | FMNJD | Franklin Mining, Inc. (NEW) Common Stock | FMNJ | Franklin Mining, Inc. Common Stock | ** |
| 13:05 | 9/14/2012 | GAIMF | Gamecorp Ltd. Common Stock (Canada) | GAIMF | DealNet Capital Corp. Common Stock (Canada) | Be advised the the Name & CUSIP change were effective on the CNSX Effective 9/13/2012.** |
| 13:05 | 9/14/2012 | GVNSD | Golden Raven Resources Ltd (NEW) Ordinary Shares | GVNS | Golden Raven Resources Ltd Ordinary Shares | ** |
| 13:05 | 9/14/2012 | NRMWY | Naraewin Co Ltd Sponsored ADR (South Korea) | NRMWY | G Learning Corporation Sponsored ADR (South Korea) | ** |
| 13:05 | 9/14/2012 | SYAID | Systems America, Inc. NEW Common Stock | SYAI | Systems America, Inc. Common Stock | ** |
Portal System Changes 9/13/2012 12:00:00 AM |
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There are no entries for Portal issues.
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Private Placement Security Changes 9/13/2012 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:05 | SNZYZ | Sanchez Energy Corporation Pfd Conv 144 Ser A | 9/14/2012 | N | 100 | |
