August 22, 2014
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Other-OTC System Changes - 8/28/2013 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
16:48 AFRS American First Financial, Inc. Common Stock 8/29/2013 100 From BB (AFRSE) 
18:01 CHRI China Health Resource, Inc. Class A Common Stock 8/29/2013 100 From BB (CHRIE) 
16:25 HNWAF Hanwa Co Ltd Ordinary Shares 8/29/2013 100 ** 
13:04 ISVRF iShares Silver Bullion FD Hedged Unit (Canada) 8/29/2013 100 ** 
13:04 JPJSF JP Morgan Japan Smaller Companies Trust PLC Subscription Shs on JPMorgan Smaller Co Trust (United Kingdom) 8/29/2013 100 ** 
13:04 RLTEF Realtime Technology AG, Muenchen Namen -Akt (Germany) 8/29/2013 100  
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
08:42 FGCC First Georgia Community Corporation (Jackson Ga) Common Stock 8/28/2013 100 12(j) Registration Revoked by SEC 
08:42 NHSH NHS Health Solutions, Inc. Common Stock 8/28/2013 100 12(j) Registration Revoked by SEC ** 
13:04 AUZCF Australian Zircon NL Ordinary shares (Australia) 8/29/2013 100 Inactive Issue ** 
13:04 CMJFY Consolidated Media Holdings Ltd Unsponsored ADR (Australia) 8/29/2013 100 ADR Program Terminated ** 
16:25 FROG FrogAds, Inc. Common 8/29/2013 100 Company dissolved ** 
13:04 HLTZF Healthzone Ltd Ordinary Shares (Australia) 8/29/2013 100 Inactive Issue ** 
13:04 ISSGF ISS Group Ltd Ordinary shares (Australia) 8/29/2013 100 Acquisition/Merger** 
13:04 LEOPF Leopalace21 Corp Ordinary Shares 8/29/2013 100 Inactive Issue 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:04 8/29/2013 DMWKD ARPC Arem Pacific Corporation. Common Stock  
13:04 8/29/2013 PAIRD PAIR New Dimension Holdings, Inc. (NEW) Common Stock ** 
13:04 8/29/2013 PNMLD PNMLF Jayden Resources, Inc. Ordinary Shares (Cayman Islands) ** 
13:04 8/29/2013 RCZRD RCZRF Rio Cristal Resources Corporation Common Shares (Canada) ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
16:25 8/29/2013 CRBN Counsel RB Capital Inc. Common Stock HGBL Heritage Global Inc. Common Stock ** 
16:25 8/29/2013 GPMTF Guyana Precious Metals Inc. New Ordinary Shares (Canada) GPMTF GPM Metals Inc. New Ordinary Shares (Canada) ** 
13:04 8/29/2013 LVWR LiveWire Mobile, Inc Common Stock LMSC Live Microsystems, Inc. Common Stock ** 
13:04 8/29/2013 OCINF OCI N.V. Shs (Netherlands) OCINF OCI N.V. Shs (Netherlands) CUSIP Change** 
13:04 8/29/2013 OHGI One Horizon Group, Inc. Common Stock OHGID One Horizon Group, Inc. (NEW) Common Stock 1-600 R/S ** 
13:04 8/29/2013 SRNED Sorrento Therapeutics, Inc. (NEW) Common Stock SRNE Sorrento Therapeutics, Inc. Common Stock ** 


Portal System Changes 8/28/2013 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 8/28/2013 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:04 JPXLZ JPMorgan Chase Bank N A London Branch Indian Low Exercise Price WT 144a 3c7 (Usha Martin Ltd) exp 11/13/2014 8/29/2013 100 ** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:04 ABNPZ ABN Amro North American Capital Funding Trust I Trust Preferred Securities Fixed/Floating 144a 8/29/2013 100 Called for Redemtpion. Redemption price to be paid on the redemption date will be 100% of the liquidation preference amount of the trust preferred securities, plus accrued and unpaid distributions to the redemption date. ** 
 
Notes  

  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning Other-OTC changes should be directed to : FINRA Market Operations at (866)-776-0800.
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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