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OTCBB and Other-OTC System Changes - 8/19/2013 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
09:09 CSOC Caduceus Software Systems Corp. Common Stock 8/20/2013 100 From BB (CSOCE) 
16:22 EDVP Endeavor Power Corp. Common Stock 8/20/2013 100 From NBB (EDVP) 
16:22 ELVAF Evolva Holding AG Namen -AKT- (Switzerland) 8/20/2013 100  
09:09 GYPHQ Gryphon Gold Corp Common Stock 8/20/2013 100 From BB (GYPHE) 
16:22 NAPO Naprodis Inc Common Stock 8/20/2013 100  
16:22 OSAGF Osram Licht AG Namens - Aktien ON (Germany) 8/20/2013 100  


Portal System Changes 8/19/2013 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 8/19/2013 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:23 SCAZZ Sanchez Energy Corporation Perpetual Preferred Convertible Series B 8/20/2013 100 ** 
16:22 UTCH Universal Technology Systems Corporation Common Stock 8/20/2013 100 ** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
09:09 ATGR American Technologies Group, Inc. Common Stock 8/19/2013 100 12(j) Registration Revoked by SEC ** 
09:09 BGOI Bonanza Oil & Gas, Inc. Common Stock 8/19/2013 100 12(j) Registration Revoked by SEC ** 
09:09 GCOG Gulf Coast Oil & Gas Inc. Common Stock 8/19/2013 100 12(j) Registration Revoked by SEC ** 
09:09 CSOCE Caduceus Software Systems Corp. Common Stock 8/20/2013 100 Failure To Comply With NASD 6530; Added to NBB (CSOC) ** 
16:22 EDVP Endeavor Power Corp. Common Stock 8/20/2013 100 Added to OTCBB ** 
09:09 GYPHE Gryphon Gold Corp Common Stock 8/20/2013 100 Failure To Comply With NASD 6530; Added to NBB (GYPHQ) ** 
16:22 NAPO Naprodis Inc Common Stock 8/20/2013 100 Added to BB 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:23 8/20/2013 RJDGE RJDG RJD Green Inc Common Stock ** 
13:23 8/20/2013 TPCSE TPCS Techprecision Corporation Common Stock ** 
13:23 8/21/2013 GULD GULDE Gold Hill Resources, Inc. Common Stock Delinquent ** 
13:23 8/21/2013 SWCAL SWCLE Selway Capital Acquisition Corporation Common Series C Delinquent ** 
13:23 8/21/2013 SWCB SWCBE Selway Capital Acquisition Corporation Common Stock Series B Delinquent ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:23 8/20/2013 ASCQ Ascend Acquisition Corp. Common Stock KITM Kitara Media Corp. (NEW) Common Stock ** 
13:23 8/20/2013 THFWF Thorpe FW Plc Ordinary Shares (United Kingdom) THFWF Thorpe FW Plc Ordinary Shares (United Kingdom) CUSIP only Change ** 

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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