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Other-OTC System Changes - 9/9/2004 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 15:40 | ALGA | Allegiance Enterprises Inc Common Stock | 9/10/2004 | | | |
| 15:40 | BGLA | Bangla Property Management, Inc. Common Stock | 9/10/2004 | | | |
| 15:40 | BKHMY | Bookham Technology plc American Depositary Shares | 9/10/2004 | | | From NNM (BKHM). Reincorporation to Delaware. One new BKHMV for every 10 BKHM held. ** |
| 15:40 | CEEDF | Clearspeed Technology Plc, Bristol Ordinary Shares (United Kingdom) | 9/10/2004 | | | |
| 15:40 | CSUWF | Consumers Waterheater Income Fund Unit (Canada) | 9/10/2004 | | | |
| 15:40 | EUZOF | Eurazeo Paris Ordinary Shares (France) | 9/10/2004 | | | |
| 15:40 | FDLM | Fidelitas Management Inc Common Stock | 9/10/2004 | | | |
| 15:40 | GALT | Gallant Enterprises Inc Common Stock | 9/10/2004 | | | |
| 13:40 | HMTLY | Hitachi Metals Ltd Unsponsored ADR (Japan) | 9/10/2004 | | | Refer to the D/L of 7/6/2004, Security deleted in error. |
| 13:40 | JPST | JPS Industries Inc. Common Stock | 9/10/2004 | | | From SCM (JPST)** |
| 00:00 | LTRPF | Les Trois Pylones SA Ordinary Shares (France) | 9/10/2004 | | | |
| 00:00 | RGNFF | Regenera Ltd Ordinary Shares (Australia) | 9/10/2004 | | | |
| 15:40 | SYWD | Seymour Worldwide Inc Common Stock | 9/10/2004 | | | |
| 15:40 | TMLP | Terminal Promotions Inc Common Stock | 9/10/2004 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 00:00 | NCAL | NCAL Bancorp (CA) Common Stock | 9/9/2004 | | Added to BB (NCAL) ** |
| 17:06 | ADBAF | Advance Bank Of Australia Ordinary Shares | 9/10/2004 | | Security No Longer Exists ** |
| 13:40 | DMNNF | Defiance Mining Corporation Ordinary Shares (Canada) | 9/10/2004 | | Plan of Arrangement ** |
| 15:40 | FBGC | First Banking Center, Inc. (Wisconsin) Common Stock | 9/10/2004 | | Added to BB (FBGC) ** |
| 15:40 | FRNJF | France Telecom SA ACT.EM.03 | 9/10/2004 | | Inactive security ** |
| 13:40 | GHLZF | Gresham Hotel Group Plc Ordinary Shares | 9/10/2004 | | Acquired ** |
| 13:40 | HGKPF | Hung Kuang Precision Industries Ordinary Shares | 9/10/2004 | | N/C to Avision Inc (See symbol: AVIOF)** |
| 13:40 | HKKBF | Hokkaido Bank Ordinary Shares | 9/10/2004 | | Acquired ** |
| 13:40 | HLNDF | Highland Queen Mines Ltd Common Shares (Canada) | 9/10/2004 | | Inactive Issue ** |
| 13:40 | HSTPF | Hartstone Group Plc,The 10p Ordinary Shares | 9/10/2004 | | Compulsory Acquisition ** |
| 15:40 | PEDH | Peoples Educational Holdings, Inc. Common Stock | 9/10/2004 | | Added to BB (PEDH) |
| 00:00 | RFLSF | Raffles Lasalle Ltd Ordinary Shares (Singapore) | 9/10/2004 | | Security no longer exists ** |
| 15:40 | VCJM | Victor James Inc Common Stock | 9/10/2004 | | Inactive Security ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:40 | 9/10/2004 | AESFF | Aries Resources Corp Ordinary Shares (Australia) | AESFF | Aries Resources Corp Ordinary Shares (Canada) | Refer to the D/L of 9/1/04, description change. ** |
| 13:40 | 9/10/2004 | ALLW | Allwest Systems International Inc Common Stock | LYCV | Lyon Capital Venture Corporation Common Stock | ** |
| 13:40 | 9/10/2004 | EFSV | Elite Field Service, Inc. Common Stock | ONTT | Ontus Telecommunications Corporation Common Stock | 3-1 F/S; Payable Upon Surrender ** |
| 17:06 | 9/10/2004 | LFLCF | Lan Chile Sa Ord Ordinary Shares | LFLCF | Lan Airlines Sa Ord Ordinary Shares | |
| 13:40 | 9/10/2004 | LMXRF | Lmx Res Ltd Ordinary Shares | MRXFF | Merrex Resources Inc Ordinary Shares (Canada) | 1-10 R/S ** |
| 13:40 | 9/10/2004 | NOWEF | Northway Expls Ltd Ordinary Shares | CEKFF | Caspian Energy Inc Ordinary Shares (Canada) | ** |
| 13:40 | 9/10/2004 | OWSN | Otis Winston Ltd (NV) Common Stock | SPMC | Sparrowtech Multimedia Corporation Common Stock | ** |
| 13:40 | 9/10/2004 | UNCO | Union Connection Inc Common Stock | OBPT | Orbit Petroleum, Inc. Common Stock | 5-1 F/S; Payable Upon Surrender ** |
Portal System Changes 9/9/2004 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 15:40 | LETDW | Lehman Brothers Holdings, Inc. 144A Call Warrant Mediatek Inc. 08/26/05 (Switzerland) | 9/10/2004 | | | |
| 15:40 | LETEW | Lehman Brothers Holdings, Inc. 144A Call Warrant Au Optronics Corp. 08/26/05 (Switzerland) | 9/10/2004 | | | |
| 15:40 | UBULW | UBS AG LONDON BRH 144A Low Exercise Call Warrant Hanaro Telecom 09/05/05 | 9/10/2004 | | | |
Private Placement Security Changes 9/9/2004 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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