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Other-OTC System Changes - 9/11/2007 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:35 | ARESF | Artis Real Estate Invt Tr Trust Unit (Canada) | 9/12/2007 | | | |
| 16:33 | ECYSF | Etfs Commodity Securities Ltd St Helier Certificates 2006- Without Fixed Maturity on Grains DJ -AIGCI (Jersey) | 9/12/2007 | | | |
| 13:35 | SPBHF | Sapuracrest Petroleum BHD Ordinary shares (Malaysia) | 9/12/2007 | | | |
| 16:33 | WMTI | Worldwide Media Technologies Inc Common | 9/12/2007 | | | |
| 13:35 | WPEPF | Workpoint Entertainment Public Co Ltd Units Non-Voting Depository Receipts (Thailand) | 9/12/2007 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:35 | AFRPF | African Platinum Plc Ordinary Shares (United Kingdom) | 9/12/2007 | | Acquisition ** |
| 16:33 | AOSTF | Autostrade Spa AZ Shares (Italy) | 9/12/2007 | | Inactive security ** |
| 13:35 | BLYO | Bentley Commerce Corporation New Common Stock | 9/12/2007 | | 12(j) Registration Revoked by SEC ** |
| 16:33 | BPLIF | Barplats Investments Ltd Ordinary Shares (South Africa) | 9/12/2007 | | Acquisition ** |
| 16:33 | CGAKF | Corus Group Plc Ord Ordinary Shares | 9/12/2007 | | Acquisition ** |
| 13:35 | CUWFF | Countrywide Assured Group Plc Ordinary Shares (United Kingdom) | 9/12/2007 | | Acquisition ** |
| 13:35 | CXTG | Cleveland Calendering & Coating Corp Common Stock | 9/12/2007 | | Inactive Security ** |
| 13:35 | EIVFF | Energy Investments Ltd Ordinary Shares (Australia) | 9/12/2007 | | Inactive security ** |
| 13:35 | FJUIF | Fujii & Co Ltd (Ord) Ordinary Shares | 9/12/2007 | | Inactive security |
| 13:35 | GEBTF | Geberit AG Common Stock | 9/12/2007 | | Inactive security. |
| 16:33 | GHOUF | Galileo Shopping American Trust Units (Australia) | 9/12/2007 | | Inactive security ** |
| 13:35 | GLCIF | Great Lakes Carbon Income Fund Ordinary Shares (Canada) | 9/12/2007 | | Acquisition ** |
| 13:35 | KSYT | Kingston Systems, Inc. Common Stock | 9/12/2007 | | Added to OTCBB (KSYT)** |
| 16:33 | LBGMF | Laboratory Information & Management Systems Ltd Ordinary Shares (Israel) | 9/12/2007 | | Inactive security ** |
| 16:33 | MELDF | Meinl European Land Limited RTS For Namen-Zert (United Kingdom) | 9/12/2007 | | Expiration ** |
| 16:33 | MHONF | Marathon Foods Inc Ordinary Shares | 9/12/2007 | | Inactive security ** |
| 16:33 | MOUI | Mourning Star Industries Inc Common Stock | 9/12/2007 | | Inactive security |
| 16:33 | POOJF | Poong Jeong Industry Co Ltd Ordinary Shares (South Korea) | 9/12/2007 | | Inactive security ** |
| 16:33 | QUDAF | Quadra Resources Corporation Ordinary Shares | 9/12/2007 | | Acquisition |
| 13:35 | RGDMF | Royal Garden Resort Public Co Ltd RGR Shares Foreign Registered (Thailand) | 9/12/2007 | | Inactive security ** |
| 16:33 | SDDUF | Ste De Distribution Du Gaz Sa Ordinary Shares | 9/12/2007 | | Inactive security |
| 13:35 | SFWCF | Software Control System International Inc Ordinary Shares (Canada) | 9/12/2007 | | Acquisition ** |
| 16:33 | SKFRF | Skf Ab Ordinary Shares | 9/12/2007 | | Inactive security |
| 16:33 | SPPAF | Spectra Physics Ab Ser A Free Ordinary Shares | 9/12/2007 | | Acquisition ** |
| 16:33 | SYGUF | Shenyang Public Utility Holdings Co Ltd Ordinary Shares | 9/12/2007 | | Inactive security |
| 16:33 | WEGSF | Weg Sa Elmj Preferred Shares (Brazil) | 9/12/2007 | | Inactive security ** |
| 13:35 | WHTKF | Wah Tak Fung Hldgs Ltd Ordinary Shares | 9/12/2007 | | Corporate Reorganization. See SNFRF. |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:35 | 9/12/2007 | DNBK | DNVB | Denver Bankshares Inc Common Stock | ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:35 | 9/12/2007 | AGAPF | AGA Foodservice Group plc (United Kingdom) Ordinary Shares | AGFDF | AGA Foodservice Group plc (United Kingdom) Ordinary Shares | ** |
| 13:35 | 9/12/2007 | BKKM | Black Tusk Minerals Inc. Common Stock | BKTK | Black Tusk Minerals Inc. Common Stock | 2-1 F/S; Payable Upon Surrender of Certificates ** |
| 13:35 | 9/12/2007 | BLCEF | Balec Electronic Corp Balec Electronic Corp (Taiwan) | RLCEF | Ralec Electronic Corp (Taiwan) | ** |
| 16:33 | 9/12/2007 | DGFNF | Dong Fang Gas Holdings, Ltd. Ordinary Shares (Bermuda) HKD | PCFPF | Pacific Century Premium Developments Limited Ordinary Shares (Bermuda) HKD | ** |
| 13:35 | 9/12/2007 | MTTFF | Mittal Steel Co NV Ordinary Shares (Netherlands) | AMSAF | Arcelormittal SA Ordinary Shares (Luxembourg) | |
| 16:33 | 9/12/2007 | QTGYF | Q9 Technology Holdings Ltd Ordinary Shares | BIOCF | Bio Cassava Technology Holdings Ltd Ordinary Shares | ** |
Portal System Changes 9/11/2007 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 16:35 | HRVAL | Hrvatske Telekomunikacije D D Sponsored GDR 144A (Croatia) | 9/12/2007 | | | |
| 13:35 | JPGBL | J P Morgan Intl Derivatives Ltd Chinese Low Exercise Price Wt 144A 3c& on Guangzhou Baiyun Intl Airport Co Ltd 08/31/2012 (Jersey) | 9/12/2007 | | | |
| 13:35 | JPMSL | J P Morgan Intl Derivatives Ltd Chinese Low Exercise Price Wt 144A 3C7 Shanxi Xishan Coal & Electricity Pwr Co Ltd 08/31/2012 (Jersey) | 9/12/2007 | | | |
| 13:35 | JPMUL | J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 on Maruti Udyog Ltd 09/03/2012 (Jersey) | 9/12/2007 | | | |
| 16:35 | LXNCL | Lehman XS NIM 1 Co 2005 7N Pref shares 3C7 144A | 9/12/2007 | | | |
| 16:35 | MSRTL | MORGAN STANLEY Perqs Mandatorily Exchangeable 144A for RTI Intl Metals Inc Com 03/28/2008 | 9/12/2007 | | | |
| 16:35 | SSIHL | Sunshine St Ins Hldg Corp Common 144A | 9/12/2007 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 16:35 | LVPMY | Liverpool SA El Puerto C-1 Sponsored 144A ADR | 9/12/2007 | | Inactive security ** |
Private Placement Security Changes 9/11/2007 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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