August 27, 2014
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OTCBB and Other-OTC System Changes - 8/3/2009 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:45 ECNI EnterConnect Inc. Common Stock 8/4/2009 100 From BB (ECNIE)** 
13:45 ESMP eSimple, Inc Common Stock 8/4/2009 100 From BB (ESMPE)** 
13:45 FOBMF Fortis Obam Ordinary Shares (Netherlands) 8/4/2009 100 Reinstated 
13:45 GEYH Global Employment Holdings, Inc. Common Stock 8/4/2009 100 From BB (GEYH)** 
13:45 IVII IVI Communications, Inc. Common Stock 8/4/2009 100 From BB (IVIIE)** 
17:07 SWGAY Swatch Group Ag (The) Unsponsored ADR (Switzerland) 8/4/2009 100 ** 
13:45 THLM T.H. Lehman & Co., Inc. Common Stock 8/4/2009 100 From BB (THLME)** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:45 ALUSU Alsius Corporation Uts 8/4/2009 100 Expired Security ** 
13:45 ALUSW Alsius Corporation Wts 8/4/2009 100 Expired Security ** 
13:45 ECNIE EnterConnect Inc. Common Stock 8/4/2009 100 Failure To Comply With NASD 6530; Added to NBB (ECNI)** 
13:45 ESMPE eSimple, Inc Common Stock 8/4/2009 100 Failure To Comply With NASD 6530; Added to NBB (ESMP)** 
13:45 GEYH Global Employment Holdings, Inc. Common Stock 8/4/2009 100 Form 15; Terminated Registration under the 34 Act; Added to NBB (GEYH)** 
13:45 IVIIE IVI Communications, Inc. Common Stock 8/4/2009 100 Failure To Comply With NASD 6530; Added to NBB (IVII)** 


Portal System Changes 8/3/2009 12:00:00 AM
 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:45 JPVCW J. P. Morgan International Derivatives Ltd. 144A Chinese Low Exercise Price Warrant 3C7 Shandong Expressway Co. Ltd. 08/03/2009 (Jersey) 8/4/2009 100 Expired Security 
13:45 JPVDW J. P. Morgan International Derivatives Ltd. 144A Chinese Low Exercise Price Warrant 3C7 China Yangtze Power Co. Ltd. 08.03/2009 (Jersey) 8/4/2009 100 Expired Security 
13:45 JPVEW J. P. Morgan International Derivatives Ltd. 144A Chinese Low Exercise Price Warrant 3C7 Angang New Steel Co. Ltd. 08/03/2009 (Jersey) 8/4/2009 100 Expired Security 
17:07 RBOIF Resolve Business Outsourcing Income Fund Trust Unit (Canada) 8/4/2009 100 Acquired ** 
13:45 THLME T.H. Lehman & Co., Inc. Common Stock 8/4/2009 100 Failure To Comply With NASD 6530; Added to NBB (THLM)** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:45 8/4/2009 APSO APSOQ Applied Solar, Inc. Common Stock Bankruptcy ** 
13:45 8/4/2009 RGBLE RGBL R.G. Global Lifestyles, Inc. Common Stock ** 
13:45 8/4/2009 WEBP WEBPQ Web Press Corporation Common Stock Bankruptcy ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:45 8/4/2009 BCBJF Babcock & Brown Japan Property Trust Units (Australia) ARPNF Astro Japan Property Trust (Australia) ** 
13:45 8/4/2009 BXIV BTHC XIV Inc. Common Stock BXII BTHC XIV Inc. New Common Stock 1-3 R/S ** 
13:45 8/4/2009 CUSRF Corpus Resources Corporation. Ordinary Shares (Canada) NMDPF Neomedyx Medical Corp. Ordinary Shares (Canada) ** 
13:45 8/4/2009 QMLM Quest Minerals & Mining Corp. Common Stock QMIN Quest Minerals & Mining Corp. Common Stock 1-100 R/S ** 


Private Placement Security Changes 8/3/2009 12:00:00 AM
There are no entries for Private Placement Security issues.








  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
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