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Other-OTC System Changes - 8/1/2003 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 00:00 | DGBUF | Dongbu Insurance Co Ltd Ordinary Shares (South Korea) | 8/1/2003 | | | |
| 00:00 | EXXGF | EB.REXX Government Germany 1.5 2.5 Ordinary Shares (Germany) | 8/1/2003 | | | |
| 00:00 | GHADF | Galahad Capital plc Ordinary Shares (United Kingdom) | 8/1/2003 | | | |
| 00:00 | PWLGF | Power Logics Co Ltd Ordinary Shares (South Korea) | 8/1/2003 | | | |
| 13:33 | MURJF | Muramoto Electron Thailand Public Co Ltd Units Non-Voting Depository Receipt (Thailand) | 8/4/2003 | | | |
| 13:33 | PGSGP | PPlus Trust Series GSG-2 Tr Ctf Cl A | 8/4/2003 | | | |
| 13:33 | SGEE | Sagee USA Group, Inc. Common Stock | 8/4/2003 | | | |
| 15:51 | TIAOV | Telecom Italia S.P.A. New Common Stock When Issued (Italy) | 8/4/2003 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 00:00 | AREP | American Recreational Enterprises, Inc. Common Stock | 8/1/2003 | | Added to OTCBB (AREP) ** |
| 00:00 | ARME | Armor Enterprises, Inc. Common Stock | 8/1/2003 | | Added to OTCBB (ARME) ** |
| 00:00 | ITFI | International Trust & Financial Systems, Inc. Common Stock | 8/1/2003 | | Added to OTCBB (ITFI) ** |
| 13:33 | FLCNP | R & B Falcon Corporation 13.875% Senior Preferred Stock | 8/4/2003 | | Redemption ($1138.75/sh - eff. 12/15/2000) ** |
| 13:33 | FLCNU | R & B Falcon Corporation Unit 5/1/2009 | 8/4/2003 | | Unit Separation (eff. 7/15/1999) |
| 15:51 | GMFIF | Goodman Fielder Ltd Ordinary Shares (Australia) | 8/4/2003 | | Acquired by Burns Philip & Company (AUD 1.635/sh) ** |
| 15:51 | GMFIY | Goodman Fielder Ltd Sponsored American Depositary Shares | 8/4/2003 | | ADR Program Terminated ($4.3122/sh) ** |
| 15:51 | GMFXF | Goodman Fielder Ltd NZ Clob Reg | 8/4/2003 | | Security No Longer Exists |
| 15:51 | OLVTF | Olivetti Ing C & Co Spa AZ (Italy) | 8/4/2003 | | Reorganization (.471553/sh TIAOV) |
| 15:51 | OLVTY | Olivetti Ing C & Co Spa American Depositary Shares repstg Ordinary Shares | 8/4/2003 | | Reorganization (.0471553/sh TI.WD on NYSE) |
| 15:51 | QQGGF | Goodman Fielder Ltd NZ Clob | 8/4/2003 | | Security No Longer Exists |
| 13:33 | SPPXF | Sapporo Express Co Ltd Ordinary Shares | 8/4/2003 | | Inactive Issue |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:33 | 8/4/2003 | ADSP | ADSPQ | Ariel Corporation Common Stock | |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:33 | 8/4/2003 | FROG | Leapfrog Smart Products Inc Common Stock | RDAG | Red Alert Group, Inc. Common Stock | 1-1.875 R/S ** |
Portal System Changes 8/1/2003 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:33 | CSMFF | CSAM Funding III 144A Preferred Shares | 7/21/2003 | | | 8/4/03** |
| 13:33 | FFHLY | First Financial Holding Co. Ltd. 144A Global Depository Receipts | 7/21/2003 | | | 8/4/03** |
| 13:33 | CBTBW | Corporate Backed Trust Certs 144A 2003-11 Kraft Foods Inc. Call Warrant A-1 11/01/2031 | 7/29/2003 | | | 8/4/03** |
| 13:33 | CBTQW | Corporate Backed Trust Certs 144A 2003-11 Kraft Foods Inc. Call Warrant A-2 11/01/2031 | 7/29/2003 | | | 8/4/03** |
| 13:33 | UBTUW | UBS AG London Branch 144A Swiss Market Index Short Warrant 07/30/2004 | 7/29/2003 | | | 8/4/03** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:33 | USLIW | U.S. Liquids Inc. 144A Warrant Exp 07/01/2008 | 8/4/2003 | | Securities never issued |
Private Placement Security Changes 8/1/2003 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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| Notes | |
| Effective 8/4/2003 the following issues will be additions to the Portal D/L: Nanya Technology Corp 144A Sponsored GDR (NNYAY)** and UBS AG LONDON BRH 144A Call Warrant MSCI India Index 06/30/04 (USTSW)**. |
