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OTCBB and Other-OTC System Changes - 8/6/2008 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:33 | AARI | Atlantic Resources Inc. Common Stock | 8/7/2008 | Y | 100 | From NBB (AARI) ** |
| 15:59 | APPTY | APT Satellite Holdings Limited Common Stock | 8/7/2008 | Y | 100 | From NYSE (ATS) |
| 15:59 | CCFRF | Cacola Furniture International Limited (Limited) Ordinary shares (Cayman Islands) | 8/7/2008 | Y | 100 | |
| 16:35 | CCSO | Cheetah Consulting Inc. Common shares | 8/7/2008 | Y | 100 | |
| 15:59 | CYNG | Cynergi Holdings, Inc. Common Stock | 8/7/2008 | Y | 100 | From NBB (CYNG) ** |
| 15:59 | EEDJF | Etfs Commodity Securities Ltd St Helier Certificates 2006 -Without Fixed Maturity On Ex-Energy Dj-AIGCI (Jersey) | 8/7/2008 | Y | 100 | |
| 13:33 | FERO | Fero Industries, Inc. Common shares | 8/7/2008 | Y | 100 | From NBB (FERO) ** |
| 13:33 | FMSLF | Falcon Media Services Limited Common shares (United Kingdom) | 8/7/2008 | Y | 100 | From NBB (FMSLF) ** |
| 15:59 | OLOI | Online Originals, Inc. Common Stock | 8/7/2008 | Y | 100 | ** |
| 16:35 | PTAE | Plata Resources, Inc. Common shares | 8/7/2008 | Y | 100 | |
| 13:33 | RNKFF | Rainmaker Entertainment Inc Ordinary shares (Canada) | 8/7/2008 | Y | 100 | |
| 13:33 | SDRYF | Sea Dragon Energy Inc Common shares (Canada) | 8/7/2008 | Y | 100 | |
| 13:33 | SWAV | SWAV Enterprises Ltd. Common Stock | 8/7/2008 | Y | 100 | From NBB (SWAV) ** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:33 | AARI | Atlantic Resources Inc. Common Stock | 8/7/2008 | 100 | Added to OTCBB (AARI) ** |
| 13:33 | CFDK | Citigroup FDG Inc GTD Buffer Nt Based Upon S&P 500 Index | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | CSTM | Clean Systems Technology Group, Ltd. Common Stock | 8/7/2008 | 100 | 12(j) Registration Revoked by SEC ** |
| 15:59 | CYNG | Cynergi Holdings, Inc. Common Stock | 8/7/2008 | 100 | Added to OTCBB (CYNG) ** |
| 13:33 | DBMEF | Deutsche Bk Ag London BRH Prin Protection Absolute Return Barrier Nt Lkd MSCI EAFE Index 08/31/2009 (Germany) | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | EDJIF | Eksportfinans ASA Plus Lkd Dow Jones Industrial Avg 03/18/2009 (Norway) | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | ENDQF | Eksportfinans ASA Plus Lkd NASDAQ 100 Index 03/18/2009 (Norway) | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | ERLXF | Eksportfinans ASA Plus Lkd Russell 2000 Index 03/18/2009 (Norway) | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | FERO | Fero Industries, Inc. Common shares | 8/7/2008 | 100 | Added to OTCBB (FERO) ** |
| 13:33 | FMSLF | Falcon Media Services Limited Common shares (United Kingdom) | 8/7/2008 | 100 | Added to OTCBB (FMSLF) ** |
| 13:33 | LBHR | Lehman Bros Hldgs Inc Prin Protn Absolute Return Barrier Nt Lkd to the Russell 2000 Index 08/31/2009 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | LSPX | Lehman Bros Hldgs Inc Prin Protn Absolute Return Barriet Nt Lkd to S&P 500 Index 07/31/2009 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | LUMMQ | Lumenon Innovative Lightwave Technology, Inc. Common Stock | 8/7/2008 | 100 | 12(j) Registration Revoked by SEC ** |
| 13:33 | MBNX | MORGAN STANLEY Protected Absolute Return Barrier (Nt Based on Value of S&P 500 Index) 12/31/2009 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MBPV | MORGAN STANLEY Buffered Plus Based on Value of S&P 500 Index 10/31/2009 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MCDR | Morgan Stanley Bear Mkt Based Inversely on Value Consumer Discretionary Select Sector Spdr Fd 06/20/2009 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MCEI | MORGAN STANLEY Outperformance Plus Based on Perfornance of GSCI Energy Index Excell Return Relative to S&P 500 Index 05/20/2009 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MCEX | Morgan Stanley Cap Protected Nt Based on Value Bskt of 4 Currencies & an Equity Index 02/28/2014 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MEFE | MORGAN STANLEY Protected Absolute Return Barrier (Nt Based on Value of MSCI EAFE IShares) 12/31/2009 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MEQC | Morgan Stanley Hybrid Plus Based on Performance of a Basket of Equities Commodities & Shs 09/30/2009 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MFPR | MORGAN STANLEY Plus Basedon Finl Select Sector SPDR Fd 04/30/2010 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MFSC | MORGAN STANLEY Buffered Plus Based on Finl Select (Sector Spdr Fd) 03/20/2009 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MGBE | MORGAN STANLEY Buffered Plus Based on Global Bskt of (Equity Indices) 12/31/2009 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MHSX | Morgan Stanley PLUS Based on Value of Ise-CCM Homeland Security Index 02/28/2010 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MKXF | MORGAN STANLEY IShares MSCI Emerging Mkts Index Fd (MPS) 03/28/2013 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MLAI | Merrill Lynch & Co., Inc. Dow Jones AIG Exenergy Sub Index Mkt Inex Target Term Secs-Mitts | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MLCS | Merrill Lynch & Co., Inc. Summation Secs Lkd to S&P 500 Index 12/31/2010 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MLRC | Merrill Lynch & Co., Inc. Mkt Index Target Term Secs Lkd to Rogers Intl Commodity Index Excess Return 10/04/2013 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MLSU | Merrill Lynch & Co., Inc. Summations Secs Lkd to S&P 500 Index SUMS 07/02/2010 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MMNS | MORGAN STANLEY 14% SPARQS Mandatorily Exch for Com Stk Monsanto Co 02/20/2009 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MNEX | MORGAN STANLEY Plus Based on Value of S&P 500 Index 12/31/2010 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MNKX | MORGAN STANLEY PLUS Based on Nikkei 225 Index 02/20/2009 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MNQX | MORGAN STANLEY Protected Absolute Return Barrier (Nt Base on Value of NASDAQ 100 Index) 08/20/2009 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MORB | MORGAN STANLEY Protected Absolute Return Barrier Nt Based on Value of S&P 500 Index 04/20/2009 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MPAR | MORGAN STANLEY 96% Protected Absolute Return Barrier Nt Based on Value of S&P 500 Index 12/31/2009 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MPBS | MORGAN STANLEY Plus Based on Performance Bskt of (Stks) 12/31/2010 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MPDR | MORGAN STANLEY Plus Based on Finl Select Sector (Spdr Fd) 12/31/2010 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MPLD | MORGAN STANLEY Buffered PLUS Based on Philadelphia Stk Exch HSG Sector Index 02/20/2009 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MPRV | MORGAN STANLEY Protected Absolute Return Barrier Nt Based on Value of S&P 500 Index 12/31/2009 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MPSH | MORGAN STANLEY Protected Absolute Return Barrier Nt Based on Price of Shs of IShares MSCI EAFE Index Fd 12/31/2009 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MQDX | MORGAN STANLEY Auto callable Secs Based on Value of NASDAQ 100 Index 05/07/2010 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MSBX | MORGAN STANLEY Bear Mkt Plus Based Invesely on Value (of NASDAQ 100 Index) 04/20/2009 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MSCW | MORGAN STANLEY Cash Settled Fd Lkd Call Wt Accd Invs (Ser 2008-1 Lkd to Value Ltd Partnership Ints in Morgan Stanley Liquid Mktds Fd II LP) 12/31/2013 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MSDF | MORGAN STANLEY Plus Based on Finl Select Sector Spdr Fd 12/31/2010 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MSDQ | MORGAN STANLEY Plus Based on Value of NASDAQ 100 Index 04/20/2009 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MSFE | MORGAN STANLEY Plus Based on IShares MSCI EAFE (Index Fd) 04/20/2009 | 8/7/2008 | 100 | TRACE reportable issue. |
Portal System Changes 8/6/2008 12:00:00 AM | | |
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| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:33 | MSFYL | MORGAN STANLEY Morgan Stanley INFY 144A PERQS due August 6, 2008 | 8/7/2008 | 100 | Expired Security |
| 13:33 | MSGB | MORGAN STANLEY Cap Protected Nt Based on Value of (Global Bskt Equity Indices) 06/20/2014 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MSGG | MORGAN STANLEY PLUS Basedon Com Stk Google Inc | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MSHY | MORGAN STANLEY Plus Based on Hybrid Bskt Composed (Equity & Commodity Indices & Shs) 12/31/2013 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MSLE | Morgan Stanley 12% SPARQS Mandatorily Exch for Com Stk of Apple Inc (10/20/08 is First Call Date) 06/20/2009 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MSLL | MORGAN STANLEY PLUS Based Value on Russell 2000 Index 02/20/2009 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MSLP | MORGAN STANLEY Protected Index Lkd Secs Based on Performance of 2008 1 MLP Dynamic Reference Index 11/05/2014 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MSLY | Morgan Stanley Bear Mkt PLUS Based Inversely on Value of consumer Discretionary Select Sector SPDR Fd 08/31/2009 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MSMV | MORGAN STANLEY Plus Based on Market Vectors Russia ETF 12/31/2009 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MSMW | MORGAN STANLEY Modelware World Ex-America (Patricipation Nt, Ser F) 12/31/2014 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MSMX | Morgan Stanley Plus Based on Ishares MSCI Emerging Mkts Index Fd 06/20/2009 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MSQX | MORGAN STANLEY Plus Based on Value of NASDAQ 100 Index 12/31/2010 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MSVA | MORGAN STANLEY Protected Absolute Return Barrier Nt Based on Value of SPX 500 Index 4/30/2009 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MSVS | MORGAN STANLEY Bear Mktd Plus Based Inversely on Value of S&P 500 Index 12/31/2009 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MSVU | MORGAN STANLEY Protected Absolute Return Barrier Nt Based on Value of SPX 500 Index 07/31/2009 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MSWK | Mishawaka Dome Sports Complex Inc Common Stock | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MSWX | MORGAN STANLEY Plus Based on IShares MSCI Taiwan (Index Fd) 06/20/2009 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MSYX | MORGAN STANLEY Plus Based on Value of S&P 500 Index 12/31/2009 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MVRL | MORGAN STANLEY BEAR Mkt Based Inversely on Value of Rty 2000 Index 02/20/2009 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | MVRX | MORGAN STANLEY Plus Based on Value of Russell 2000 Index 07/16/2009 | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | RNKUF | Rainmaker Income Fund Trust Unit (Canada) | 8/7/2008 | 100 | Plan of Arrangement ** |
| 13:33 | SWAV | SWAV Enterprises Ltd. Common Stock | 8/7/2008 | 100 | Added to OTCBB (SWAV) ** |
| 13:33 | SYBA | Symbiat, Inc. Common Stock | 8/7/2008 | 100 | 12(j) Registration Revoked by SEC ** |
| 13:33 | UBDXF | UBS Ag Jersey BRH Performance Secs with Contingent Protection Lkd S&P 500 Index 06/29/2012 (Jersey) | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | UPNXF | UBS Ag Jersey BRH Prin Protection Absolute Return Barrier Nt Lkd S&P 500 Index 08/31/2009 (Jersey) | 8/7/2008 | 100 | TRACE reportable issue. |
| 13:33 | XLCLF | XL Capital Ltd Equity Unit (Cayman Islands) | 8/7/2008 | 100 | Listed on NYSE (XL$Y) |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:33 | 8/7/2008 | ASCB | ASCBQ | Ascendia Brands, Inc Common Stock | Bankruptcy ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:33 | 8/7/2008 | PODM | Podium Venture Group Inc New Common Stock | CPOG | Capital Oil & Gas, Inc. Common Stock | ** |
Private Placement Security Changes 8/6/2008 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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