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Other-OTC System Changes - 8/15/2007 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:30 | CABX | Citigroup FDG Inc ELKS based on Common Stock of Barrick Gold Corp 12/31/2008 | 8/16/2007 | | | |
| 13:30 | CARN | Carrington Laboratories, Inc. Common Stock | 8/16/2007 | | | From S (CARN)** |
| 16:00 | HNNMY | Hennes & Mauritz AB Unsponsored ADR (Sweden) | 8/16/2007 | | | |
| 13:30 | MHWHF | Ming Hing Waterworks Holdings Limited Ordinary shares (Cayman Islands) | 8/16/2007 | | | |
| 16:00 | SRAMF | Suramina Res Inc Common (Canada) | 8/16/2007 | | | |
| 16:00 | TGOPF | 3i Group Plc Ordinary shares (United Kingdom) | 8/16/2007 | | | |
| 16:49 | TKPPY | Technip ADS (Each repstg 1/4 ord sh) | 8/16/2007 | | | From NYSE (TKP) |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 16:00 | ALCQ | ALCO, Inc. Common Stock | 8/16/2007 | | Added to OTCBB (ALCQ)** |
| 16:15 | BTHH | BTHC VIII, Inc. Common Stock | 8/16/2007 | | Added to OTCBB (BTHH) ** |
| 16:15 | OCTL | Octillion Corp. New Common Stock | 8/16/2007 | | Added to OTCBB (OCTL) ** |
| 13:30 | WLDA | World Air Holdings, Inc. Common Stock | 8/16/2007 | | Acquired by MatlinPatterson Global Opportunities Partners II ($12.50/sh) ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:30 | 8/13/2007 | DGWAY | Digiwave Technologies Inc Sponsored ADR (South Korea) | NRMWY | Naraewin Co Ltd Sponsored ADR (South Korea) | Refer to the D/L of 8/10/2007, Ratio change from 1:20 to 1:1 concurrent with name change. ** |
| 13:30 | 8/16/2007 | APYM | Asia Payment Systems, Inc. Common Stock | CDTR | Cardtrend International Inc. Common Stock | ** |
| 14:39 | 8/16/2007 | DMGB | Demobag Brands, Inc. Common Stock | CGDN | China Gold Resource, Inc. Common Stock | 1-10 R/S ** |
| 16:49 | 8/16/2007 | MNCPP | Motient Corporation New Preferred Convertible Series B | TSTRP | TerreStar Corporation Preferred Convertible Series B | ** |
Portal System Changes 8/15/2007 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:30 | VRSNL | VeriSign, Inc. Common 144A | 8/16/2007 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:30 | CNRMJ | Countrywide Net Interest Margin Fixed Rate Notes Class N-3 Series 2007-AH1N 144A | 8/16/2007 | | Refer to D/L 8/14/2007: Issue set up in error. |
| 14:05 | CNRMK | Countrywide Net Interest Margin Fixed Rate Notes Series 2007-AH1N Preferred Shares 144A | 8/16/2007 | | Refer to D/L 08/14/2007: Issue set up in error. |
| 13:30 | IDXNJ | Indymac INDX NIM Corp 2006-AR35 N3 144A | 8/16/2007 | | Refer to D/L 8/14/2007: Issue set up in error. |
| 13:30 | KRCOJ | Kilroy Realty Corporation EXCHANGEABLE SR NT 144A | 8/16/2007 | | Refer to D/L 8/14/2007: Issue set up in error. |
| 13:30 | LUKJJ | Leucadia National Corporation 144A SR NT | 8/16/2007 | | Refer to D/L 8/14/2007: Issue set up in error. |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:30 | 8/16/2007 | GWCAP | GWCAJ | GW Cap Tr III 7.9& GTD Tr Preferred Secs | |
Private Placement Security Changes 8/15/2007 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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| Notes | |
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| The Addition to NBB for GDCE/GDCE, reported on the Daily List of 08/15/2007, with an Effective Date of 08/16/2007, has been cancelled. |
