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Other-OTC System Changes - 8/31/2012 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 12:58 | CPASF | Contax Participacoes Sa Brazil Preferred Shares (Brazil) | 9/4/2012 | Y | 100 | |
| 12:58 | CZASY | China Zhengtong Auto Services Holdings Ltd. Unsponsored ADR (Cayman Islands) | 9/4/2012 | Y | 100 | |
| 12:58 | MHRWW | Magnum Hunter Resources Corporation Warrants Expiring 10/14/2013 | 9/4/2012 | Y | 100 | |
| 12:58 | MMETY | Minmetals Resources Ltd Unsponsored ADR (Hong Kong) | 9/4/2012 | Y | 100 | |
| 16:26 | MOLSF | Mols Linien Ordinary Shares (Denmark) | 9/4/2012 | Y | 100 | |
| 12:58 | POIV | Potential Invts Inc CMT - SHS | 9/4/2012 | Y | 100 | |
| 12:58 | SHOUY | Shougang Fushan Resources Group Limited Unsponsored ADR (Hong Kong) | 9/4/2012 | Y | 100 | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 08:51 | CLCI | Clear Choice Financial, Inc. Common Stock | 8/31/2012 | 100 | 12(j) Registration Revoked by SEC |
| 15:08 | DPTRQ | Delta Petroleum Corporation Common Stock | 8/31/2012 | 100 | Bankruptcy plan effective. Shares cancelled. Deletion time 15:05:14** |
| 08:51 | ECEC | ecom ecom.com, inc. Common Stock | 8/31/2012 | 100 | 12(j) Registration Revoked by SEC |
| 12:58 | KALO | Kallo, Inc. Common Stock | 9/4/2012 | 100 | Added to OTCBB ** |
| 16:26 | ORDNF | Oridion Systems Ltd Jerusalem Ordinary Shares | 9/4/2012 | 100 | Acquisition/Merger |
| 16:26 | WNARF | Western Areas NL Ordinary Shares (Australia) | 9/4/2012 | 100 | ** |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 08:51 | 9/4/2012 | AGESD | AGESY | Ageas Sponsored ADR (Belgium) | ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 08:51 | 9/4/2012 | AVIID | Sarepta Therapeutics, Inc. (New) Warrants Expiring 08/25/2014 | SRPTW | Sarepta Therapeutics, Inc. Warrants Expiring 08/25/2014 | ** |
| 14:25 | 9/4/2012 | JMPLD | Johnson Matthey Public Ltd Co New American Depositary Shares | JMPLY | Johnson Matthey Public Ltd Co American Depositary Shares | ** |
| 14:25 | 9/4/2012 | LFEFD | Arturus Capital Limited Sponsored ADR (Australia) | LFEFD | Arturus Capital Limited Sponsored ADR (Australia) | Cusip only change.** |
| 14:25 | 9/4/2012 | OPGX | Optigenex Inc. NEW Common Stock | OPGXD | Optigenex Inc. NEW Common Stock | 1-1,200 R/S ** |
Portal System Changes 8/31/2012 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 12:58 | KBEGL | Kusbass Energo Stk Co of Open Type Sponsored GDR 144A (Russia) | 9/4/2012 | N | 100 | |
| 12:58 | YNSTL | Yenisei Territorial Generating Co Ojsc Sponsored GDR 144A (Russia) | 9/4/2012 | N | 100 | |
Private Placement Security Changes 8/31/2012 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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