April 18, 2014
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Other-OTC System Changes - 8/14/2013 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
16:35 CGXYY China Galaxy Securities Co Ltd Unsponsored ADR (China) 8/15/2013 100 ** 
13:04 GUOTF Guotai Junan International Holdings Ltd, Hong Kong Ordinary Shares (Hong Kong) 8/15/2013 100  
13:04 NIROF Nevada Iron Ltd Ordinary Shares (Austrailia) 8/15/2013 100  
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:04 AFFTY Affitech A/S ADR (Denmark) 8/15/2013 100 ADR Program Terminated ** 
13:04 GMEGF Grammer Ag Dm50 Ordinary Shares 8/15/2013 100 Inactive issue 
13:04 PTXRF Sophiris Bio, Inc Ordinary Shares (Canada) 8/15/2013 100 Listed on NGM; 1-52 R/S: No fractional shares will be issued as a result of the share consolidation and any fractions of a share will be rounded up to the next greater whole number of shares if the fractional entitlement is equal to or greater than 0.5 and shall be rounded down if the fractional entitlement is less than 0.5.** 
16:35 RFIE Redfield Ventures Inc Common Stock 8/15/2013 100 Added to BB 
13:04 SLFXF Sun Life Financial Inc. Preferred Shares Non Cumulative Rate Reset Class A Series 12R 8/15/2013 100 Inactive issue 
13:04 UETTU United Ethanol LLC Membership Unit Class C 8/15/2013 100 Inactive issue 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
16:35 8/15/2013 ALGF DIEN Diversified Energy Holdings, Inc. Common Stock ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
16:35 8/15/2013 AVSTF Alternative Investment Strategies Ltd Shares Sterling Hedged Class (United Kingdom) AVSTF Alternative Investment Strategies Ltd Shares Post Red GBP (United Kingdom) ** 
13:04 8/15/2013 MCRUY Morgan Crucible PLC Unsponsored ADR (United Kingdom) MCRUY Morgan Advanced Materials PLC Unsponsored ADR (United Kingdom) Name/CUSIP Change ** 
13:04 8/15/2013 MMTOF Mitsubishi Motors Ordinary Shares MMTOF Mitsubishi Motors Ordinary Shares CUSIP Only Change ** 


Portal System Changes 8/14/2013 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 8/14/2013 12:00:00 AM
There are no entries for Private Placement Security issues.








  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning Other-OTC changes should be directed to : FINRA Market Operations at (866)-776-0800.
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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