August 22, 2014
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OTCBB and Other-OTC System Changes - 9/13/2012 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
16:32 AMTPL Apollo Residential Mortgage, Inc. Pfd Shs Series A (US) 9/14/2012 100  
16:32 BDABF Boule Diagnostics AB Ordinary Shares (Sweden) 9/14/2012 100  
13:05 BKYKL Bank Of New York Mellon Corporation (The) Dep Shs Repstg 1/4000th Perp Pfd Ser C 9/14/2012 100  
13:05 CSGQF Costain Group PLC Ordinary Shares (United Kingdom) 9/14/2012 100  
16:32 HVFI Havana Furnishings Inc Common Stock 9/14/2012 100 From NBB (HVFI) 
16:32 POHGF Prospector Offshore Drilling S.A., Luxembourg Ordinary Shares (Luxembourg) 9/14/2012 100  
16:32 PSTIW Pluristem Therapeutics, Inc. Warrants Exp 2017 9/14/2012 100  
13:05 SAPX Seven Arts Entertainment, Inc. Common stock (NV) 9/14/2012 100 From S (SAPX)** 


Portal System Changes 9/13/2012 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 9/13/2012 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:05 SNZYZ Sanchez Energy Corporation Pfd Conv 144 Ser A 9/14/2012 100  
16:32 SOGP Southern Cross Res Group Inc Common shares 9/14/2012 100 ** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:05 CMZPF Compton Petroleum Corp Ordinary Shares 9/14/2012 100 Acquisition/Merger; The compulsory acquisition by MFC Industrial Ltd. and MFC Acquisition Inc. of all of the remaining outstanding common shares of the Company at a price of $1.25 cash per common share. See TSX Bulletin 2012-0986 for further information.** 
16:32 FTWAF Flatworld Acquisition Corporation UNITS CONS OF 1 SH 1 WT 2015 9/14/2012 100 Mandatory conversion of the units into ordinary shares of (FWLAF) on an one-for-one basis. ** 
16:32 FXAI FX Alliance Inc. Common Stock 9/14/2012 100 Acquired by Thomson Reuters Corporation. $22 per share. ** 
16:32 GOBN Gotham Bank Of N Y Common Stock 9/14/2012 100 Acquired by Provident New York Bancorp. Shareholders receive $137.083701 per share of GOBN. 
16:32 HVFI Havana Furnishings Inc Common Stock 9/14/2012 100 Added to BB 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:05 9/14/2012 RNBIE RNBI Rainbow International Corp Common Stock ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:05 9/14/2012 AXLX Axiologix Education Corporation Common Stock AXLX Axiologix, Inc. Common Stock No CUSIP change ** 
13:05 9/14/2012 FMNJD Franklin Mining, Inc. (NEW) Common Stock FMNJ Franklin Mining, Inc. Common Stock ** 
13:05 9/14/2012 FTTND First Titan Corp. NEW Common Stock FTTN First Titan Corp. Common Stock ** 
13:05 9/14/2012 GAIMF Gamecorp Ltd. Common Stock (Canada) GAIMF DealNet Capital Corp. Common Stock (Canada) Be advised the the Name & CUSIP change were effective on the CNSX Effective 9/13/2012.** 
13:05 9/14/2012 GVNSD Golden Raven Resources Ltd (NEW) Ordinary Shares GVNS Golden Raven Resources Ltd Ordinary Shares ** 
13:05 9/14/2012 NRMWY Naraewin Co Ltd Sponsored ADR (South Korea) NRMWY G Learning Corporation Sponsored ADR (South Korea) ** 
13:05 9/14/2012 SYAID Systems America, Inc. NEW Common Stock SYAI Systems America, Inc. Common Stock ** 

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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