October 31, 2014
Symbol: 
Dynamic Watchlist

OTCBB News











OTCBB News
OTC Equity Short Interest
SEC 605 Report
Investor Info.
Issuer Info.
Vendor Info.
OTCBB Rules
About OTCBB

OTCBB and Other-OTC System Changes - 8/6/2008 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:33 AARI Atlantic Resources Inc. Common Stock 8/7/2008 100 From NBB (AARI) ** 
15:59 APPTY APT Satellite Holdings Limited Common Stock 8/7/2008 100 From NYSE (ATS) 
15:59 CCFRF Cacola Furniture International Limited (Limited) Ordinary shares (Cayman Islands) 8/7/2008 100  
16:35 CCSO Cheetah Consulting Inc. Common shares 8/7/2008 100  
15:59 CYNG Cynergi Holdings, Inc. Common Stock 8/7/2008 100 From NBB (CYNG) ** 
15:59 EEDJF Etfs Commodity Securities Ltd St Helier Certificates 2006 -Without Fixed Maturity On Ex-Energy Dj-AIGCI (Jersey) 8/7/2008 100  
13:33 FERO Fero Industries, Inc. Common shares 8/7/2008 100 From NBB (FERO) ** 
13:33 FMSLF Falcon Media Services Limited Common shares (United Kingdom) 8/7/2008 100 From NBB (FMSLF) ** 
15:59 OLOI Online Originals, Inc. Common Stock 8/7/2008 100 ** 
16:35 PTAE Plata Resources, Inc. Common shares 8/7/2008 100  
13:33 RNKFF Rainmaker Entertainment Inc Ordinary shares (Canada) 8/7/2008 100  
13:33 SDRYF Sea Dragon Energy Inc Common shares (Canada) 8/7/2008 100  
13:33 SWAV SWAV Enterprises Ltd. Common Stock 8/7/2008 100 From NBB (SWAV) ** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:33 AARI Atlantic Resources Inc. Common Stock 8/7/2008 100 Added to OTCBB (AARI) ** 
13:33 CFDK Citigroup FDG Inc GTD Buffer Nt Based Upon S&P 500 Index 8/7/2008 100 TRACE reportable issue. 
13:33 CSTM Clean Systems Technology Group, Ltd. Common Stock 8/7/2008 100 12(j) Registration Revoked by SEC ** 
15:59 CYNG Cynergi Holdings, Inc. Common Stock 8/7/2008 100 Added to OTCBB (CYNG) ** 
13:33 DBMEF Deutsche Bk Ag London BRH Prin Protection Absolute Return Barrier Nt Lkd MSCI EAFE Index 08/31/2009 (Germany) 8/7/2008 100 TRACE reportable issue. 
13:33 EDJIF Eksportfinans ASA Plus Lkd Dow Jones Industrial Avg 03/18/2009 (Norway) 8/7/2008 100 TRACE reportable issue. 
13:33 ENDQF Eksportfinans ASA Plus Lkd NASDAQ 100 Index 03/18/2009 (Norway) 8/7/2008 100 TRACE reportable issue. 
13:33 ERLXF Eksportfinans ASA Plus Lkd Russell 2000 Index 03/18/2009 (Norway) 8/7/2008 100 TRACE reportable issue. 
13:33 FERO Fero Industries, Inc. Common shares 8/7/2008 100 Added to OTCBB (FERO) ** 
13:33 FMSLF Falcon Media Services Limited Common shares (United Kingdom) 8/7/2008 100 Added to OTCBB (FMSLF) ** 
13:33 LBHR Lehman Bros Hldgs Inc Prin Protn Absolute Return Barrier Nt Lkd to the Russell 2000 Index 08/31/2009 8/7/2008 100 TRACE reportable issue. 
13:33 LSPX Lehman Bros Hldgs Inc Prin Protn Absolute Return Barriet Nt Lkd to S&P 500 Index 07/31/2009 8/7/2008 100 TRACE reportable issue. 
13:33 LUMMQ Lumenon Innovative Lightwave Technology, Inc. Common Stock 8/7/2008 100 12(j) Registration Revoked by SEC ** 
13:33 MBNX MORGAN STANLEY Protected Absolute Return Barrier (Nt Based on Value of S&P 500 Index) 12/31/2009 8/7/2008 100 TRACE reportable issue. 
13:33 MBPV MORGAN STANLEY Buffered Plus Based on Value of S&P 500 Index 10/31/2009 8/7/2008 100 TRACE reportable issue. 
13:33 MCDR Morgan Stanley Bear Mkt Based Inversely on Value Consumer Discretionary Select Sector Spdr Fd 06/20/2009 8/7/2008 100 TRACE reportable issue. 
13:33 MCEI MORGAN STANLEY Outperformance Plus Based on Perfornance of GSCI Energy Index Excell Return Relative to S&P 500 Index 05/20/2009 8/7/2008 100 TRACE reportable issue. 
13:33 MCEX Morgan Stanley Cap Protected Nt Based on Value Bskt of 4 Currencies & an Equity Index 02/28/2014 8/7/2008 100 TRACE reportable issue. 
13:33 MEFE MORGAN STANLEY Protected Absolute Return Barrier (Nt Based on Value of MSCI EAFE IShares) 12/31/2009 8/7/2008 100 TRACE reportable issue. 
13:33 MEQC Morgan Stanley Hybrid Plus Based on Performance of a Basket of Equities Commodities & Shs 09/30/2009 8/7/2008 100 TRACE reportable issue. 
13:33 MFPR MORGAN STANLEY Plus Basedon Finl Select Sector SPDR Fd 04/30/2010 8/7/2008 100 TRACE reportable issue. 
13:33 MFSC MORGAN STANLEY Buffered Plus Based on Finl Select (Sector Spdr Fd) 03/20/2009 8/7/2008 100 TRACE reportable issue. 
13:33 MGBE MORGAN STANLEY Buffered Plus Based on Global Bskt of (Equity Indices) 12/31/2009 8/7/2008 100 TRACE reportable issue. 
13:33 MHSX Morgan Stanley PLUS Based on Value of Ise-CCM Homeland Security Index 02/28/2010 8/7/2008 100 TRACE reportable issue. 
13:33 MKXF MORGAN STANLEY IShares MSCI Emerging Mkts Index Fd (MPS) 03/28/2013 8/7/2008 100 TRACE reportable issue. 
13:33 MLAI Merrill Lynch & Co., Inc. Dow Jones AIG Exenergy Sub Index Mkt Inex Target Term Secs-Mitts 8/7/2008 100 TRACE reportable issue. 
13:33 MLCS Merrill Lynch & Co., Inc. Summation Secs Lkd to S&P 500 Index 12/31/2010 8/7/2008 100 TRACE reportable issue. 
13:33 MLRC Merrill Lynch & Co., Inc. Mkt Index Target Term Secs Lkd to Rogers Intl Commodity Index Excess Return 10/04/2013 8/7/2008 100 TRACE reportable issue. 
13:33 MLSU Merrill Lynch & Co., Inc. Summations Secs Lkd to S&P 500 Index SUMS 07/02/2010 8/7/2008 100 TRACE reportable issue. 
13:33 MMNS MORGAN STANLEY 14% SPARQS Mandatorily Exch for Com Stk Monsanto Co 02/20/2009 8/7/2008 100 TRACE reportable issue. 
13:33 MNEX MORGAN STANLEY Plus Based on Value of S&P 500 Index 12/31/2010 8/7/2008 100 TRACE reportable issue. 
13:33 MNKX MORGAN STANLEY PLUS Based on Nikkei 225 Index 02/20/2009 8/7/2008 100 TRACE reportable issue. 
13:33 MNQX MORGAN STANLEY Protected Absolute Return Barrier (Nt Base on Value of NASDAQ 100 Index) 08/20/2009 8/7/2008 100 TRACE reportable issue. 
13:33 MORB MORGAN STANLEY Protected Absolute Return Barrier Nt Based on Value of S&P 500 Index 04/20/2009 8/7/2008 100 TRACE reportable issue. 
13:33 MPAR MORGAN STANLEY 96% Protected Absolute Return Barrier Nt Based on Value of S&P 500 Index 12/31/2009 8/7/2008 100 TRACE reportable issue. 
13:33 MPBS MORGAN STANLEY Plus Based on Performance Bskt of (Stks) 12/31/2010 8/7/2008 100 TRACE reportable issue. 
13:33 MPDR MORGAN STANLEY Plus Based on Finl Select Sector (Spdr Fd) 12/31/2010 8/7/2008 100 TRACE reportable issue. 
13:33 MPLD MORGAN STANLEY Buffered PLUS Based on Philadelphia Stk Exch HSG Sector Index 02/20/2009 8/7/2008 100 TRACE reportable issue. 
13:33 MPRV MORGAN STANLEY Protected Absolute Return Barrier Nt Based on Value of S&P 500 Index 12/31/2009 8/7/2008 100 TRACE reportable issue. 
13:33 MPSH MORGAN STANLEY Protected Absolute Return Barrier Nt Based on Price of Shs of IShares MSCI EAFE Index Fd 12/31/2009 8/7/2008 100 TRACE reportable issue. 
13:33 MQDX MORGAN STANLEY Auto callable Secs Based on Value of NASDAQ 100 Index 05/07/2010 8/7/2008 100 TRACE reportable issue. 
13:33 MSBX MORGAN STANLEY Bear Mkt Plus Based Invesely on Value (of NASDAQ 100 Index) 04/20/2009 8/7/2008 100 TRACE reportable issue. 
13:33 MSCW MORGAN STANLEY Cash Settled Fd Lkd Call Wt Accd Invs (Ser 2008-1 Lkd to Value Ltd Partnership Ints in Morgan Stanley Liquid Mktds Fd II LP) 12/31/2013 8/7/2008 100 TRACE reportable issue. 
13:33 MSDF MORGAN STANLEY Plus Based on Finl Select Sector Spdr Fd 12/31/2010 8/7/2008 100 TRACE reportable issue. 
13:33 MSDQ MORGAN STANLEY Plus Based on Value of NASDAQ 100 Index 04/20/2009 8/7/2008 100 TRACE reportable issue. 
13:33 MSFE MORGAN STANLEY Plus Based on IShares MSCI EAFE (Index Fd) 04/20/2009 8/7/2008 100 TRACE reportable issue. 


Portal System Changes 8/6/2008 12:00:00 AM
 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:33 MSFYL MORGAN STANLEY Morgan Stanley INFY 144A PERQS due August 6, 2008 8/7/2008 100 Expired Security 
13:33 MSGB MORGAN STANLEY Cap Protected Nt Based on Value of (Global Bskt Equity Indices) 06/20/2014 8/7/2008 100 TRACE reportable issue. 
13:33 MSGG MORGAN STANLEY PLUS Basedon Com Stk Google Inc 8/7/2008 100 TRACE reportable issue. 
13:33 MSHY MORGAN STANLEY Plus Based on Hybrid Bskt Composed (Equity & Commodity Indices & Shs) 12/31/2013 8/7/2008 100 TRACE reportable issue. 
13:33 MSLE Morgan Stanley 12% SPARQS Mandatorily Exch for Com Stk of Apple Inc (10/20/08 is First Call Date) 06/20/2009 8/7/2008 100 TRACE reportable issue. 
13:33 MSLL MORGAN STANLEY PLUS Based Value on Russell 2000 Index 02/20/2009 8/7/2008 100 TRACE reportable issue. 
13:33 MSLP MORGAN STANLEY Protected Index Lkd Secs Based on Performance of 2008 1 MLP Dynamic Reference Index 11/05/2014 8/7/2008 100 TRACE reportable issue. 
13:33 MSLY Morgan Stanley Bear Mkt PLUS Based Inversely on Value of consumer Discretionary Select Sector SPDR Fd 08/31/2009 8/7/2008 100 TRACE reportable issue. 
13:33 MSMV MORGAN STANLEY Plus Based on Market Vectors Russia ETF 12/31/2009 8/7/2008 100 TRACE reportable issue. 
13:33 MSMW MORGAN STANLEY Modelware World Ex-America (Patricipation Nt, Ser F) 12/31/2014 8/7/2008 100 TRACE reportable issue. 
13:33 MSMX Morgan Stanley Plus Based on Ishares MSCI Emerging Mkts Index Fd 06/20/2009 8/7/2008 100 TRACE reportable issue. 
13:33 MSQX MORGAN STANLEY Plus Based on Value of NASDAQ 100 Index 12/31/2010 8/7/2008 100 TRACE reportable issue. 
13:33 MSVA MORGAN STANLEY Protected Absolute Return Barrier Nt Based on Value of SPX 500 Index 4/30/2009 8/7/2008 100 TRACE reportable issue. 
13:33 MSVS MORGAN STANLEY Bear Mktd Plus Based Inversely on Value of S&P 500 Index 12/31/2009 8/7/2008 100 TRACE reportable issue. 
13:33 MSVU MORGAN STANLEY Protected Absolute Return Barrier Nt Based on Value of SPX 500 Index 07/31/2009 8/7/2008 100 TRACE reportable issue. 
13:33 MSWK Mishawaka Dome Sports Complex Inc Common Stock 8/7/2008 100 TRACE reportable issue. 
13:33 MSWX MORGAN STANLEY Plus Based on IShares MSCI Taiwan (Index Fd) 06/20/2009 8/7/2008 100 TRACE reportable issue. 
13:33 MSYX MORGAN STANLEY Plus Based on Value of S&P 500 Index 12/31/2009 8/7/2008 100 TRACE reportable issue. 
13:33 MVRL MORGAN STANLEY BEAR Mkt Based Inversely on Value of Rty 2000 Index 02/20/2009 8/7/2008 100 TRACE reportable issue. 
13:33 MVRX MORGAN STANLEY Plus Based on Value of Russell 2000 Index 07/16/2009 8/7/2008 100 TRACE reportable issue. 
13:33 RNKUF Rainmaker Income Fund Trust Unit (Canada) 8/7/2008 100 Plan of Arrangement ** 
13:33 SWAV SWAV Enterprises Ltd. Common Stock 8/7/2008 100 Added to OTCBB (SWAV) ** 
13:33 SYBA Symbiat, Inc. Common Stock 8/7/2008 100 12(j) Registration Revoked by SEC ** 
13:33 UBDXF UBS Ag Jersey BRH Performance Secs with Contingent Protection Lkd S&P 500 Index 06/29/2012 (Jersey) 8/7/2008 100 TRACE reportable issue. 
13:33 UPNXF UBS Ag Jersey BRH Prin Protection Absolute Return Barrier Nt Lkd S&P 500 Index 08/31/2009 (Jersey) 8/7/2008 100 TRACE reportable issue. 
13:33 XLCLF XL Capital Ltd Equity Unit (Cayman Islands) 8/7/2008 100 Listed on NYSE (XL$Y) 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:33 8/7/2008 ASCB ASCBQ Ascendia Brands, Inc Common Stock Bankruptcy ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:33 8/7/2008 PODM Podium Venture Group Inc New Common Stock CPOG Capital Oil & Gas, Inc. Common Stock ** 


Private Placement Security Changes 8/6/2008 12:00:00 AM
There are no entries for Private Placement Security issues.








  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
"2007 FINRA All rights reserved. | Legal Notices and Privacy Policy